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# OpenLDAP Software 2.3 Administrator's Guide

## Table of Contents

Preface
1. Introduction to OpenLDAP Directory Services

1.1. What is a directory service?
1.2. What is LDAP?
1.3. How does LDAP work?
1.4. What about X.500?
1.5. What is the difference between LDAPv2 and LDAPv3?
1.6. What is slapd and what can it do?
1.7. What is slurpd and what can it do?

2. A Quick-Start Guide
3. The Big Picture - Configuration Choices

3.1. Local Directory Service
3.2. Local Directory Service with Referrals
3.3. Replicated Directory Service
3.4. Distributed Local Directory Service

4. Building and Installing OpenLDAP Software

4.1. Obtaining and Extracting the Software
4.2. Prerequisite software
4.3. Running configure
4.4. Building the Software
4.5. Testing the Software
4.6. Installing the Software

5. Configuring slapd

5.1. Configuration Layout
5.2. Configuration Directives
5.3. Access Control
5.4. Configuration Example

6. The slapd Configuration File

6.1. Configuration File Format
6.2. Configuration File Directives
6.3. Access Control
6.4. Configuration File Example

7. Running slapd

7.1. Command-Line Options
7.2. Starting slapd
7.3. Stopping slapd

8. Database Creation and Maintenance Tools

8.1. Creating a database over LDAP
8.2. Creating a database off-line
8.3. The LDIF text entry format

9. Schema Specification

9.1. Distributed Schema Files
9.2. Extending Schema

10. Security Considerations

10.1. Network Security
10.2. Data Integrity and Confidentiality Protection
10.3. Authentication Methods

11. Using SASL

11.1. SASL Security Considerations
11.2. SASL Authentication
11.3. SASL Proxy Authorization

12. Using TLS

12.1. TLS Certificates
12.2. TLS Configuration

13. Constructing a Distributed Directory Service

13.1. Subordinate Knowledge Information
13.2. Superior Knowledge Information
13.3. The ManageDsaIT Control

14. Replication with slurpd

14.1. Overview
14.2. Replication Logs
14.3. Command-Line Options
14.4. Configuring slurpd and a slave slapd instance
14.5. Advanced slurpd Operation

15. LDAP Sync Replication

15.1. The LDAP Content Synchronization Protocol
15.2. Syncrepl Details
15.3. Configuring Syncrepl

16. The Proxy Cache Engine

16.1. Overview
16.2. Proxy Cache Configuration

A. Generic configure Instructions
B. OpenLDAP Software Copyright Notices

B.1. OpenLDAP Copyright Notice
B.2. Additional Copyright Notice
B.3. University of Michigan Copyright Notice

C. OpenLDAP Public License

# Preface

## Copyright

Copyright 1998-2005, The OpenLDAP Foundation, All Rights Reserved.

Copyright 1992-1996, Regents of the University of Michigan, All Rights Reserved.

This document is considered a part of OpenLDAP Software. This document is subject to terms of conditions set forth in OpenLDAP Software Copyright Notices and the OpenLDAP Public License. Complete copies of the notices and associated license can be found in Appendix B and C, respectively.

## Scope of this Document

This document provides a guide for installing OpenLDAP Software 2.3 (http://www.openldap.org/software/) on <TERM>UNIX</TERM> (and UNIX-like) systems. The document is aimed at experienced system administrators but who may not have prior experience operating <TERM>LDAP</TERM>-based directory software.

This document is meant to be used in conjunction with other OpenLDAP information resources provided with the software package and on the project's extensive site (http://www.OpenLDAP.org/) on the World Wide Web. The site makes available a number of resources.

OpenLDAP Resources
Resource | URL
Document Catalog | http://www.OpenLDAP.org/doc/
Frequently Asked Questions | http://www.OpenLDAP.org/faq/
Issue Tracking System | http://www.OpenLDAP.org/its/
Mailing Lists | http://www.OpenLDAP.org/lists/
Software Pages | http://www.OpenLDAP.org/software/
Support Pages | http://www.OpenLDAP.org/support/

## Acknowledgments

The OpenLDAP Project is comprised of a team of volunteers. This document would not be possible without their contribution of time and energy.

The OpenLDAP Project would also like to thank the University of Michigan LDAP for building the foundation of LDAP software and information to which OpenLDAP Software is built upon. This document is based upon U-Mich LDAP document: The SLAPD and SLURPD Administrators Guide.

## Amendments

Suggested enhancements and corrections to this document should be submitted using the OpenLDAP <TERM>Issue Tracking System</TERM> (http://www.openldap.org/its/).

## About this document

This document was produced using the Simple Document Format (http://search.cpan.org/src/IANC/sdf-2.001/doc/) documentation system developed by Ian Clatworthy. Tools for SDF are available from CPAN (http://search.cpan.org/search?query=SDF).

# 1. Introduction to OpenLDAP Directory Services

This document describes how to build, configure, and operate OpenLDAP software to provide directory services. This includes details on how to configure and run the stand-alone <TERM>LDAP</TERM> daemon, slapd(8) and the stand-alone LDAP update replication daemon, slurpd(8). It is intended for newcomers and experienced administrators alike. This section provides a basic introduction to directory services and, in particular, the directory services provided by slapd(8).

## 1.1. What is a directory service?

A directory is a specialized database optimized for reading, browsing and searching. Directories tend to contain descriptive, attribute-based information and support sophisticated filtering capabilities. Directories generally do not support complicated transaction or roll-back schemes found in database management systems designed for handling high-volume complex updates. Directory updates are typically simple all-or-nothing changes, if they are allowed at all. Directories are tuned to give quick response to high-volume lookup or search operations. They may have the ability to replicate information widely in order to increase availability and reliability, while reducing response time. When directory information is replicated, temporary inconsistencies between the replicas may be okay, as long as they get in sync eventually.

There are many different ways to provide a directory service. Different methods allow different kinds of information to be stored in the directory, place different requirements on how that information can be referenced, queried and updated, how it is protected from unauthorized access, etc. Some directory services are local, providing service to a restricted context (e.g., the finger service on a single machine). Other services are global, providing service to a much broader context (e.g., the entire Internet). Global services are usually distributed, meaning that the data they contain is spread across many machines, all of which cooperate to provide the directory service. Typically a global service defines a uniform namespace which gives the same view of the data no matter where you are in relation to the data itself. The Internet <TERM>Domain Name System</TERM> (DNS) is an example of a globally distributed directory service.

## 1.2. What is LDAP?

<TERM>LDAP</TERM> stands for <TERM>Lightweight Directory Access Protocol</TERM>. As the name suggests, it is a lightweight protocol for accessing directory services, specifically <TERM>X.500</TERM>-based directory services. LDAP runs over <TERM>TCP</TERM>/<TERM>IP</TERM> or other connection oriented transfer services. The nitty-gritty details of LDAP are defined in RFC2251 "The Lightweight Directory Access Protocol (v3)" and other documents comprising the technical specification RFC3377. This section gives an overview of LDAP from a user's perspective.

What kind of information can be stored in the directory? The LDAP information model is based on entries. An entry is a collection of attributes that has a globally-unique <TERM>Distinguished Name</TERM> (DN). The DN is used to refer to the entry unambiguously. Each of the entry's attributes has a type and one or more values. The types are typically mnemonic strings, like "`cn`" for common name, or "`mail`" for email address. The syntax of values depend on the attribute type. For example, a `cn` attribute might contain the value `Babs Jensen`. A `mail` attribute might contain the value "`babs@example.com`". A `jpegPhoto` attribute would contain a photograph in the JPEG (binary) format.

How is the information arranged? In LDAP, directory entries are arranged in a hierarchical tree-like structure. Traditionally, this structure reflected the geographic and/or organizational boundaries. Entries representing countries appear at the top of the tree. Below them are entries representing states and national organizations. Below them might be entries representing organizational units, people, printers, documents, or just about anything else you can think of. Figure 1.1 shows an example LDAP directory tree using traditional naming.

Figure 1.1: LDAP directory tree (traditional naming)

The tree may also be arranged based upon Internet domain names. This naming approach is becoming increasing popular as it allows for directory services to be located using the DNS. Figure 1.2 shows an example LDAP directory tree using domain-based naming.

Figure 1.2: LDAP directory tree (Internet naming)

In addition, LDAP allows you to control which attributes are required and allowed in an entry through the use of a special attribute called `objectClass`. The values of the `objectClass` attribute determine the schema rules the entry must obey.

How is the information referenced? An entry is referenced by its distinguished name, which is constructed by taking the name of the entry itself (called the <TERM>Relative Distinguished Name</TERM> or RDN) and concatenating the names of its ancestor entries. For example, the entry for Barbara Jensen in the Internet naming example above has an RDN of `uid=babs` and a DN of `uid=babs,ou=People,dc=example,dc=com`. The full DN format is described in RFC2253, "Lightweight Directory Access Protocol (v3): UTF-8 String Representation of Distinguished Names."

How is the information accessed? LDAP defines operations for interrogating and updating the directory. Operations are provided for adding and deleting an entry from the directory, changing an existing entry, and changing the name of an entry. Most of the time, though, LDAP is used to search for information in the directory. The LDAP search operation allows some portion of the directory to be searched for entries that match some criteria specified by a search filter. Information can be requested from each entry that matches the criteria.

For example, you might want to search the entire directory subtree at and below `dc=example,dc=com` for people with the name `Barbara Jensen`, retrieving the email address of each entry found. LDAP lets you do this easily. Or you might want to search the entries directly below the `st=California,c=US` entry for organizations with the string `Acme` in their name, and that have a fax number. LDAP lets you do this too. The next section describes in more detail what you can do with LDAP and how it might be useful to you.

How is the information protected from unauthorized access? Some directory services provide no protection, allowing anyone to see the information. LDAP provides a mechanism for a client to authenticate, or prove its identity to a directory server, paving the way for rich access control to protect the information the server contains. LDAP also supports data security (integrity and confidentiality) services.

## 1.3. How does LDAP work?

LDAP directory service is based on a client-server model. One or more LDAP servers contain the data making up the directory information tree (DIT). The client connects to servers and asks it a question. The server responds with an answer and/or with a pointer to where the client can get additional information (typically, another LDAP server). No matter which LDAP server a client connects to, it sees the same view of the directory; a name presented to one LDAP server references the same entry it would at another LDAP server. This is an important feature of a global directory service, like LDAP.

## 1.4. What about X.500?

Technically, <TERM>LDAP</TERM> is a directory access protocol to an <TERM>X.500</TERM> directory service, the <TERM>OSI</TERM> directory service. Initially, LDAP clients accessed gateways to the X.500 directory service. This gateway ran LDAP between the client and gateway and X.500's <TERM>Directory Access Protocol</TERM> (<TERM>DAP</TERM>) between the gateway and the X.500 server. DAP is a heavyweight protocol that operates over a full OSI protocol stack and requires a significant amount of computing resources. LDAP is designed to operate over <TERM>TCP</TERM>/<TERM>IP</TERM> and provides most of the functionality of DAP at a much lower cost.

While LDAP is still used to access X.500 directory service via gateways, LDAP is now more commonly directly implemented in X.500 servers.

The stand-alone LDAP daemon, or slapd(8), can be viewed as a lightweight X.500 directory server. That is, it does not implement the X.500's DAP nor does it support the complete X.500 models.

If you are already running a X.500 DAP service and you want to continue to do so, you can probably stop reading this guide. This guide is all about running LDAP via slapd(8), without running X.500 DAP. If you are not running X.500 DAP, want to stop running X.500 DAP, or have no immediate plans to run X.500 DAP, read on.

It is possible to replicate data from an LDAP directory server to a X.500 DAP <TERM>DSA</TERM>. This requires an LDAP/DAP gateway. OpenLDAP does not provide such a gateway, but our replication daemon can be used to replicate to such a gateway. See the Replication with slurpd chapter of this document for information regarding replication.

## 1.5. What is the difference between LDAPv2 and LDAPv3?

LDAPv3 was developed in the late 1990's to replace LDAPv2. LDAPv3 adds the following features to LDAP:

- Strong authentication and data security services via <TERM>SASL</TERM>
- Certificate authentication and data security services via <TERM>TLS</TERM> (SSL)
- Internationalization through the use of Unicode
- Referrals and Continuations
- Schema Discovery
- Extensibility (controls, extended operations, and more)

LDAPv2 is historic (RFC3494). As most so-called LDAPv2 implementations (including slapd(8)) do not conform to the LDAPv2 technical specification, interoperatibility amongst implementations claiming LDAPv2 support is limited. As LDAPv2 differs significantly from LDAPv3, deploying both LDAPv2 and LDAPv3 simultaneously is quite problematic. LDAPv2 should be avoided. LDAPv2 is disabled by default.

## 1.6. What is slapd and what can it do?

slapd(8) is an LDAP directory server that runs on many different platforms. You can use it to provide a directory service of your very own. Your directory can contain pretty much anything you want to put in it. You can connect it to the global LDAP directory service, or run a service all by yourself. Some of slapd's more interesting features and capabilities include:

LDAPv3: slapd implements version 3 of <TERM>Lightweight Directory Access Protocol</TERM>. slapd supports LDAP over both IPv4 and IPv6 and Unix IPC.

<TERM>Simple Authentication and Security Layer</TERM>: slapd supports strong authentication and data security (integrity and confidentiality) services through the use of SASL. slapd's SASL implementation utilizes Cyrus SASL software which supports a number of mechanisms including DIGEST-MD5, EXTERNAL, and GSSAPI.

<TERM>Transport Layer Security</TERM>: slapd supports certificate-based authentication and data security (integrity and confidentiality) services through the use of TLS (or SSL). slapd's TLS implementation utilizes OpenSSL software.

Topology control: slapd can be configured to restrict access at the socket layer based upon network topology information. This feature utilizes TCP wrappers.

Access control: slapd provides a rich and powerful access control facility, allowing you to control access to the information in your database(s). You can control access to entries based on LDAP authorization information, <TERM>IP</TERM> address, domain name and other criteria. slapd supports both static and dynamic access control information.

Internationalization: slapd supports Unicode and language tags.

Choice of database backends: slapd comes with a variety of different database backends you can choose from. They include <TERM>BDB</TERM>, a high-performance transactional database backend; <TERM>HDB</TERM>, a hierarchical high-performance transactional backend; <TERM>LDBM</TERM>, a lightweight DBM based backend; SHELL, a backend interface to arbitrary shell scripts; and PASSWD, a simple backend interface to the passwd(5) file. The BDB and HDB backends utilize Sleepycat Berkeley DB. The LDBM utilizes either Berkeley DB or GDBM.

Multiple database instances: slapd can be configured to serve multiple databases at the same time. This means that a single slapd server can respond to requests for many logically different portions of the LDAP tree, using the same or different database backends.

Generic modules API: If you require even more customization, slapd lets you write your own modules easily. slapd consists of two distinct parts: a front end that handles protocol communication with LDAP clients; and modules which handle specific tasks such as database operations. Because these two pieces communicate via a well-defined <TERM>C</TERM> <TERM>API</TERM>, you can write your own customized modules which extend slapd in numerous ways. Also, a number of programmable database modules are provided. These allow you to expose external data sources to slapd using popular programming languages (Perl, shell, SQL, and TCL).

Threads: slapd is threaded for high performance. A single multi-threaded slapd process handles all incoming requests using a pool of threads. This reduces the amount of system overhead required while providing high performance.

Replication: slapd can be configured to maintain shadow copies of directory information. This single-master/multiple-slave replication scheme is vital in high-volume environments where a single slapd just doesn't provide the necessary availability or reliability. slapd supports two replication methods: LDAP Sync-based and slurpd(8)-based replication.

Proxy Cache: slapd can be configured as a caching LDAP proxy service.

Configuration: slapd is highly configurable through a single configuration file which allows you to change just about everything you'd ever want to change. Configuration options have reasonable defaults, making your job much easier.

## 1.7. What is slurpd and what can it do?

slurpd(8) is a daemon that, with slapd help, provides replicated service. It is responsible for distributing changes made to the master slapd database out to the various slapd replicas. It frees slapd from having to worry that some replicas might be down or unreachable when a change comes through; slurpd handles retrying failed requests automatically. slapd and slurpd communicate through a simple text file that is used to log changes.

See the Replication with slurpd chapter for information about how to configure and run slurpd(8).

Alternatively, LDAP-Sync-based replication may be used to provide a replicated service. See the LDAP Sync Replication chapter for details.

# 2. A Quick-Start Guide

The following is a quick start guide to OpenLDAP Software 2.3, including the stand-alone LDAP daemon, slapd(8).

It is meant to walk you through the basic steps needed to install and configure OpenLDAP Software. It should be used in conjunction with the other chapters of this document, manual pages, and other materials provided with the distribution (e.g. the `INSTALL` document) or on the OpenLDAP web site (in particular, the OpenLDAP Software <TERM>FAQ</TERM>).

If you intend to run OpenLDAP Software seriously, you should review all of this document before attempting to install the software.

Note: This quick start guide does not use strong authentication nor any integrity or confidential protection services. These services are described in other chapters of the OpenLDAP Administrator's Guide.

1. Get the software
   You can obtain a copy of the software by following the instructions on the OpenLDAP download page (http://www.openldap.org/software/download/). It is recommended that new users start with the latest release.
2. Unpack the distribution
   Pick a directory for the source to live under, change directory to there, and unpack the distribution using the following commands:
   `gunzip -c openldap-VERSION.tgz | tar xvfB -`
   then relocate yourself into the distribution directory:
   `cd openldap-VERSION`
   You'll have to replace `VERSION` with the version name of the release.
3. Review documentation
   You should now review the `COPYRIGHT`, `LICENSE`, `README` and `INSTALL` documents provided with the distribution. The `COPYRIGHT` and `LICENSE` provide information on acceptable use, copying, and limitation of warranty of OpenLDAP software.
   You should also review other chapters of this document. In particular, the Building and Installing OpenLDAP Software chapter of this document provides detailed information on prerequisite software and installation procedures.
4. Run `configure`
   You will need to run the provided `configure` script to configure the distribution for building on your system. The `configure` script accepts many command line options that enable or disable optional software features. Usually the defaults are okay, but you may want to change them. To get a complete list of options that `configure` accepts, use the `--help` option:
   `./configure --help`
   However, given that you are using this guide, we'll assume you are brave enough to just let `configure` determine what's best:
   `./configure`
   Assuming `configure` doesn't dislike your system, you can proceed with building the software. If `configure` did complain, well, you'll likely need to go to the FAQ Installation Section (http://www.openldap.org/faq/ and/or actually read the Building and Installing OpenLDAP Software chapter of this document.
5. Build the software.
   The next step is to build the software. This step has two parts, first we construct dependencies and then we compile the software:
   `make depend`
   `make`
   Both makes should complete without error.
6. Test the build.
   To ensure a correct build, you should run the test suite (it only takes a few minutes):
   `make test`
   Tests which apply to your configuration will run and they should pass. Some tests, such as the replication test, may be skipped.
7. Install the software.
   You are now ready to install the software; this usually requires super-user privileges:
   `su root -c 'make install'`
   Everything should now be installed under `/usr/local` (or whatever installation prefix was used by `configure`).
8. Edit the configuration file.
   Use your favorite editor to edit the provided slapd.conf(5) example (usually installed as `/usr/local/etc/openldap/slapd.conf`) to contain a BDB database definition of the form:
   `database bdb`
   `suffix "dc=<MY-DOMAIN>,dc=<COM>"`
   `rootdn "cn=Manager,dc=<MY-DOMAIN>,dc=<COM>"`
   `rootpw secret`
   `directory /usr/local/var/openldap-data`
   Be sure to replace `<MY-DOMAIN>` and `<COM>` with the appropriate domain components of your domain name. For example, for `example.com`, use:
   `database bdb`
   `suffix "dc=example,dc=com"`
   `rootdn "cn=Manager,dc=example,dc=com"`
   `rootpw secret`
   `directory /usr/local/var/openldap-data`
   If your domain contains additional components, such as `eng.uni.edu.eu`, use:
   `database bdb`
   `suffix "dc=eng,dc=uni,dc=edu,dc=eu"`
   `rootdn "cn=Manager,dc=eng,dc=uni,dc=edu,dc=eu"`
   `rootpw secret`
   `directory /usr/local/var/openldap-data`
   Details regarding configuring slapd(8) can be found in the slapd.conf(5) manual page and the The slapd Configuration File chapter of this document. Note that the specified directory must exist prior to starting slapd(8).
9. Start SLAPD.
   You are now ready to start the stand-alone LDAP server, slapd(8), by running the command:
   `su root -c /usr/local/libexec/slapd`
   To check to see if the server is running and configured correctly, you can run a search against it with ldapsearch(1). By default, ldapsearch is installed as `/usr/local/bin/ldapsearch`:
   `ldapsearch -x -b '' -s base '(objectclass=*)' namingContexts`
   Note the use of single quotes around command parameters to prevent special characters from being interpreted by the shell. This should return:
   `dn:`
   `namingContexts: dc=example,dc=com`
   Details regarding running slapd(8) can be found in the slapd(8) manual page and the Running slapd chapter of this document.
10. Add initial entries to your directory.
    You can use ldapadd(1) to add entries to your LDAP directory. ldapadd expects input in LDIF form. We'll do it in two steps:
    1. create an LDIF file
    2. run ldapadd
    Use your favorite editor and create an LDIF file that contains:
    `dn: dc=<MY-DOMAIN>,dc=<COM>`
    `objectclass: dcObject`
    `objectclass: organization`
    `o: <MY ORGANIZATION>`
    `dc: <MY-DOMAIN>`
    ``
    `dn: cn=Manager,dc=<MY-DOMAIN>,dc=<COM>`
    `objectclass: organizationalRole`
    `cn: Manager`
    Be sure to replace `<MY-DOMAIN>` and `<COM>` with the appropriate domain components of your domain name. `<MY ORGANIZATION>` should be replaced with the name of your organization. When you cut and paste, be sure to trim any leading and trailing whitespace from the example.
    `dn: dc=example,dc=com`
    `objectclass: dcObject`
    `objectclass: organization`
    `o: Example Company`
    `dc: example`
    ``
    `dn: cn=Manager,dc=example,dc=com`
    `objectclass: organizationalRole`
    `cn: Manager`
    Now, you may run ldapadd(1) to insert these entries into your directory.
    `ldapadd -x -D "cn=Manager,dc=<MY-DOMAIN>,dc=<COM>" -W -f example.ldif`
    Be sure to replace `<MY-DOMAIN>` and `<COM>` with the appropriate domain components of your domain name. You will be prompted for the "`secret`" specified in `slapd.conf`. For example, for `example.com`, use:
    `ldapadd -x -D "cn=Manager,dc=example,dc=com" -W -f example.ldif`
    where `example.ldif` is the file you created above.
    ``
    Additional information regarding directory creation can be found in the Database Creation and Maintenance Tools chapter of this document.
11. See if it works.
    Now we're ready to verify the added entries are in your directory. You can use any LDAP client to do this, but our example uses the ldapsearch(1) tool. Remember to replace `dc=example,dc=com` with the correct values for your site:
    `ldapsearch -x -b 'dc=example,dc=com' '(objectclass=*)'`
    This command will search for and retrieve every entry in the database.

You are now ready to add more entries using ldapadd(1) or another LDAP client, experiment with various configuration options, backend arrangements, etc..

Note that by default, the slapd(8) database grants read access to everybody excepting the super-user (as specified by the `rootdn` configuration directive). It is highly recommended that you establish controls to restrict access to authorized users. Access controls are discussed in the Access Control section of The slapd Configuration File chapter. You are also encouraged to read the Security Considerations, Using SASL and Using TLS sections.

The following chapters provide more detailed information on making, installing, and running slapd(8).

# 3. The Big Picture - Configuration Choices

This section gives a brief overview of various <TERM>LDAP</TERM> directory configurations, and how your stand-alone LDAP server slapd(8) fits in with the rest of the world.

## 3.1. Local Directory Service

In this configuration, you run a slapd which provides directory service for your local domain only. It does not interact with other directory servers in any way. This configuration is shown in Figure 3.1.

Figure 3.1: Local service configuration.

Use this configuration if you are just starting out (it's the one the quick-start guide makes for you) or if you want to provide a local service and are not interested in connecting to the rest of the world. It's easy to upgrade to another configuration later if you want.

## 3.2. Local Directory Service with Referrals

In this configuration, you run a slapd which provides directory service for your local domain and configure it to return referrals to a superior service capable of handling requests outside your local domain. You may run this service yourself or use one provided to you. This configuration is shown in Figure 3.2.

Figure 3.2: Local service with referrals

Use this configuration if you want to provide local service and participate in the Global Directory.

## 3.3. Replicated Directory Service

The slurpd daemon is used to propagate changes from a master slapd to one or more slave slapds. An example master-slave configuration is shown in figure 3.3.

Figure 3.3: Replicated Directory Services

This configuration can be used in conjunction with either of the first two configurations in situations where a single slapd does not provide the required reliability or availability.

## 3.4. Distributed Local Directory Service

In this configuration, the local service is partitioned into smaller services, each of which may be replicated, and glued together with superior and subordinate referrals.

# 4. Building and Installing OpenLDAP Software

This chapter details how to build and install the OpenLDAP Software package including slapd(8), the stand-alone LDAP daemon and slurpd(8), the stand-alone update replication daemon. Building and installing OpenLDAP Software requires several steps: installing prerequisite software, configuring OpenLDAP Software itself, making, and finally installing. The following sections describe this process in detail.

## 4.1. Obtaining and Extracting the Software

You can obtain OpenLDAP Software from the project's download page at http://www.openldap.org/software/download/ or directly from the project's <TERM>FTP</TERM> service at ftp://ftp.openldap.org/pub/OpenLDAP/.

The project makes available two series of packages for general use. The project makes releases as new features and bug fixes come available. Though the project takes steps to improve stablity of these releases, it is common for problems to arise only after release. The stable release is the latest release which has demonstrated stability through general use.

Users of OpenLDAP Software can choose, depending on their desire for the latest features versus demonstrated stability, the most appropriate series to install.

After downloading OpenLDAP Software, you need to extract the distribution from the compressed archive file and change your working directory to the top directory of the distribution:

`gunzip -c openldap-VERSION.tgz | tar xf -`
`cd openldap-VERSION`

You'll have to replace `VERSION` with the version name of the release.

You should now review the `COPYRIGHT`, `LICENSE`, `README` and `INSTALL` documents provided with the distribution. The `COPYRIGHT` and `LICENSE` provide information on acceptable use, copying, and limitation of warranty of OpenLDAP Software. The `README` and `INSTALL` documents provide detailed information on prerequisite software and installation procedures.

## 4.2. Prerequisite software

OpenLDAP Software relies upon a number of software packages distributed by third parties. Depending on the features you intend to use, you may have to download and install a number of additional software packages. This section details commonly needed third party software packages you might have to install. However, for an up-to-date prerequisite information, the `README` document should be consulted. Note that some of these third party packages may depend on additional software packages. Install each package per the installation instructions provided with it.

### 4.2.1. <TERM>Transport Layer Security</TERM>

OpenLDAP clients and servers require installation of OpenSSL <TERM>TLS</TERM> libraries to provide <TERM>Transport Layer Security</TERM> services. Though some operating systems may provide these libraries as part of the base system or as an optional software component, OpenSSL often requires separate installation.

OpenSSL is available from http://www.openssl.org/.

OpenLDAP Software will not be fully LDAPv3 compliant unless OpenLDAP's `configure` detects a usable OpenSSL installation.

### 4.2.2. Kerberos Authentication Services

OpenLDAP clients and servers support Kerberos-based authentication services. In particular, OpenLDAP supports the <TERM>SASL</TERM>/<TERM>GSSAPI</TERM> authentication mechanism using either Heimdal or MIT Kerberos V packages. If you desire to use Kerberos-based SASL/GSSAPI authentication, you should install either Heimdal or MIT Kerberos V.

Heimdal Kerberos is available from http://www.pdc.kth.se/heimdal/. MIT Kerberos is available from http://web.mit.edu/kerberos/www/.

Use of strong authentication services, such as those provided by Kerberos, is highly recommended.

### 4.2.3. <TERM>Simple Authentication and Security Layer</TERM>

OpenLDAP clients and servers require installation of Cyrus's SASL libraries to provide <TERM>Simple Authentication and Security Layer</TERM> services. Though some operating systems may provide this library as part of the base system or as an optional software component, Cyrus SASL often requires separate installation.

Cyrus SASL is available from http://asg.web.cmu.edu/sasl/sasl-library.html. Cyrus SASL will make use of OpenSSL and Kerberos/GSSAPI libraries if preinstalled.

OpenLDAP Software will not be fully LDAPv3 compliant unless OpenLDAP's configure detects a usable Cyrus SASL installation.

### 4.2.4. Database Software

OpenLDAP's slapd(8) <TERM>BDB</TERM> and <TERM>HDB</TERM> primary database backends require Sleepycat Software Berkeley DB. If not available at configure time, you will not be able build slapd(8) with these primary database backends.

Your operating system may provide a supported version of Berkeley DB in the base system or as an optional software component. If not, you'll have to obtain and install it yourself.

Berkeley DB is available from Sleepycat Software's download page http://www.sleepycat.com/download/. There are several versions available. Generally, the most recent release (with published patches) is recommended. This package is required if you wish to use the <TERM>BDB</TERM> or <TERM>HDB</TERM> database backends.

OpenLDAP's slapd(8) LDBM backend supports a variety of data base managers including Berkeley DB and GDBM. GDBM is available from FSF's download site ftp://ftp.gnu.org/pub/gnu/gdbm/.

### 4.2.5. Threads

OpenLDAP is designed to take advantage of threads. OpenLDAP supports POSIX pthreads, Mach CThreads, and a number of other varieties. `configure` will complain if it cannot find a suitable thread subsystem. If this occurs, please consult the `Software|Installation|Platform Hints` section of the OpenLDAP FAQ http://www.openldap.org/faq/.

### 4.2.6. TCP Wrappers

slapd(8) supports TCP Wrappers (IP level access control filters) if preinstalled. Use of TCP Wrappers or other IP-level access filters (such as those provided by an IP-level firewall) is recommended for servers containing non-public information.

## 4.3. Running configure

Now you should probably run the `configure` script with the `--help` option. This will give you a list of options that you can change when building OpenLDAP. Many of the features of OpenLDAP can be enabled or disabled using this method.

            ./configure --help

The `configure` script will also look at various environment variables for certain settings. These environment variables include:

Table 4.1: Environment Variables
Variable | Description
`CC` | Specify alternative C Compiler
`CFLAGS` | Specify additional compiler flags
`CPPFLAGS` | Specify C Preprocessor flags
`LDFLAGS` | Specify linker flags
`LIBS` | Specify additional libraries

Now run the configure script with any desired configuration options or environment variables.

            [[env] settings] ./configure [options]

As an example, let's assume that we want to install OpenLDAP with BDB backend and TCP Wrappers support. By default, BDB is enabled and TCP Wrappers is not. So, we just need to specify `--with-wrappers` to include TCP Wrappers support:

            ./configure --with-wrappers

However, this will fail to locate dependent software not installed in system directories. For example, if TCP Wrappers headers and libraries are installed in `/usr/local/include` and `/usr/local/lib` respectively, the `configure` script should be called as follows:

            env CPPFLAGS="-I/usr/local/include" LDFLAGS="-L/usr/local/lib" \
                    ./configure --with-wrappers

Note: Some shells, such as those derived from the Bourne sh(1), do not require use of the env(1) command. In some cases, environmental variables have to be specified using alternative syntaxes.

The `configure` script will normally auto-detect appropriate settings. If you have problems at this stage, consult any platform specific hints and check your `configure` options, if any.

## 4.4. Building the Software

Once you have run the `configure` script the last line of output should be:

            Please "make depend" to build dependencies

If the last line of output does not match, `configure` has failed, and you will need to review its output to determine what went wrong. You should not proceed until `configure` completes successfully.

To build dependencies, run:

            make depend

Now build the software, this step will actually compile OpenLDAP.

            make

You should examine the output of this command carefully to make sure everything is built correctly. Note that this command builds the LDAP libraries and associated clients as well as slapd(8) and slurpd(8).

## 4.5. Testing the Software

Once the software has been properly configured and successfully made, you should run the test suite to verify the build.

            make test

Tests which apply to your configuration will run and they should pass. Some tests, such as the replication test, may be skipped if not supported by your configuration.

## 4.6. Installing the Software

Once you have successfully tested the software, you are ready to install it. You will need to have write permission to the installation directories you specified when you ran configure. By default OpenLDAP Software is installed in `/usr/local`. If you changed this setting with the `--prefix` configure option, it will be installed in the location you provided.

Typically, the installation requires super-user privileges. From the top level OpenLDAP source directory, type:

            su root -c 'make install'

and enter the appropriate password when requested.

You should examine the output of this command carefully to make sure everything is installed correctly. You will find the configuration files for slapd(8) in `/usr/local/etc/openldap` by default. See the chapter Configuring slapd for additional information.

# 5. Configuring slapd

Once the software has been built and installed, you are ready to configure slapd(8) for use at your site. Unlike previous OpenLDAP releases, the slapd runtime configuration in 2.3 is fully LDAP-enabled and can be managed using the standard LDAP operations with data in <TERM>LDIF</TERM>. The LDAP configuration engine allows all of slapd's configuration options to be changed on the fly, generally without requiring a server restart for the changes to take effect. The old style slapd.conf(5) file is still supported, but must be converted to the new slapd.d(5) format to allow runtime changes to be saved. While the old style configuration uses a single file, normally installed as `/usr/local/etc/openldap/slapd.conf`, the new style uses a slapd backend database to store the configuration. The configuration database normally resides in the `/usr/local/etc/openldap/slapd.d` directory.

An alternate configuration directory (or file) can be specified via a command-line option to slapd(8) or slurpd(8). This chapter describes the general format of the configuration system, followed by a detailed description of commonly used config settings.

Note: some of the backends and of the distributed overlays do not support runtime configuration yet. In those cases, the old style slapd.conf(5) file must be used.

Note: the current version of slurpd has not been updated for compatibility with this new configuration engine. If you must use slurpd for replication at your site, you will have to maintain an old-style slapd.conf file for slurpd to use.

## 5.1. Configuration Layout

The slapd configuration is stored as a special LDAP directory with a predefined schema and DIT. There are specific objectClasses used to carry global configuration options, schema definitions, backend and database definitions, and assorted other items. A sample config tree is shown in Figure 5.1.

Figure 5.1: Sample configuration tree.

Other objects may be part of the configuration but were omitted from the illustration for clarity.

The slapd.d configuration tree has a very specific structure. The root of the tree is named `cn=config` and contains global configuration settings. Additional settings are contained in separate child entries:

- Include files
  Usually these are just pathnames left over from a converted `slapd.conf` file.
  Otherwise use of Include files is deprecated.
- Dynamically loaded modules
  These may only be used if the `--enable-modules` option was used to configure the software.
- Schema definitions
  The `cn=schema,cn=config` entry contains the system schema (all the schema that is hard-coded in slapd).
  Child entries of `cn=schema,cn=config` contain user schema as loaded from config files or added at runtime.
- Backend-specific configuration
- Database-specific configuration
  Overlays are defined in children of the Database entry.
  Databases and Overlays may also have other miscellaneous children.

The usual rules for LDIF files apply to the configuration information: Comment lines beginning with a '`#`' character are ignored. If a line begins with a single space, it is considered a continuation of the previous line (even if the previous line is a comment) and the single leading space is removed. Entries are separated by blank lines.

The general layout of the config LDIF is as follows:

            # global configuration settings
            dn: cn=config
            objectClass: olcGlobal
            cn: config
            <global config settings>

            # schema definitions
            dn: cn=schema,cn=config
            objectClass: olcSchemaConfig
            cn: schema
            <system schema>

            dn: cn={X}core,cn=schema,cn=config
            objectClass: olcSchemaConfig
            cn: {X}core
            <core schema>

            # additional user-specified schema
            ...

            # backend definitions
            dn: olcBackend=<typeA>,cn=config
            objectClass: olcBackendConfig
            olcBackend: <typeA>
            <backend-specific settings>

            # database definitions
            dn: olcDatabase={X}<typeA>,cn=config
            objectClass: olcDatabaseConfig
            olcDatabase: {X}<typeA>
            <database-specific settings>

            # subsequent definitions and settings
            ...

Some of the entries listed above have a numeric index `"{X}"` in their names. While most configuration settings have an inherent ordering dependency (i.e., one setting must take effect before a subsequent one may be set), LDAP databases are inherently unordered. The numeric index is used to enforce a consistent ordering in the configuration database, so that all ordering dependencies are preserved. In most cases the index does not have to be provided; it will be automatically generated based on the order in which entries are created.

Configuration directives are specified as values of individual attributes. Most of the attributes and objectClasses used in the slapd configuration have a prefix of `"olc"` (OpenLDAP Configuration) in their names. Generally there is a one-to-one correspondence between the attributes and the old-style `slapd.conf` configuration keywords, using the keyword as the attribute name, with the "olc" prefix attached.

A configuration directive may take arguments. If so, the arguments are separated by white space. If an argument contains white space, the argument should be enclosed in double quotes `"like this"`. In the descriptions that follow, arguments that should be replaced by actual text are shown in brackets `<>`.

The distribution contains an example configuration file that will be installed in the `/usr/local/etc/openldap` directory. A number of files containing schema definitions (attribute types and object classes) are also provided in the `/usr/local/etc/openldap/schema` directory.

## 5.2. Configuration Directives

This section details commonly used configuration directives. For a complete list, see the slapd.d(5) manual page. This section will treat the configuration directives in a top-down order, starting with the global directives in the `cn=config` entry. Each directive will be described along with its default value (if any) and an example of its use.

### 5.2.1. cn=config

Directives contained in this entry generally apply to the server as a whole. Most of them are system or connection oriented, not database related. This entry must have the `olcGlobal` objectClass.

#### 5.2.1.1. olcIdleTimeout: <integer>

Specify the number of seconds to wait before forcibly closing an idle client connection. A value of 0, the default, disables this feature.

#### 5.2.1.2. olcLogLevel: <level>

This directive specifies the level at which debugging statements and operation statistics should be syslogged (currently logged to the syslogd(8) `LOG_LOCAL4` facility). You must have configured OpenLDAP `--enable-debug` (the default) for this to work (except for the two statistics levels, which are always enabled). Log levels may be specified as integers or by keyword. Multiple log levels may be used and the levels are additive. To display what levels correspond to what kind of debugging, invoke slapd with `-?` or consult the table below. The possible values for <level> are:

Table 5.1: Debugging Levels
Level | Keyword | Description
-1 | Any | enable all debugging
0 |  | no debugging
1 | Trace | trace function calls
2 | Packets | debug packet handling
4 | Args | heavy trace debugging
8 | Conns | connection management
16 | BER | print out packets sent and received
32 | Filter | search filter processing
64 | Config | configuration processing
128 | ACL | access control list processing
256 | Stats | stats log connections/operations/results
512 | Stats2 | stats log entries sent
1024 | Shell | print communication with shell backends
2048 | Parse | print entry parsing debugging
4096 | Cache | database cache processing
8192 | Index | database indexing
16384 | Sync | syncrepl consumer processing

Example:

     olcLogLevel: -1

This will cause lots and lots of debugging information to be logged.

     olcLogLevel: Conns Filter

Just log the connection and search filter processing.

Default:

     olcLogLevel: Stats

#### 5.2.1.3. olcReferral <URI>

This directive specifies the referral to pass back when slapd cannot find a local database to handle a request.

Example:

            olcReferral: ldap://root.openldap.org

This will refer non-local queries to the global root LDAP server at the OpenLDAP Project. Smart LDAP clients can re-ask their query at that server, but note that most of these clients are only going to know how to handle simple LDAP URLs that contain a host part and optionally a distinguished name part.

#### 5.2.1.4. Sample Entry

    dn: cn=config
    objectClass: olcGlobal
    cn: config
    olcIdleTimeout: 30
    olcLogLevel: Stats
    olcReferral: ldap://root.openldap.org

### 5.2.2. cn=include

An include entry holds the pathname of one include file. Include files are part of the old style slapd.conf configuration system and must be in slapd.conf format. Include files were commonly used to load schema specifications. While they are still supported, their use is deprecated. Include entries must have the `olcIncludeFile` objectClass.

#### 5.2.2.1. olcInclude: <filename>

This directive specifies that slapd should read additional configuration information from the given file.

Note: You should be careful when using this directive - there is no small limit on the number of nested include directives, and no loop detection is done.

#### 5.2.2.2. Sample Entries

    dn: cn=include{0},cn=config
    objectClass: olcIncludeFile
    cn: include{0}
    olcInclude: ./schema/core.schema

    dn: cn=include{1},cn=config
    objectClass: olcIncludeFile
    cn: include{1}
    olcInclude: ./schema/cosine.schema

### 5.2.3. cn=module

If support for dynamically loaded modules was enabled when configuring slapd, `cn=module` entries may be used to specify sets of modules to load. Module entries must have the `olcModuleList` objectClass.

#### 5.2.3.1. olcModuleLoad: <filename>

Specify the name of a dynamically loadable module to load. The filename may be an absolute path name or a simple filename. Non-absolute names are searched for in the directories specified by the `olcModulePath` directive.

#### 5.2.3.2. olcModulePath: <pathspec>

Specify a list of directories to search for loadable modules. Typically the path is colon-separated but this depends on the operating system.

#### 5.2.3.3. Sample Entries

    dn: cn=module{0},cn=config
    objectClass: olcModuleList
    cn: module{0}
    olcModuleLoad: /usr/local/lib/smbk5pwd.la

    dn: cn=module{1},cn=config
    objectClass: olcModuleList
    cn: module{1}
    olcModulePath: /usr/local/lib:/usr/local/lib/slapd
    olcModuleLoad: accesslog.la
    olcModuleLoad: pcache.la

### 5.2.4. cn=schema

The cn=schema entry holds all of the schema definitions that are hard-coded in slapd. As such, the values in this entry are generated by slapd so no schema values need to be provided in the config file. The entry must still be defined though, to serve as a base for the user-defined schema to add in underneath. Schema entries must have the `olcSchemaConfig` objectClass.

#### 5.2.4.1. olcAttributeTypes: <RFC2252 Attribute Type Description>

This directive defines an attribute type. Please see the Schema Specification chapter for information regarding how to use this directive.

#### 5.2.4.2. olcObjectClasses: <RFC2252 Object Class Description>

This directive defines an object class. Please see the Schema Specification chapter for information regarding how to use this directive.

#### 5.2.4.3. Sample Entries

    dn: cn=schema,cn=config
    objectClass: olcSchemaConfig
    cn: schema

    dn: cn=test,cn=schema,cn=config
    objectClass: olcSchemaConfig
    cn: test
    olcAttributeTypes: ( 1.1.1
      NAME 'testAttr'
      EQUALITY integerMatch
      SYNTAX 1.3.6.1.4.1.1466.115.121.1.27 )
    olcAttributeTypes: ( 1.1.2 NAME 'testTwo' EQUALITY caseIgnoreMatch
      SUBSTR caseIgnoreSubstringsMatch SYNTAX 1.3.6.1.4.1.1466.115.121.1.44 )
    olcObjectClasses: ( 1.1.3 NAME 'testObject'
      MAY ( testAttr $ testTwo ) AUXILIARY )

### 5.2.5. Backend-specific Directives

Backend directives apply to all database instances of the same type and, depending on the directive, may be overridden by database directives. Backend entries must have the `olcBackendConfig` objectClass.

#### 5.2.5.1. olcBackend: <type>

This directive names a backend-specific configuration entry. `<type>` should be one of the supported backend types listed in Table 5.2.

Table 5.2: Database Backends
Types | Description
`bdb` | Berkeley DB transactional backend
`config` | Slapd configuration backend
`dnssrv` | DNS SRV backend
`hdb` | Hierarchical variant of bdb backend
`ldap` | Lightweight Directory Access Protocol (Proxy) backend
`ldbm` | Lightweight DBM backend
`ldif` | Lightweight Data Interchange Format backend
`meta` | Meta Directory backend
`monitor` | Monitor backend
`passwd` | Provides read-only access to passwd(5)
`perl` | Perl Programmable backend
`shell` | Shell (extern program) backend
`sql` | SQL Programmable backend

Example:

            olcBackend: bdb

There are no other directives defined for this entry. Specific backend types may define additional attributes for their particular use but so far none have ever been defined. As such, these directives usually do not appear in any actual configurations.

#### 5.2.5.2. Sample Entry

     dn: olcBackend=bdb,cn=config
     objectClass: olcBackendConfig
     olcBackend: bdb

### 5.2.6. Database-specific Directives

Directives in this section are supported by every type of database. Database entries must have the `olcDatabaseConfig` objectClass.

#### 5.2.6.1. olcDatabase: [{<index>}]<type>

This directive names a specific database instance. The numeric {<index>} may be provided to distinguish multiple databases of the same type. Usually the index can be omitted, and slapd will generate it automatically. `<type>` should be one of the supported backend types listed in Table 5.2 or the `frontend` type.

The `frontend` is a special database that is used to hold database-level options that should be applied to all the other databases. Subsequent database definitions may also override some frontend settings.

The `config` database is also special; both the `config` and the `frontend` databases are always created implicitly even if they are not explicitly configured, and they are created before any other databases.

Example:

            olcDatabase: bdb

This marks the beginning of a new <TERM>BDB</TERM> database instance.

#### 5.2.6.2. olcAccess: to <what> [ by <who> <accesslevel> <control> ]+

This directive grants access (specified by <accesslevel>) to a set of entries and/or attributes (specified by <what>) by one or more requesters (specified by <who>). See the Access Control section of this chapter for a summary of basic usage.

Note: If no `olcAccess` directives are specified, the default access control policy, `to * by * read`, allows all users (both authenticated and anonymous) read access.

Note: Access controls defined in the frontend are appended to all other databases' controls.

#### 5.2.6.3. olcReadonly { TRUE | FALSE }

This directive puts the database into "read-only" mode. Any attempts to modify the database will return an "unwilling to perform" error.

Default:

            olcReadonly: FALSE

#### 5.2.6.4. olcReplica

            olcReplica: uri=ldap[s]://<hostname>[:<port>] | host=<hostname>[:<port>]
                    [bindmethod={simple|sasl}]
                    ["binddn=<DN>"]
                    [saslmech=<mech>]
                    [authcid=<identity>]
                    [authzid=<identity>]
                    [credentials=<password>]

This directive specifies a replication site for this database for use with slurpd. The `uri=` parameter specifies a scheme, a host and optionally a port where the slave slapd instance can be found. Either a domain name or IP address may be used for <hostname>. If <port> is not given, the standard LDAP port number (389 or 636) is used.

`host` is deprecated in favor of the `uri` parameter.

`uri` allows the replica LDAP server to be specified as an LDAP URI such as `ldap://slave.example.com:389` or `ldaps://slave.example.com:636`.

The `binddn=` parameter gives the DN to bind as for updates to the slave slapd. It should be a DN which has read/write access to the slave slapd's database. It must also match the `updatedn` directive in the slave slapd's config file. Generally, this DN should not be the same as the `rootdn` of the master database. Since DNs are likely to contain embedded spaces, the entire `"binddn=<DN>"` string should be enclosed in double quotes.

The `bindmethod` is `simple` or `sasl`, depending on whether simple password-based authentication or <TERM>SASL</TERM> authentication is to be used when connecting to the slave slapd.

Simple authentication should not be used unless adequate data integrity and confidentiality protections are in place (e.g. TLS or IPSEC). Simple authentication requires specification of `binddn` and `credentials` parameters.

SASL authentication is generally recommended. SASL authentication requires specification of a mechanism using the `saslmech` parameter. Depending on the mechanism, an authentication identity and/or credentials can be specified using `authcid` and `credentials` respectively. The `authzid` parameter may be used to specify an authorization identity.

See the chapter entitled Replication with slurpd for more information on how to use this directive.

#### 5.2.6.5. olcReplogfile: <filename>

This directive specifies the name of the replication log file to which slapd will log changes. The replication log is typically written by slapd and read by slurpd. Normally, this directive is only used if slurpd is being used to replicate the database. However, you can also use it to generate a transaction log, if slurpd is not running. In this case, you will need to periodically truncate the file, since it will grow indefinitely otherwise.

See the chapter entitled Replication with slurpd for more information on how to use this directive.

#### 5.2.6.6. olcRootDN: <DN>

This directive specifies the DN that is not subject to access control or administrative limit restrictions for operations on this database. The DN need not refer to an entry in this database or even in the directory. The DN may refer to a SASL identity.

Entry-based Example:

            olcRootDN: "cn=Manager,dc=example,dc=com"

SASL-based Example:

            olcRootDN: "uid=root,cn=example.com,cn=digest-md5,cn=auth"

See the SASL Authentication section for information on SASL authentication identities.

#### 5.2.6.7. olcRootPW: <password>

This directive can be used to specify a password for the DN for the rootdn (when the rootdn is set to a DN within the database).

Example:

            olcRootPW: secret

It is also permissible to provide a hash of the password in RFC 2307 form. slappasswd(8) may be used to generate the password hash.

Example:

            olcRootPW: {SSHA}ZKKuqbEKJfKSXhUbHG3fG8MDn9j1v4QN

The hash was generated using the command `slappasswd -s secret`.

#### 5.2.6.8. olcSizeLimit: <integer>

This directive specifies the maximum number of entries to return from a search operation.

Default:

            olcSizeLimit: 500

#### 5.2.6.9. olcSuffix: <dn suffix>

This directive specifies the DN suffix of queries that will be passed to this backend database. Multiple suffix lines can be given, and usually at least one is required for each database definition. (Some backend types, such as `frontend` and `monitor` use a hard-coded suffix which may not be overridden in the configuration.)

Example:

            olcSuffix: "dc=example,dc=com"

Queries with a DN ending in "dc=example,dc=com" will be passed to this backend.

Note: When the backend to pass a query to is selected, slapd looks at the suffix value(s) in each database definition in the order in which they were configured. Thus, if one database suffix is a prefix of another, it must appear after it in the configuration.

#### 5.2.6.10. olcSyncrepl

            olcSyncrepl: rid=<replica ID>
                    provider=ldap[s]://<hostname>[:port]
                    [starttls=yes|critical]
                    [type=refreshOnly|refreshAndPersist]
                    [interval=dd:hh:mm:ss]
                    [retry=[<retry interval> <# of retries>]+]
                    searchbase=<base DN>
                    [filter=<filter str>]
                    [scope=sub|one|base]
                    [attrs=<attr list>]
                    [attrsonly]
                    [sizelimit=<limit>]
                    [timelimit=<limit>]
                    [schemachecking=on|off]
                    [bindmethod=simple|sasl]
                    [binddn=<DN>]
                    [saslmech=<mech>]
                    [authcid=<identity>]
                    [authzid=<identity>]
                    [credentials=<passwd>]
                    [realm=<realm>]
                    [secprops=<properties>]

This directive specifies the current database as a replica of the master content by establishing the current slapd(8) as a replication consumer site running a syncrepl replication engine. The master database is located at the replication provider site specified by the `provider` parameter. The replica database is kept up-to-date with the master content using the LDAP Content Synchronization protocol. See `draft-zeilenga-ldup-sync-xx.txt` (a work in progress) for more information on the protocol.

The `rid` parameter is used for identification of the current `syncrepl` directive within the replication consumer server, where `<replica ID>` uniquely identifies the syncrepl specification described by the current `syncrepl` directive. `<replica ID>` is non-negative and is no more than three decimal digits in length.

The `provider` parameter specifies the replication provider site containing the master content as an LDAP URI. The `provider` parameter specifies a scheme, a host and optionally a port where the provider slapd instance can be found. Either a domain name or IP address may be used for <hostname>. Examples are `ldap://provider.example.com:389` or `ldaps://192.168.1.1:636`. If <port> is not given, the standard LDAP port number (389 or 636) is used. Note that the syncrepl uses a consumer-initiated protocol, and hence its specification is located at the consumer site, whereas the `replica` specification is located at the provider site. `syncrepl` and `replica` directives define two independent replication mechanisms. They do not represent the replication peers of each other.

The `starttls` parameter specifies use of the StartTLS extended operation to establish a TLS session before Binding to the provider. If the StartTLS request fails and the `critical` argument was used, the session will be aborted. Otherwise the syncrepl session continues without TLS.

The content of the syncrepl replica is defined using a search specification as its result set. The consumer slapd will send search requests to the provider slapd according to the search specification. The search specification includes `searchbase`, `scope`, `filter`, `attrs`, `attrsonly`, `sizelimit`, and `timelimit` parameters as in the normal search specification. The `searchbase` parameter has no default value and must always be specified. The `scope` defaults to `sub`, the `filter` defaults to `(objectclass=*)`, `attrs` defaults to `"*,+"` to replicate all user and operational attributes, and `attrsonly` is unset by default. Both `sizelimit` and `timelimit` default to "unlimited", and only positive integers or "unlimited" may be specified.

The LDAP Content Synchronization protocol has two operation types: `refreshOnly` and `refreshAndPersist`. The operation type is specified by the `type` parameter. In the `refreshOnly` operation, the next synchronization search operation is periodically rescheduled at an interval time after each synchronization operation finishes. The interval is specified by the `interval` parameter. It is set to one day by default. In the `refreshAndPersist` operation, a synchronization search remains persistent in the provider slapd. Further updates to the master replica will generate `searchResultEntry` to the consumer slapd as the search responses to the persistent synchronization search.

If an error occurs during replication, the consumer will attempt to reconnect according to the retry parameter which is a list of the <retry interval> and <# of retries> pairs. For example, retry="60 10 300 3" lets the consumer retry every 60 seconds for the first 10 times and then retry every 300 seconds for the next three times before stop retrying. + in <# of retries> means indefinite number of retries until success.

The schema checking can be enforced at the LDAP Sync consumer site by turning on the `schemachecking` parameter. If it is turned on, every replicated entry will be checked for its schema as the entry is stored into the replica content. Every entry in the replica should contain those attributes required by the schema definition. If it is turned off, entries will be stored without checking schema conformance. The default is off.

The `binddn` parameter gives the DN to bind as for the syncrepl searches to the provider slapd. It should be a DN which has read access to the replication content in the master database.

The `bindmethod` is `simple` or `sasl`, depending on whether simple password-based authentication or <TERM>SASL</TERM> authentication is to be used when connecting to the provider slapd.

Simple authentication should not be used unless adequate data integrity and confidentiality protections are in place (e.g. TLS or IPSEC). Simple authentication requires specification of `binddn` and `credentials` parameters.

SASL authentication is generally recommended. SASL authentication requires specification of a mechanism using the `saslmech` parameter. Depending on the mechanism, an authentication identity and/or credentials can be specified using `authcid` and `credentials`, respectively. The `authzid` parameter may be used to specify an authorization identity.

The `realm` parameter specifies a realm which a certain mechanisms authenticate the identity within. The `secprops` parameter specifies Cyrus SASL security properties.

The syncrepl replication mechanism is supported by the three native backends: back-bdb, back-hdb, and back-ldbm.

See the LDAP Sync Replication chapter of the admin guide for more information on how to use this directive.

#### 5.2.6.11. olcTimeLimit: <integer>

This directive specifies the maximum number of seconds (in real time) slapd will spend answering a search request. If a request is not finished in this time, a result indicating an exceeded timelimit will be returned.

Default:

            olcTimeLimit: 3600

#### 5.2.6.12. olcUpdateDN: <DN>

This directive is only applicable in a slave slapd. It specifies the DN allowed to make changes to the replica. This may be the DN slurpd(8) binds as when making changes to the replica or the DN associated with a SASL identity.

Entry-based Example:

            olcUpdateDN: "cn=Update Daemon,dc=example,dc=com"

SASL-based Example:

            olcUpdateDN: "uid=slurpd,cn=example.com,cn=digest-md5,cn=auth"

See the Replication with slurpd chapter for more information on how to use this directive.

#### 5.2.6.13. olcUpdateref: <URL>

This directive is only applicable in a slave slapd. It specifies the URL to return to clients which submit update requests upon the replica. If specified multiple times, each <TERM>URL</TERM> is provided.

Example:

            olcUpdateref:   ldap://master.example.net

#### 5.2.6.14. Sample Entries

    dn: olcDatabase=frontend,cn=config
    objectClass: olcDatabaseConfig
    objectClass: olcFrontendConfig
    olcDatabase: frontend
    olcReadOnly: FALSE

    dn: olcDatabase=config,cn=config
    objectClass: olcDatabaseConfig
    olcDatabase: config
    olcRootDN: cn=Manager,dc=example,dc=com

### 5.2.7. BDB and HDB Database Directives

Directives in this category apply to both the <TERM>BDB</TERM> and the <TERM>HDB</TERM> database. They are used in an olcDatabase entry in addition to the generic database directives defined above. For a complete reference of BDB/HDB configuration directives, see slapd-bdb(5). In addition to the `olcDatabaseConfig` objectClass, BDB and HDB database entries must have the `olcBdbConfig` and `olcHdbConfig` objectClass, respectively.

#### 5.2.7.1. olcDbDirectory: <directory>

This directive specifies the directory where the BDB files containing the database and associated indices live.

Default:

            olcDbDirectory: /usr/local/var/openldap-data

#### 5.2.7.2. olcDbCachesize: <integer>

This directive specifies the size in entries of the in-memory cache maintained by the BDB backend database instance.

Default:

            olcDbCachesize: 1000

#### 5.2.7.3. olcDbCheckpoint: <kbyte> <min>

This directive specifies how often to checkpoint the BDB transaction log. A checkpoint operation flushes the database buffers to disk and writes a checkpoint record in the log. The checkpoint will occur if either <kbyte> data has been written or <min> minutes have passed since the last checkpont. Both arguments default to zero, in which case they are ignored. When the <min> argument is non-zero, an internal task will run every <min> minutes to perform the checkpoint. See the Berkeley DB reference guide for more details.

Example:

            olcDbCheckpoint: 1024 10

#### 5.2.7.4. olcDbConfig: <DB_CONFIG setting>

This attribute specifies a configuration directive to be placed in the `DB_CONFIG` file of the database directory. At server startup time, if no such file exists yet, the `DB_CONFIG` file will be created and the settings in this attribute will be written to it. If the file exists, its contents will be read and displayed in this attribute. The attribute is multi-valued, to accomodate multiple configuration directives. No default is provided, but it is essential to use proper settings here to get the best server performance.

Example:

            olcDbConfig: set_cachesize 0 10485760 0
            olcDbConfig: set_lg_bsize 2097512
            olcDbConfig: set_lg_dir /var/tmp/bdb-log
            olcDbConfig: set_flags DB_LOG_AUTOREMOVE

In this example, the BDB cache is set to 10MB, the BDB transaction log buffer size is set to 2MB, and the transaction log files are to be stored in the /var/tmp/bdb-log directory. Also a flag is set to tell BDB to delete transaction log files as soon as their contents have been checkpointed and they are no longer needed. Without this setting the transaction log files will continue to accumulate until some other cleanup procedure removes them. See the SleepyCat documentation for the `db_archive` command for details.

Ideally the BDB cache must be at least as large as the working set of the database, the log buffer size should be large enough to accomodate most transactions without overflowing, and the log directory must be on a separate physical disk from the main database files. And both the database directory and the log directory should be separate from disks used for regular system activities such as the root, boot, or swap filesystems. See the FAQ-o-Matic and the SleepyCat documentation for more details.

#### 5.2.7.5. olcDbNosync: { TRUE | FALSE }

This option causes on-disk database contents to not be immediately synchronized with in memory changes upon change. Setting this option to `TRUE` may improve performance at the expense of data integrity. This directive has the same effect as using

            olcDbConfig: set_flags DB_TXN_NOSYNC

#### 5.2.7.6. olcDbIDLcacheSize: <integer>

Specify the size of the in-memory index cache, in index slots. The default is zero. A larger value will speed up frequent searches of indexed entries. The optimal size will depend on the data and search characteristics of the database, but using a number three times the entry cache size is a good starting point.

Example:

            olcDbIDLcacheSize: 3000

#### 5.2.7.7. olcDbIndex: {<attrlist> | default} [pres,eq,approx,sub,none]

This directive specifies the indices to maintain for the given attribute. If only an `<attrlist>` is given, the default indices are maintained.

Example:

            olcDbIndex: default pres,eq
            olcDbIndex: uid
            olcDbIndex: cn,sn pres,eq,sub
            olcDbIndex: objectClass eq

The first line sets the default set of indices to maintain to present and equality. The second line causes the default (pres,eq) set of indices to be maintained for the `uid` attribute type. The third line causes present, equality, and substring indices to be maintained for `cn` and `sn` attribute types. The fourth line causes an equality index for the `objectClass` attribute type.

By default, no indices are maintained. It is generally advised that minimally an equality index upon objectClass be maintained.

            olcDbindex: objectClass eq

If this setting is changed while slapd is running, an internal task will be run to generate the changed index data. All server operations can continue as normal while the indexer does its work. If slapd is stopped before the index task completes, indexing will have to be manually completed using the slapindex tool.

#### 5.2.7.8. olcDbLinearIndex: { TRUE | FALSE }

If this setting is `TRUE` slapindex will index one attribute at a time. The default settings is `FALSE` in which case all indexed attributes of an entry are processed at the same time. When enabled, each indexed attribute is processed individually, using multiple passes through the entire database. This option improves slapindex performance when the database size exceeds the BDB cache size. When the BDB cache is large enough, this option is not needed and will decrease performance. Also by default, slapadd performs full indexing and so a separate slapindex run is not needed. With this option, slapadd does no indexing and slapindex must be used.

#### 5.2.7.9. olcDbMode: <integer>

This directive specifies the file protection mode that newly created database index files should have.

Default:

            olcDbMode: 0600

#### 5.2.7.10. olcDbSearchStack: <integer>

Specify the depth of the stack used for search filter evaluation. Search filters are evaluated on a stack to accomodate nested `AND` / `OR` clauses. An individual stack is allocated for each server thread. The depth of the stack determines how complex a filter can be evaluated without requiring any additional memory allocation. Filters that are nested deeper than the search stack depth will cause a separate stack to be allocated for that particular search operation. These separate allocations can have a major negative impact on server performance, but specifying too much stack will also consume a great deal of memory. Each search uses 512K bytes per level on a 32-bit machine, or 1024K bytes per level on a 64-bit machine. The default stack depth is 16, thus 8MB or 16MB per thread is used on 32 and 64 bit machines, respectively. Also the 512KB size of a single stack slot is set by a compile-time constant which may be changed if needed; the code must be recompiled for the change to take effect.

Default:

            olcDbSearchStack: 16

#### 5.2.7.11. olcDbShmKey: <integer>

Specify a key for a shared memory BDB environment. By default the BDB environment uses memory mapped files. If a non-zero value is specified, it will be used as the key to identify a shared memory region that will house the environment.

Example:

            olcDbShmKey: 42

#### 5.2.7.12. Sample Entry

    dn: olcDatabase=hdb,cn=config
    objectClass: olcDatabaseConfig
    objectClass: olcHdbConfig
    olcDatabase: hdb
    olcSuffix: "dc=example,dc=com"
    olcDbDirectory: /usr/local/var/openldap-data
    olcDbCacheSize: 1000
    olcDbCheckpoint: 1024 10
    olcDbConfig: set_cachesize 0 10485760 0
    olcDbConfig: set_lg_bsize 2097152
    olcDbConfig: set_lg_dir /var/tmp/bdb-log
    olcDbConfig: set_flags DB_LOG_AUTOREMOVE
    olcDbIDLcacheSize: 3000
    olcDbIndex: objectClass eq

## 5.3. Access Control

Access to slapd entries and attributes is controlled by the olcAccess attribute, whose values are a sequence of access directives. The general form of the olcAccess configuration is:

            olcAccess: <access directive>
            <access directive> ::= to <what>
                    [by <who> <access> <control>]+
            <what> ::= * |
                    [dn[.<basic-style>]=<regex> | dn.<scope-style>=<DN>]
                    [filter=<ldapfilter>] [attrs=<attrlist>]
            <basic-style> ::= regex | exact
            <scope-style> ::= base | one | subtree | children
            <attrlist> ::= <attr> [val[.<basic-style>]=<regex>] | <attr> , <attrlist>
            <attr> ::= <attrname> | entry | children
            <who> ::= * | [anonymous | users | self
                            | dn[.<basic-style>]=<regex> | dn.<scope-style>=<DN>]
                    [dnattr=<attrname>]
                    [group[/<objectclass>[/<attrname>][.<basic-style>]]=<regex>]
                    [peername[.<basic-style>]=<regex>]
                    [sockname[.<basic-style>]=<regex>]
                    [domain[.<basic-style>]=<regex>]
                    [sockurl[.<basic-style>]=<regex>]
                    [set=<setspec>]
                    [aci=<attrname>]
            <access> ::= [self]{<level>|<priv>}
            <level> ::= none | auth | compare | search | read | write
            <priv> ::= {=|+|-}{w|r|s|c|x|0}+
            <control> ::= [stop | continue | break]

where the <what> part selects the entries and/or attributes to which the access applies, the `<who>` part specifies which entities are granted access, and the `<access>` part specifies the access granted. Multiple `<who> <access> <control>` triplets are supported, allowing many entities to be granted different access to the same set of entries and attributes. Not all of these access control options are described here; for more details see the slapd.access(5) man page.

### 5.3.1. What to control access to

The <what> part of an access specification determines the entries and attributes to which the access control applies. Entries are commonly selected in two ways: by DN and by filter. The following qualifiers select entries by DN:

            to *
            to dn[.<basic-style>]=<regex>
            to dn.<scope-style>=<DN>

The first form is used to select all entries. The second form may be used to select entries by matching a regular expression against the target entry's normalized DN. (The second form is not discussed further in this document.) The third form is used to select entries which are within the requested scope of DN. The <DN> is a string representation of the Distinguished Name, as described in RFC2253.

The scope can be either `base`, `one`, `subtree`, or `children`. Where `base` matches only the entry with provided DN, `one` matches the entries whose parent is the provided DN, `subtree` matches all entries in the subtree whose root is the provided DN, and `children` matches all entries under the DN (but not the entry named by the DN).

For example, if the directory contained entries named:

            0: o=suffix
            1: cn=Manager,o=suffix
            2: ou=people,o=suffix
            3: uid=kdz,ou=people,o=suffix
            4: cn=addresses,uid=kdz,ou=people,o=suffix
            5: uid=hyc,ou=people,o=suffix

Then:

`dn.base="ou=people,o=suffix"` match 2;
`dn.one="ou=people,o=suffix"` match 3, and 5;
`dn.subtree="ou=people,o=suffix"` match 2, 3, 4, and 5; and
`dn.children="ou=people,o=suffix"` match 3, 4, and 5.

Entries may also be selected using a filter:

            to filter=<ldap filter>

where <ldap filter> is a string representation of an LDAP search filter, as described in RFC2254. For example:

            to filter=(objectClass=person)

Note that entries may be selected by both DN and filter by including both qualifiers in the <what> clause.

            to dn.one="ou=people,o=suffix" filter=(objectClass=person)

Attributes within an entry are selected by including a comma-separated list of attribute names in the <what> selector:

            attrs=<attribute list>

A specific value of an attribute is selected by using a single attribute name and also using a value selector:

            attrs=<attribute> val[.<style>]=<regex>

There are two special pseudo attributes `entry` and `children`. To read (and hence return) a target entry, the subject must have `read` access to the target's entry attribute. To add or delete an entry, the subject must have `write` access to the entry's `entry` attribute AND must have `write` access to the entry's parent's `children` attribute. To rename an entry, the subject must have `write` access to entry's `entry` attribute AND have `write` access to both the old parent's and new parent's `children` attributes. The complete examples at the end of this section should help clear things up.

Lastly, there is a special entry selector `"*"` that is used to select any entry. It is used when no other `<what>` selector has been provided. It's equivalent to "`dn=.*`"

### 5.3.2. Who to grant access to

The <who> part identifies the entity or entities being granted access. Note that access is granted to "entities" not "entries." The following table summarizes entity specifiers:

Table 5.3: Access Entity Specifiers
Specifier | Entities
`*` | All, including anonymous and authenticated users
`anonymous` | Anonymous (non-authenticated) users
`users` | Authenticated users
`self` | User associated with target entry
`dn[.<basic-style>]=<regex>` | Users matching a regular expression
`dn.<scope-style>=<DN>` | Users within scope of a DN

The DN specifier behaves much like <what> clause DN specifiers.

Other control factors are also supported. For example, a `<who>` can be restricted by an entry listed in a DN-valued attribute in the entry to which the access applies:

            dnattr=<dn-valued attribute name>

The dnattr specification is used to give access to an entry whose DN is listed in an attribute of the entry (e.g., give access to a group entry to whoever is listed as the owner of the group entry).

Some factors may not be appropriate in all environments (or any). For example, the domain factor relies on IP to domain name lookups. As these can easily spoofed, the domain factor should not be avoided.

### 5.3.3. The access to grant

The kind of <access> granted can be one of the following:

Table 5.4: Access Levels
Level | Privileges | Description
`none` | `=0` | no access
`auth` | `=x` | needed to bind
`compare` | `=cx` | needed to compare
`search` | `=scx` | needed to apply search filters
`read` | `=rscx` | needed to read search results
`write` | `=wrscx` | needed to modify/rename

Each level implies all lower levels of access. So, for example, granting someone `write` access to an entry also grants them `read`, `search`, `compare`, and `auth` access. However, one may use the privileges specifier to grant specific permissions.

### 5.3.4. Access Control Evaluation

When evaluating whether some requester should be given access to an entry and/or attribute, slapd compares the entry and/or attribute to the `<what>` selectors given in the configuration. For each entry, access controls provided in the database which holds the entry (or the first database if not held in any database) apply first, followed by the global access directives (which are held in the `frontend` database definition). Within this priority, access directives are examined in the order in which they appear in the configuration attribute. Slapd stops with the first `<what>` selector that matches the entry and/or attribute. The corresponding access directive is the one slapd will use to evaluate access.

Next, slapd compares the entity requesting access to the `<who>` selectors within the access directive selected above in the order in which they appear. It stops with the first `<who>` selector that matches the requester. This determines the access the entity requesting access has to the entry and/or attribute.

Finally, slapd compares the access granted in the selected `<access>` clause to the access requested by the client. If it allows greater or equal access, access is granted. Otherwise, access is denied.

The order of evaluation of access directives makes their placement in the configuration file important. If one access directive is more specific than another in terms of the entries it selects, it should appear first in the configuration. Similarly, if one `<who>` selector is more specific than another it should come first in the access directive. The access control examples given below should help make this clear.

### 5.3.5. Access Control Examples

The access control facility described above is quite powerful. This section shows some examples of its use for descriptive purposes.

A simple example:

            olcAccess: to * by * read

This access directive grants read access to everyone.

            olcAccess: to *
                    by self write
                    by anonymous auth
                    by * read

This directive allows the user to modify their entry, allows anonymous to authenticate against these entries, and allows all others to read these entries. Note that only the first `by <who>` clause which matches applies. Hence, the anonymous users are granted `auth`, not `read`. The last clause could just as well have been "`by users read`".

It is often desirable to restrict operations based upon the level of protection in place. The following shows how security strength factors (SSF) can be used.

            olcAccess: to *
                    by ssf=128 self write
                    by ssf=64 anonymous auth
                    by ssf=64 users read

This directive allows users to modify their own entries if security protections of strength 128 or better have been established, allows authentication access to anonymous users, and read access when strength 64 or better security protections have been established. If the client has not establish sufficient security protections, the implicit `by * none` clause would be applied.

The following example shows the use of style specifiers to select the entries by DN in two access directives where ordering is significant.

            olcAccess: to dn.children="dc=example,dc=com"
                    by * search
            olcAccess: to dn.children="dc=com"
                    by * read

Read access is granted to entries under the `dc=com` subtree, except for those entries under the `dc=example,dc=com` subtree, to which search access is granted. No access is granted to `dc=com` as neither access directive matches this DN. If the order of these access directives was reversed, the trailing directive would never be reached, since all entries under `dc=example,dc=com` are also under `dc=com` entries.

Also note that if no `olcAccess: to` directive matches or no `by <who>` clause, access is denied. That is, every `olcAccess: to` directive ends with an implicit `by * none` clause and every access list ends with an implicit `olcAccess: to * by * none` directive.

The next example again shows the importance of ordering, both of the access directives and the `by <who>` clauses. It also shows the use of an attribute selector to grant access to a specific attribute and various `<who>` selectors.

            olcAccess: to dn.subtree="dc=example,dc=com" attrs=homePhone
                    by self write
                    by dn.children=dc=example,dc=com" search
                    by peername.regex=IP:10\..+ read
            olcAccess: to dn.subtree="dc=example,dc=com"
                    by self write
                    by dn.children="dc=example,dc=com" search
                    by anonymous auth

This example applies to entries in the "`dc=example,dc=com`" subtree. To all attributes except `homePhone`, an entry can write to itself, entries under `example.com` entries can search by them, anybody else has no access (implicit `by * none`) excepting for authentication/authorization (which is always done anonymously). The `homePhone` attribute is writable by the entry, searchable by entries under `example.com`, readable by clients connecting from network 10, and otherwise not readable (implicit `by * none`). All other access is denied by the implicit `access to * by * none`.

Sometimes it is useful to permit a particular DN to add or remove itself from an attribute. For example, if you would like to create a group and allow people to add and remove only their own DN from the member attribute, you could accomplish it with an access directive like this:

            olcAccess: to attrs=member,entry
                    by dnattr=member selfwrite

The dnattr `<who>` selector says that the access applies to entries listed in the `member` attribute. The `selfwrite` access selector says that such members can only add or delete their own DN from the attribute, not other values. The addition of the entry attribute is required because access to the entry is required to access any of the entry's attributes.

### 5.3.6. Access Control Ordering

Since the ordering of `olcAccess` directives is essential to their proper evaluation, but LDAP attributes normally do not preserve the ordering of their values, OpenLDAP uses a custom schema extension to maintain a fixed ordering of these values. This ordering is maintained by prepending a `"{X}"` numeric index to each value, similarly to the approach used for ordering the configuration entries. These index tags are maintained automatically by slapd and do not need to be specified when originally defining the values. For example, when you create the settings

            olcAccess: to attrs=member,entry
                    by dnattr=member selfwrite
            olcAccess: to dn.children="dc=example,dc=com"
                    by * search
            olcAccess: to dn.children="dc=com"
                    by * read

when you read them back using slapcat or ldapsearch they will contain

            olcAccess: {0}to attrs=member,entry
                    by dnattr=member selfwrite
            olcAccess: {1}to dn.children="dc=example,dc=com"
                    by * search
            olcAccess: {2}to dn.children="dc=com"
                    by * read

The numeric index may be used to specify a particular value to change when using ldapmodify to edit the access rules. This index can be used instead of (or in addition to) the actual access value. Using this numeric index is very helpful when multiple access rules are being managed.

For example, if we needed to change the second rule above to grant write access instead of search, we could try this LDIF:

            changetype: modify
            delete: olcAccess
            olcAccess: to dn.children="dc=example,dc=com" by * search
            -
            add: olcAccess
            olcAccess: to dn.children="dc=example,dc=com" by * write
            -

But this example will not guarantee that the existing values remain in their original order, so it will most likely yield a broken security configuration. Instead, the numeric index should be used:

            changetype: modify
            delete: olcAccess
            olcAccess: {1}
            -
            add: olcAccess
            olcAccess: {1}to dn.children="dc=example,dc=com" by * write
            -

This example deletes whatever rule is in value #1 of the `olcAccess` attribute (regardless of its value) and adds a new value that is explicitly inserted as value #1. The result will be

            olcAccess: {0}to attrs=member,entry
                    by dnattr=member selfwrite
            olcAccess: {1}to dn.children="dc=example,dc=com"
                    by * write
            olcAccess: {2}to dn.children="dc=com"
                    by * read

which is exactly what was intended.

## 5.4. Configuration Example

The following is an example configuration, interspersed with explanatory text. It defines two databases to handle different parts of the <TERM>X.500</TERM> tree; both are <TERM>BDB</TERM> database instances. The line numbers shown are provided for reference only and are not included in the actual file. First, the global configuration section:

      1.    # example config file - global configuration entry
      2.    dn: cn=config
      3.    objectClass: olcGlobal
      4.    cn: config
      5.    olcReferral: ldap://root.openldap.org
      6.

Line 1 is a comment. Lines 2-4 identify this as the global configuration entry. The `olcReferral:` directive on line 5 means that queries not local to one of the databases defined below will be referred to the LDAP server running on the standard port (389) at the host `root.openldap.org`. Line 6 is a blank line, indicating the end of this entry.

      7.    # internal schema
      8.    dn: cn=schema,cn=config
      9.    objectClass: olcSchemaConfig
     10.    cn: schema
     11.

Line 7 is a comment. Lines 8-10 identify this as the root of the schema subtree. The actual schema definitions in this entry are hardcoded into slapd so no additional attributes are specified here. Line 11 is a blank line, indicating the end of this entry.

     12.    # include the core schema
     13.    include: file:///usr/local/etc/openldap/schema/core.ldif
     14.

Line 12 is a comment. Line 13 is an LDIF include directive which accesses the core schema definitions in LDIF format. Line 14 is a blank line.

Next comes the database definitions. The first database is the special `frontend` database whose settings are applied globally to all the other databases.

     15.    # global database parameters
     16.    dn: olcDatabase=frontend,cn=config
     17.    objectClass: olcDatabaseConfig
     18.    olcDatabase: frontend
     19.    olcAccess: to * by * read
     20.

Line 15 is a comment. Lines 16-18 identify this entry as the global database entry. Line 19 is a global access control. It applies to all entries (after any applicable database-specific access controls).

The next entry defines a BDB backend that will handle queries for things in the "dc=example,dc=com" portion of the tree. Indices are to be maintained for several attributes, and the `userPassword` attribute is to be protected from unauthorized access.

     21.    # BDB definition for example.com
     22.    dn: olcDatabase=bdb,cn=config
     23.    objectClass: olcDatabaseConfig
     24.    objectClass: olcBdbConfig
     25.    olcDatabase: bdb
     26.    olcSuffix: "dc=example,dc=com"
     27.    olcDbDirectory: /usr/local/var/openldap-data
     28.    olcRootDN: "cn=Manager,dc=example,dc=com"
     29.    olcRootPW: secret
     30.    olcDbIndex: uid pres,eq
     31.    olcDbIndex: cn,sn,uid pres,eq,approx,sub
     32.    olcDbIndex: objectClass eq
     33.    olcAccess: to attrs=userPassword
     34.      by self write
     35.      by anonymous auth
     36.      by dn.base="cn=Admin,dc=example,dc=com" write
     37.      by * none
     38.    olcAccess: to *
     39.      by self write
     40.      by dn.base="cn=Admin,dc=example,dc=com" write
     41.      by * read
     42.

Line 21 is a comment. Lines 22-25 identify this entry as a BDB database configuration entry. Line 26 specifies the DN suffix for queries to pass to this database. Line 27 specifies the directory in which the database files will live.

Lines 28 and 29 identify the database super-user entry and associated password. This entry is not subject to access control or size or time limit restrictions.

Lines 30 through 32 indicate the indices to maintain for various attributes.

Lines 33 through 41 specify access control for entries in this database. As this is the first database, the controls also apply to entries not held in any database (such as the Root DSE). For all applicable entries, the `userPassword` attribute is writable by the entry itself and by the "admin" entry. It may be used for authentication/authorization purposes, but is otherwise not readable. All other attributes are writable by the entry and the "admin" entry, but may be read by all users (authenticated or not).

Line 42 is a blank line, indicating the end of this entry.

The next section of the example configuration file defines another BDB database. This one handles queries involving the `dc=example,dc=net` subtree but is managed by the same entity as the first database. Note that without line 51, the read access would be allowed due to the global access rule at line 19.

     42.    # BDB definition for example.net
     43.    dn: olcDatabase=bdb,cn=config
     44.    objectClass: olcDatabaseConfig
     45.    objectClass: olcBdbConfig
     46.    olcDatabase: bdb
     47.    olcSuffix: "dc=example,dc=net"
     48.    olcDbDirectory: /usr/local/var/openldap-data-net
     49.    olcRootDN: "cn=Manager,dc=example,dc=com"
     50.    olcDbIndex: objectClass eq
     51.    olcAccess: to * by users read

# 6. The slapd Configuration File

Once the software has been built and installed, you are ready to configure slapd(8) for use at your site. The slapd runtime configuration is primarily accomplished through the slapd.conf(5) file, normally installed in the `/usr/local/etc/openldap` directory.

An alternate configuration file can be specified via a command-line option to slapd(8) or slurpd(8). This chapter describes the general format of the config file, followed by a detailed description of commonly used config file directives.

## 6.1. Configuration File Format

The slapd.conf(5) file consists of three types of configuration information: global, backend specific, and database specific. Global information is specified first, followed by information associated with a particular backend type, which is then followed by information associated with a particular database instance. Global directives can be overridden in backend and/or database directives, and backend directives can be overridden by database directives.

Blank lines and comment lines beginning with a '`#`' character are ignored. If a line begins with white space, it is considered a continuation of the previous line (even if the previous line is a comment).

The general format of slapd.conf is as follows:

            # global configuration directives
            <global config directives>

            # backend definition
            backend <typeA>
            <backend-specific directives>

            # first database definition & config directives
            database <typeA>
            <database-specific directives>

            # second database definition & config directives
            database <typeB>
            <database-specific directives>

            # second database definition & config directives
            database <typeA>
            <database-specific directives>

            # subsequent backend & database definitions & config directives
            ...

A configuration directive may take arguments. If so, they are separated by white space. If an argument contains white space, the argument should be enclosed in double quotes `"like this"`. If an argument contains a double quote or a backslash character ``\`', the character should be preceded by a backslash character ``\`'.

The distribution contains an example configuration file that will be installed in the `/usr/local/etc/openldap` directory. A number of files containing schema definitions (attribute types and object classes) are also provided in the `/usr/local/etc/openldap/schema` directory.

## 6.2. Configuration File Directives

This section details commonly used configuration directives. For a complete list, see the slapd.conf(5) manual page. This section separates the configuration file directives into global, backend-specific and data-specific categories, describing each directive and its default value (if any), and giving an example of its use.

### 6.2.1. Global Directives

Directives described in this section apply to all backends and databases unless specifically overridden in a backend or database definition. Arguments that should be replaced by actual text are shown in brackets `<>`.

#### 6.2.1.1. access to <what> [ by <who> <accesslevel> <control> ]+

This directive grants access (specified by <accesslevel>) to a set of entries and/or attributes (specified by <what>) by one or more requesters (specified by <who>). See the Access Control section of this chapter for a summary of basic usage.

Note: If no `access` directives are specified, the default access control policy, `access to * by * read`, allows all both authenticated and anonymous users read access.

#### 6.2.1.2. attributetype <RFC2252 Attribute Type Description>

This directive defines an attribute type. Please see the Schema Specification chapter for information regarding how to use this directive.

#### 6.2.1.3. idletimeout <integer>

Specify the number of seconds to wait before forcibly closing an idle client connection. An idletimeout of 0, the default, disables this feature.

#### 6.2.1.4. include <filename>

This directive specifies that slapd should read additional configuration information from the given file before continuing with the next line of the current file. The included file should follow the normal slapd config file format. The file is commonly used to include files containing schema specifications.

Note: You should be careful when using this directive - there is no small limit on the number of nested include directives, and no loop detection is done.

#### 6.2.1.5. loglevel <integer>

This directive specifies the level at which debugging statements and operation statistics should be syslogged (currently logged to the syslogd(8) `LOG_LOCAL4` facility). You must have configured OpenLDAP `--enable-debug` (the default) for this to work (except for the two statistics levels, which are always enabled). Log levels are additive. To display what numbers correspond to what kind of debugging, invoke slapd with `-?` or consult the table below. The possible values for <integer> are:

Table 5.1: Debugging Levels
Level | Description
-1 | enable all debugging
0 | no debugging
1 | trace function calls
2 | debug packet handling
4 | heavy trace debugging
8 | connection management
16 | print out packets sent and received
32 | search filter processing
64 | configuration file processing
128 | access control list processing
256 | stats log connections/operations/results
512 | stats log entries sent
1024 | print communication with shell backends
2048 | print entry parsing debugging

Example:

     loglevel -1

This will cause lots and lots of debugging information to be logged.

Default:

     loglevel 256

#### 6.2.1.6. objectclass <RFC2252 Object Class Description>

This directive defines an object class. Please see the Schema Specification chapter for information regarding how to use this directive.

#### 6.2.1.7. referral <URI>

This directive specifies the referral to pass back when slapd cannot find a local database to handle a request.

Example:

            referral ldap://root.openldap.org

This will refer non-local queries to the global root LDAP server at the OpenLDAP Project. Smart LDAP clients can re-ask their query at that server, but note that most of these clients are only going to know how to handle simple LDAP URLs that contain a host part and optionally a distinguished name part.

#### 6.2.1.8. sizelimit <integer>

This directive specifies the maximum number of entries to return from a search operation.

Default:

            sizelimit 500

#### 6.2.1.9. timelimit <integer>

This directive specifies the maximum number of seconds (in real time) slapd will spend answering a search request. If a request is not finished in this time, a result indicating an exceeded timelimit will be returned.

Default:

            timelimit 3600

### 6.2.2. General Backend Directives

Directives in this section apply only to the backend in which they are defined. They are supported by every type of backend. Backend directives apply to all databases instances of the same type and, depending on the directive, may be overridden by database directives.

#### 6.2.2.1. backend <type>

This directive marks the beginning of a backend declaration. `<type>` should be one of the supported backend types listed in Table 5.2.

Table 5.2: Database Backends
Types | Description
`bdb` | Berkeley DB transactional backend
`dnssrv` | DNS SRV backend
`hdb` | Hierarchical variant of bdb backend
`ldap` | Lightweight Directory Access Protocol (Proxy) backend
`ldbm` | Lightweight DBM backend
`meta` | Meta Directory backend
`monitor` | Monitor backend
`passwd` | Provides read-only access to passwd(5)
`perl` | Perl Programmable backend
`shell` | Shell (extern program) backend
`sql` | SQL Programmable backend

Example:

            backend bdb

This marks the beginning of a new <TERM>BDB</TERM> backend definition.

### 6.2.3. General Database Directives

Directives in this section apply only to the database in which they are defined. They are supported by every type of database.

#### 6.2.3.1. database <type>

This directive marks the beginning of a database instance declaration. `<type>` should be one of the supported backend types listed in Table 5.2.

Example:

            database bdb

This marks the beginning of a new <TERM>BDB</TERM> database instance declaration.

#### 6.2.3.2. readonly { on | off }

This directive puts the database into "read-only" mode. Any attempts to modify the database will return an "unwilling to perform" error.

Default:

            readonly off

#### 6.2.3.3. replica

            replica uri=ldap[s]://<hostname>[:<port>] | host=<hostname>[:<port>]
                    [bindmethod={simple|sasl}]
                    ["binddn=<DN>"]
                    [saslmech=<mech>]
                    [authcid=<identity>]
                    [authzid=<identity>]
                    [credentials=<password>]

This directive specifies a replication site for this database. The `uri=` parameter specifies a scheme, a host and optionally a port where the slave slapd instance can be found. Either a domain name or IP address may be used for <hostname>. If <port> is not given, the standard LDAP port number (389 or 636) is used.

`host` is deprecated in favor of the `uri` parameter.

`uri` allows the replica LDAP server to be specified as an LDAP URI such as `ldap://slave.example.com:389` or `ldaps://slave.example.com:636`.

The `binddn=` parameter gives the DN to bind as for updates to the slave slapd. It should be a DN which has read/write access to the slave slapd's database. It must also match the `updatedn` directive in the slave slapd's config file. Generally, this DN should not be the same as the `rootdn` of the master database. Since DNs are likely to contain embedded spaces, the entire `"binddn=<DN>"` string should be enclosed in double quotes.

The `bindmethod` is `simple` or `sasl`, depending on whether simple password-based authentication or <TERM>SASL</TERM> authentication is to be used when connecting to the slave slapd.

Simple authentication should not be used unless adequate data integrity and confidentiality protections are in place (e.g. TLS or IPSEC). Simple authentication requires specification of `binddn` and `credentials` parameters.

SASL authentication is generally recommended. SASL authentication requires specification of a mechanism using the `saslmech` parameter. Depending on the mechanism, an authentication identity and/or credentials can be specified using `authcid` and `credentials` respectively. The `authzid` parameter may be used to specify an authorization identity.

See the chapter entitled Replication with slurpd for more information on how to use this directive.

#### 6.2.3.4. replogfile <filename>

This directive specifies the name of the replication log file to which slapd will log changes. The replication log is typically written by slapd and read by slurpd. Normally, this directive is only used if slurpd is being used to replicate the database. However, you can also use it to generate a transaction log, if slurpd is not running. In this case, you will need to periodically truncate the file, since it will grow indefinitely otherwise.

See the chapter entitled Replication with slurpd for more information on how to use this directive.

#### 6.2.3.5. rootdn <DN>

This directive specifies the DN that is not subject to access control or administrative limit restrictions for operations on this database. The DN need not refer to an entry in this database or even in the directory. The DN may refer to a SASL identity.

Entry-based Example:

            rootdn "cn=Manager,dc=example,dc=com"

SASL-based Example:

            rootdn "uid=root,cn=example.com,cn=digest-md5,cn=auth"

See the SASL Authentication section for information on SASL authentication identities.

#### 6.2.3.6. rootpw <password>

This directive can be used to specifies a password for the DN for the rootdn (when the rootdn is set to a DN within the database).

Example:

            rootpw secret

It is also permissible to provide hash of the password in RFC 2307 form. slappasswd(8) may be used to generate the password hash.

Example:

            rootpw {SSHA}ZKKuqbEKJfKSXhUbHG3fG8MDn9j1v4QN

The hash was generated using the command `slappasswd -s secret`.

#### 6.2.3.7. suffix <dn suffix>

This directive specifies the DN suffix of queries that will be passed to this backend database. Multiple suffix lines can be given, and at least one is required for each database definition.

Example:

            suffix "dc=example,dc=com"

Queries with a DN ending in "dc=example,dc=com" will be passed to this backend.

Note: When the backend to pass a query to is selected, slapd looks at the suffix line(s) in each database definition in the order they appear in the file. Thus, if one database suffix is a prefix of another, it must appear after it in the config file.

#### 6.2.3.8. syncrepl

            syncrepl rid=<replica ID>
                    provider=ldap[s]://<hostname>[:port]
                    [type=refreshOnly|refreshAndPersist]
                    [interval=dd:hh:mm:ss]
                    [retry=[<retry interval> <# of retries>]+]
                    [searchbase=<base DN>]
                    [filter=<filter str>]
                    [scope=sub|one|base]
                    [attrs=<attr list>]
                    [attrsonly]
                    [sizelimit=<limit>]
                    [timelimit=<limit>]
                    [schemachecking=on|off]
                    [bindmethod=simple|sasl]
                    [binddn=<DN>]
                    [saslmech=<mech>]
                    [authcid=<identity>]
                    [authzid=<identity>]
                    [credentials=<passwd>]
                    [realm=<realm>]
                    [secprops=<properties>]

This directive specifies the current database as a replica of the master content by establishing the current slapd(8) as a replication consumer site running a syncrepl replication engine. The master database is located at the replication provider site specified by the `provider` parameter. The replica database is kept up-to-date with the master content using the LDAP Content Synchronization protocol. See `draft-zeilenga-ldup-sync-xx.txt` (a work in progress) for more information on the protocol.

The `rid` parameter is used for identification of the current `syncrepl` directive within the replication consumer server, where `<replica ID>` uniquely identifies the syncrepl specification described by the current `syncrepl` directive. `<replica ID>` is non-negative and is no more than three decimal digits in length.

The `provider` parameter specifies the replication provider site containing the master content as an LDAP URI. The `provider` parameter specifies a scheme, a host and optionally a port where the provider slapd instance can be found. Either a domain name or IP address may be used for <hostname>. Examples are `ldap://provider.example.com:389` or `ldaps://192.168.1.1:636`. If <port> is not given, the standard LDAP port number (389 or 636) is used. Note that the syncrepl uses a consumer-initiated protocol, and hence its specification is located at the consumer site, whereas the `replica` specification is located at the provider site. `syncrepl` and `replica` directives define two independent replication mechanisms. They do not represent the replication peers of each other.

The content of the syncrepl replica is defined using a search specification as its result set. The consumer slapd will send search requests to the provider slapd according to the search specification. The search specification includes `searchbase`, `scope`, `filter`, `attrs`, `attrsonly`, `sizelimit`, and `timelimit` parameters as in the normal search specification. The `searchbase` parameter has no default value and must always be specified. The `scope` defaults to `sub`, the `filter` defaults to `(objectclass=*)`, `attrs` defaults to `"*,+"` to replicate all user and operational attributes, and `attrsonly` is unset by default. Both `sizelimit` and `timelimit` default to "unlimited", and only integers or "unlimited" may be specified.

The LDAP Content Synchronization protocol has two operation types: `refreshOnly` and `refreshAndPersist`. The operation type is specified by the `type` parameter. In the `refreshOnly` operation, the next synchronization search operation is periodically rescheduled at an interval time after each synchronization operation finishes. The interval is specified by the `interval` parameter. It is set to one day by default. In the `refreshAndPersist` operation, a synchronization search remains persistent in the provider slapd. Further updates to the master replica will generate `searchResultEntry` to the consumer slapd as the search responses to the persistent synchronization search.

If an error occurs during replication, the consumer will attempt to reconnect according to the retry parameter which is a list of the <retry interval> and <# of retries> pairs. For example, retry="60 10 300 3" lets the consumer retry every 60 seconds for the first 10 times and then retry every 300 seconds for the next three times before stop retrying. + in <# of retries> means indefinite number of retries until success.

The schema checking can be enforced at the LDAP Sync consumer site by turning on the `schemachecking` parameter. If it is turned on, every replicated entry will be checked for its schema as the entry is stored into the replica content. Every entry in the replica should contain those attributes required by the schema definition. If it is turned off, entries will be stored without checking schema conformance. The default is off.

The `binddn` parameter gives the DN to bind as for the syncrepl searches to the provider slapd. It should be a DN which has read access to the replication content in the master database.

The `bindmethod` is `simple` or `sasl`, depending on whether simple password-based authentication or <TERM>SASL</TERM> authentication is to be used when connecting to the provider slapd.

Simple authentication should not be used unless adequate data integrity and confidentiality protections are in place (e.g. TLS or IPSEC). Simple authentication requires specification of `binddn` and `credentials` parameters.

SASL authentication is generally recommended. SASL authentication requires specification of a mechanism using the `saslmech` parameter. Depending on the mechanism, an authentication identity and/or credentials can be specified using `authcid` and `credentials`, respectively. The `authzid` parameter may be used to specify an authorization identity.

The `realm` parameter specifies a realm which a certain mechanisms authenticate the identity within. The `secprops` parameter specifies Cyrus SASL security properties.

The syncrepl replication mechanism is supported by the three native backends: back-bdb, back-hdb, and back-ldbm.

See the LDAP Sync Replication chapter of the admin guide for more information on how to use this directive.

#### 6.2.3.9. updatedn <DN>

This directive is only applicable in a slave slapd. It specifies the DN allowed to make changes to the replica. This may be the DN slurpd(8) binds as when making changes to the replica or the DN associated with a SASL identity.

Entry-based Example:

            updatedn "cn=Update Daemon,dc=example,dc=com"

SASL-based Example:

            updatedn "uid=slurpd,cn=example.com,cn=digest-md5,cn=auth"

See the Replication with slurpd chapter for more information on how to use this directive.

#### 6.2.3.10. updateref <URL>

This directive is only applicable in a slave slapd. It specifies the URL to return to clients which submit update requests upon the replica. If specified multiple times, each <TERM>URL</TERM> is provided.

Example:

            updateref       ldap://master.example.net

### 6.2.4. BDB and HDB Database Directives

Directives in this category only apply to both the <TERM>BDB</TERM> and the <TERM>HDB</TERM> database. That is, they must follow a "database bdb" or "database hdb" line and come before any subsequent "backend" or "database" line. For a complete reference of BDB/HDB configuration directives, see slapd-bdb(5).

#### 6.2.4.1. directory <directory>

This directive specifies the directory where the BDB files containing the database and associated indices live.

Default:

            directory /usr/local/var/openldap-data

### 6.2.5. LDBM Database Directives

Directives in this category only apply to a <TERM>LDBM</TERM> database. That is, they must follow a "database ldbm" line and come before any subsequent "backend" or "database" line. For a complete reference of LDBM configuration directives, see slapd-ldbm(5).

#### 6.2.5.1. cachesize <integer>

This directive specifies the size in entries of the in-memory cache maintained by the LDBM backend database instance.

Default:

            cachesize 1000

#### 6.2.5.2. dbcachesize <integer>

This directive specifies the size in bytes of the in-memory cache associated with each open index file. If not supported by the underlying database method, this directive is ignored without comment. Increasing this number uses more memory but can cause a dramatic performance increase, especially during modifies or when building indices.

Default:

            dbcachesize 100000

#### 6.2.5.3. dbnolocking

This option, if present, disables database locking. Enabling this option may improve performance at the expense of data security.

#### 6.2.5.4. dbnosync

This option causes on-disk database contents to not be immediately synchronized with in memory changes upon change. Enabling this option may improve performance at the expense of data integrity.

#### 6.2.5.5. directory <directory>

This directive specifies the directory where the LDBM files containing the database and associated indices live.

Default:

            directory /usr/local/var/openldap-data

#### 6.2.5.6. index {<attrlist> | default} [pres,eq,approx,sub,none]

This directive specifies the indices to maintain for the given attribute. If only an `<attrlist>` is given, the default indices are maintained.

Example:

            index default pres,eq
            index uid
            index cn,sn pres,eq,sub
            index objectClass eq

The first line sets the default set of indices to maintain to present and equality. The second line causes the default (pres,eq) set of indices to be maintained for the `uid` attribute type. The third line causes present, equality, and substring indices to be maintained for `cn` and `sn` attribute types. The fourth line causes an equality index for the `objectClass` attribute type.

By default, no indices are maintained. It is generally advised that minimally an equality index upon objectClass be maintained.

            index objectClass eq

#### 6.2.5.7. mode <integer>

This directive specifies the file protection mode that newly created database index files should have.

Default:

            mode 0600

## 6.3. Access Control

Access to slapd entries and attributes is controlled by the access configuration file directive. The general form of an access line is:

            <access directive> ::= access to <what>
                    [by <who> <access> <control>]+
            <what> ::= * |
                    [dn[.<basic-style>]=<regex> | dn.<scope-style>=<DN>]
                    [filter=<ldapfilter>] [attrs=<attrlist>]
            <basic-style> ::= regex | exact
            <scope-style> ::= base | one | subtree | children
            <attrlist> ::= <attr> [val[.<basic-style>]=<regex>] | <attr> , <attrlist>
            <attr> ::= <attrname> | entry | children
            <who> ::= * | [anonymous | users | self
                            | dn[.<basic-style>]=<regex> | dn.<scope-style>=<DN>]
                    [dnattr=<attrname>]
                    [group[/<objectclass>[/<attrname>][.<basic-style>]]=<regex>]
                    [peername[.<basic-style>]=<regex>]
                    [sockname[.<basic-style>]=<regex>]
                    [domain[.<basic-style>]=<regex>]
                    [sockurl[.<basic-style>]=<regex>]
                    [set=<setspec>]
                    [aci=<attrname>]
            <access> ::= [self]{<level>|<priv>}
            <level> ::= none | auth | compare | search | read | write
            <priv> ::= {=|+|-}{w|r|s|c|x|0}+
            <control> ::= [stop | continue | break]

where the <what> part selects the entries and/or attributes to which the access applies, the `<who>` part specifies which entities are granted access, and the `<access>` part specifies the access granted. Multiple `<who> <access> <control>` triplets are supported, allowing many entities to be granted different access to the same set of entries and attributes. Not all of these access control options are described here; for more details see the slapd.access(5) man page.

### 6.3.1. What to control access to

The <what> part of an access specification determines the entries and attributes to which the access control applies. Entries are commonly selected in two ways: by DN and by filter. The following qualifiers select entries by DN:

            to *
            to dn[.<basic-style>]=<regex>
            to dn.<scope-style>=<DN>

The first form is used to select all entries. The second form may be used to select entries by matching a regular expression against the target entry's normalized DN. (The second form is not discussed further in this document.) The third form is used to select entries which are within the requested scope of DN. The <DN> is a string representation of the Distinguished Name, as described in RFC2253.

The scope can be either `base`, `one`, `subtree`, or `children`. Where `base` matches only the entry with provided DN, `one` matches the entries whose parent is the provided DN, `subtree` matches all entries in the subtree whose root is the provided DN, and `children` matches all entries under the DN (but not the entry named by the DN).

For example, if the directory contained entries named:

            0: o=suffix
            1: cn=Manager,o=suffix
            2: ou=people,o=suffix
            3: uid=kdz,ou=people,o=suffix
            4: cn=addresses,uid=kdz,ou=people,o=suffix
            5: uid=hyc,ou=people,o=suffix

Then:

`dn.base="ou=people,o=suffix"` match 2;
`dn.one="ou=people,o=suffix"` match 3, and 5;
`dn.subtree="ou=people,o=suffix"` match 2, 3, 4, and 5; and
`dn.children="ou=people,o=suffix"` match 3, 4, and 5.

Entries may also be selected using a filter:

            to filter=<ldap filter>

where <ldap filter> is a string representation of an LDAP search filter, as described in RFC2254. For example:

            to filter=(objectClass=person)

Note that entries may be selected by both DN and filter by including both qualifiers in the <what> clause.

            to dn.one="ou=people,o=suffix" filter=(objectClass=person)

Attributes within an entry are selected by including a comma-separated list of attribute names in the <what> selector:

            attrs=<attribute list>

A specific value of an attribute is selected by using a single attribute name and also using a value selector:

            attrs=<attribute> val[.<style>]=<regex>

There are two special pseudo attributes `entry` and `children`. To read (and hence return) a target entry, the subject must have `read` access to the target's entry attribute. To add or delete an entry, the subject must have `write` access to the entry's `entry` attribute AND must have `write` access to the entry's parent's `children` attribute. To rename an entry, the subject must have `write` access to entry's `entry` attribute AND have `write` access to both the old parent's and new parent's `children` attributes. The complete examples at the end of this section should help clear things up.

Lastly, there is a special entry selector `"*"` that is used to select any entry. It is used when no other `<what>` selector has been provided. It's equivalent to "`dn=.*`"

### 6.3.2. Who to grant access to

The <who> part identifies the entity or entities being granted access. Note that access is granted to "entities" not "entries." The following table summarizes entity specifiers:

Table 5.3: Access Entity Specifiers
Specifier | Entities
`*` | All, including anonymous and authenticated users
`anonymous` | Anonymous (non-authenticated) users
`users` | Authenticated users
`self` | User associated with target entry
`dn[.<basic-style>]=<regex>` | Users matching a regular expression
`dn.<scope-style>=<DN>` | Users within scope of a DN

The DN specifier behaves much like <what> clause DN specifiers.

Other control factors are also supported. For example, a `<who>` can be restricted by an entry listed in a DN-valued attribute in the entry to which the access applies:

            dnattr=<dn-valued attribute name>

The dnattr specification is used to give access to an entry whose DN is listed in an attribute of the entry (e.g., give access to a group entry to whoever is listed as the owner of the group entry).

Some factors may not be appropriate in all environments (or any). For example, the domain factor relies on IP to domain name lookups. As these can easily spoofed, the domain factor should not be avoided.

### 6.3.3. The access to grant

The kind of <access> granted can be one of the following:

Table 5.4: Access Levels
Level | Privileges | Description
`none` | `=0` | no access
`auth` | `=x` | needed to bind
`compare` | `=cx` | needed to compare
`search` | `=scx` | needed to apply search filters
`read` | `=rscx` | needed to read search results
`write` | `=wrscx` | needed to modify/rename

Each level implies all lower levels of access. So, for example, granting someone `write` access to an entry also grants them `read`, `search`, `compare`, and `auth` access. However, one may use the privileges specifier to grant specific permissions.

### 6.3.4. Access Control Evaluation

When evaluating whether some requester should be given access to an entry and/or attribute, slapd compares the entry and/or attribute to the `<what>` selectors given in the configuration file. For each entry, access controls provided in the database which holds the entry (or the first database if not held in any database) apply first, followed by the global access directives. Within this priority, access directives are examined in the order in which they appear in the config file. Slapd stops with the first `<what>` selector that matches the entry and/or attribute. The corresponding access directive is the one slapd will use to evaluate access.

Next, slapd compares the entity requesting access to the `<who>` selectors within the access directive selected above in the order in which they appear. It stops with the first `<who>` selector that matches the requester. This determines the access the entity requesting access has to the entry and/or attribute.

Finally, slapd compares the access granted in the selected `<access>` clause to the access requested by the client. If it allows greater or equal access, access is granted. Otherwise, access is denied.

The order of evaluation of access directives makes their placement in the configuration file important. If one access directive is more specific than another in terms of the entries it selects, it should appear first in the config file. Similarly, if one `<who>` selector is more specific than another it should come first in the access directive. The access control examples given below should help make this clear.

### 6.3.5. Access Control Examples

The access control facility described above is quite powerful. This section shows some examples of its use for descriptive purposes.

A simple example:

            access to * by * read

This access directive grants read access to everyone.

            access to *
                    by self write
                    by anonymous auth
                    by * read

This directive allows the user to modify their entry, allows anonymous to authentication against these entries, and allows all others to read these entries. Note that only the first `by <who>` clause which matches applies. Hence, the anonymous users are granted `auth`, not `read`. The last clause could just as well have been "`by users read`".

It is often desirable to restrict operations based upon the level of protection in place. The following shows how security strength factors (SSF) can be used.

            access to *
                    by ssf=128 self write
                    by ssf=64 anonymous auth
                    by ssf=64 users read

This directive allows users to modify their own entries if security protections have of strength 128 or better have been established, allows authentication access to anonymous users, and read access when 64 or better security protections have been established. If client has not establish sufficient security protections, the implicit `by * none` clause would be applied.

The following example shows the use of a style specifiers to select the entries by DN in two access directives where ordering is significant.

            access to dn.children="dc=example,dc=com"
                    by * search
            access to dn.children="dc=com"
                    by * read

Read access is granted to entries under the `dc=com` subtree, except for those entries under the `dc=example,dc=com` subtree, to which search access is granted. No access is granted to `dc=com` as neither access directive matches this DN. If the order of these access directives was reversed, the trailing directive would never be reached, since all entries under `dc=example,dc=com` are also under `dc=com` entries.

Also note that if no `access to` directive matches or no `by <who>` clause, access is denied. That is, every `access to` directive ends with an implicit `by * none` clause and every access list ends with an implicit `access to * by * none` directive.

The next example again shows the importance of ordering, both of the access directives and the `by <who>` clauses. It also shows the use of an attribute selector to grant access to a specific attribute and various `<who>` selectors.

            access to dn.subtree="dc=example,dc=com" attrs=homePhone
                    by self write
                    by dn.children="dc=example,dc=com" search
                    by peername.regex=IP:10\..+ read
            access to dn.subtree="dc=example,dc=com"
                    by self write
                    by dn.children="dc=example,dc=com" search
                    by anonymous auth

This example applies to entries in the "`dc=example,dc=com`" subtree. To all attributes except `homePhone`, an entry can write to itself, entries under `example.com` entries can search by them, anybody else has no access (implicit `by * none`) excepting for authentication/authorization (which is always done anonymously). The `homePhone` attribute is writable by the entry, searchable by entries under `example.com`, readable by clients connecting from network 10, and otherwise not readable (implicit `by * none`). All other access is denied by the implicit `access to * by * none`.

Sometimes it is useful to permit a particular DN to add or remove itself from an attribute. For example, if you would like to create a group and allow people to add and remove only their own DN from the member attribute, you could accomplish it with an access directive like this:

            access to attrs=member,entry
                    by dnattr=member selfwrite

The dnattr `<who>` selector says that the access applies to entries listed in the `member` attribute. The `selfwrite` access selector says that such members can only add or delete their own DN from the attribute, not other values. The addition of the entry attribute is required because access to the entry is required to access any of the entry's attributes.

## 6.4. Configuration File Example

The following is an example configuration file, interspersed with explanatory text. It defines two databases to handle different parts of the <TERM>X.500</TERM> tree; both are <TERM>BDB</TERM> database instances. The line numbers shown are provided for reference only and are not included in the actual file. First, the global configuration section:

      1.    # example config file - global configuration section
      2.    include /usr/local/etc/schema/core.schema
      3.    referral ldap://root.openldap.org
      4.    access to * by * read

Line 1 is a comment. Line 2 includes another config file which contains core schema definitions. The `referral` directive on line 3 means that queries not local to one of the databases defined below will be referred to the LDAP server running on the standard port (389) at the host `root.openldap.org`.

Line 4 is a global access control. It applies to all entries (after any applicable database-specific access controls).

The next section of the configuration file defines a BDB backend that will handle queries for things in the "dc=example,dc=com" portion of the tree. The database is to be replicated to two slave slapds, one on truelies, the other on judgmentday. Indices are to be maintained for several attributes, and the `userPassword` attribute is to be protected from unauthorized access.

      5.    # BDB definition for the example.com
      6.    database bdb
      7.    suffix "dc=example,dc=com"
      8.    directory /usr/local/var/openldap-data
      9.    rootdn "cn=Manager,dc=example,dc=com"
     10.    rootpw secret
     11.    # replication directives
     12.    replogfile /usr/local/var/openldap/slapd.replog
     13.    replica uri=ldap://slave1.example.com:389
     14.            binddn="cn=Replicator,dc=example,dc=com"
     15.            bindmethod=simple credentials=secret
     16.    replica uri=ldaps://slave2.example.com:636
     17.            binddn="cn=Replicator,dc=example,dc=com"
     18.            bindmethod=simple credentials=secret
     19.    # indexed attribute definitions
     20.    index uid pres,eq
     21.    index cn,sn,uid pres,eq,approx,sub
     22.    index objectClass eq
     23.    # database access control definitions
     24.    access to attrs=userPassword
     25.            by self write
     26.            by anonymous auth
     27.            by dn.base="cn=Admin,dc=example,dc=com" write
     28.            by * none
     29.    access to *
     30.            by self write
     31.            by dn.base="cn=Admin,dc=example,dc=com" write
     32.            by * read

Line 5 is a comment. The start of the database definition is marked by the database keyword on line 6. Line 7 specifies the DN suffix for queries to pass to this database. Line 8 specifies the directory in which the database files will live.

Lines 9 and 10 identify the database super-user entry and associated password. This entry is not subject to access control or size or time limit restrictions.

Lines 11 through 18 are for replication. Line 12 specifies the replication log file (where changes to the database are logged - this file is written by slapd and read by slurpd). Lines 13 through 15 specify the hostname and port for a replicated host, the DN to bind as when performing updates, the bind method (simple) and the credentials (password) for the binddn. Lines 16 through 18 specify a second replication site. See the Replication with slurpd chapter for more information on these directives.

Lines 20 through 22 indicate the indices to maintain for various attributes.

Lines 24 through 32 specify access control for entries in this database. As this is the first database, the controls also apply to entries not held in any database (such as the Root DSE). For all applicable entries, the `userPassword` attribute is writable by the entry itself and by the "admin" entry. It may be used for authentication/authorization purposes, but is otherwise not readable. All other attributes are writable by the entry and the "admin" entry, but may be read by all users (authenticated or not).

The next section of the example configuration file defines another BDB database. This one handles queries involving the `dc=example,dc=net` subtree but is managed by the same entity as the first database. Note that without line 39, the read access would be allowed due to the global access rule at line 4.

     33.    # BDB definition for example.net
     34.    database bdb
     35.    suffix "dc=example,dc=net"
     36.    directory /usr/local/var/openldap-data-net
     37.    rootdn "cn=Manager,dc=example,dc=com"
     38.    index objectClass eq
     39.    access to * by users read

# 7. Running slapd

slapd(8) is designed to be run as a stand-alone server. This allows the server to take advantage of caching, manage concurrency issues with underlying databases, and conserve system resources. Running from inetd(8) is NOT an option.

## 7.1. Command-Line Options

slapd(8) supports a number of command-line options as detailed in the manual page. This section details a few commonly used options.

            -f <filename>

This option specifies an alternate configuration file for slapd. The default is normally `/usr/local/etc/openldap/slapd.conf`.

            -h <URLs>

This option specifies alternative listener configurations. The default is `ldap:///` which implies LDAP over TCP on all interfaces on the default LDAP port 389. You can specify specific host-port pairs or other protocol schemes (such as ldaps:// or ldapi://). For example, `-h "ldaps:// ldap://127.0.0.1:666"` will create two listeners: one for LDAP over SSL on all interfaces on the default LDAP/SSL port 636, and one for LDAP over TCP on the `localhost` (loopback) interface on port 666. Hosts may be specified using IPv4 dotted-decimal form or using host names. Port values must be numeric.

            -n <service-name>

This option specifies the service name used for logging and other purposes. The default service name is `slapd`.

            -l <syslog-local-user>

This option specifies the local user for the syslog(8) facility. Values can be `LOCAL0`, `LOCAL1`, `LOCAL2`, ..., and `LOCAL7`. The default is `LOCAL4`. This option may not be supported on all systems.

            -u user -g group

These options specify the user and group, respectively, to run as. `user` can be either a user name or uid. `group` can be either a group name or gid.

            -r directory

This option specifies a run-time directory. slapd will chroot(2) to this directory after opening listeners but before reading any configuration files or initializing any backends.

            -d <level> | ?

This option sets the slapd debug level to <level>. When level is a `?' character, the various debugging levels are printed and slapd exits, regardless of any other options you give it. Current debugging levels are

Table 6.1: Debugging Levels
Level | Description
-1 | enable all debugging
0 | no debugging
1 | trace function calls
2 | debug packet handling
4 | heavy trace debugging
8 | connection management
16 | print out packets sent and received
32 | search filter processing
64 | configuration file processing
128 | access control list processing
256 | stats log connections/operations/results
512 | stats log entries sent
1024 | print communication with shell backends
2048 | print entry parsing debugging

You may enable multiple levels by specifying the debug option once for each desired level. Or, since debugging levels are additive, you can do the math yourself. That is, if you want to trace function calls and watch the config file being processed, you could set level to the sum of those two levels (in this case, `-d 65`). Or, you can let slapd do the math, (e.g. `-d 1 -d 64`). Consult `<ldap_log.h>` for more details.

Note: slapd must have been compiled with `-DLDAP_DEBUG` defined for any debugging information beyond the two stats levels to be available.

## 7.2. Starting slapd

In general, slapd is run like this:

            /usr/local/etc/libexec/slapd [<option>]*

where `/usr/local/etc/libexec` is determined by `configure` and <option> is one of the options described above (or in slapd(8)). Unless you have specified a debugging level (including level `0`), slapd will automatically fork and detach itself from its controlling terminal and run in the background.

## 7.3. Stopping slapd

To kill off slapd safely, you should give a command like this

            kill -INT `cat /usr/local/var/slapd.pid`

where `/usr/local/var` is determined by `configure`.

Killing slapd by a more drastic method may cause information loss or database corruption.

# 8. Database Creation and Maintenance Tools

This section tells you how to create a slapd database from scratch, and how to do trouble shooting if you run into problems. There are two ways to create a database. First, you can create the database on-line using LDAP. With this method, you simply start up slapd and add entries using the LDAP client of your choice. This method is fine for relatively small databases (a few hundred or thousand entries, depending on your requirements). This method works for database types which support updates.

The second method of database creation is to do it off-line using special utilities provided with slapd. This method is best if you have many thousands of entries to create, which would take an unacceptably long time using the LDAP method, or if you want to ensure the database is not accessed while it is being created. Note that not all database types support these utilitites.

## 8.1. Creating a database over LDAP

With this method, you use the LDAP client of your choice (e.g., the ldapadd(1)) to add entries, just like you would once the database is created. You should be sure to set the following options in the configuration file before starting slapd(8).

            suffix <dn>

As described in the General Database Directives section, this option defines which entries are to be held by this database. You should set this to the DN of the root of the subtree you are trying to create. For example:

            suffix "dc=example,dc=com"

You should be sure to specify a directory where the index files should be created:

            directory <directory>

For example:

            directory /usr/local/var/openldap-data

You need to create this directory with appropriate permissions such that slapd can write to it.

You need to configure slapd so that you can connect to it as a directory user with permission to add entries. You can configure the directory to support a special super-user or root user just for this purpose. This is done through the following two options in the database definition:

            rootdn <dn>
            rootpw <passwd>

For example:

            rootdn "cn=Manager,dc=example,dc=com"
            rootpw secret

These options specify a DN and password that can be used to authenticate as the super-user entry of the database (i.e., the entry allowed to do anything). The DN and password specified here will always work, regardless of whether the entry named actually exists or has the password given. This solves the chicken-and-egg problem of how to authenticate and add entries before any entries yet exist.

Finally, you should make sure that the database definition contains the index definitions you want:

            index {<attrlist> | default} [pres,eq,approx,sub,none]

For example, to index the `cn`, `sn`, `uid` and `objectclass` attributes, the following `index` directives could be used:

            index cn,sn,uid pres,eq,approx,sub
            index objectClass eq

This would create presence, equality, approximate, and substring indices for the `cn`, `sn`, and `uid` attributes and an equality index for the `objectClass` attribute. Note that not all index types are available with all attribute types. See The slapd Configuration File section for more information on this option.

Once you have configured things to your liking, start up slapd, connect with your LDAP client, and start adding entries. For example, to add an organization entry and an organizational role entry using the ldapadd tool, you could create an <TERM>LDIF</TERM> file called `entries.ldif` with the contents:

            # Organization for Example Corporation
            dn: dc=example,dc=com
            objectClass: dcObject
            objectClass: organization
            dc: example
            o: Example Corporation
            description: The Example Corporation

            # Organizational Role for Directory Manager
            dn: cn=Manager,dc=example,dc=com
            objectClass: organizationalRole
            cn: Manager
            description: Directory Manager

and then use a command like this to actually create the entry:

            ldapadd -f entries.ldif -x -D "cn=Manager,dc=example,dc=com" -w secret

The above command assumes settings provided in the above examples.

## 8.2. Creating a database off-line

The second method of database creation is to do it off-line, using the slapd database tools described below. This method is best if you have many thousands of entries to create, which would take an unacceptably long time to add using the LDAP method described above. These tools read the slapd configuration file and an input file containing a text representation of the entries to add. For database types which support the tools, they produce the database files directly (otherwise you must use the on-line method above). There are several important configuration options you will want to be sure and set in the config file database definition first:

            suffix <dn>

As described in the General Database Directives section, this option defines which entries are to be held by this database. You should set this to the DN of the root of the subtree you are trying to create. For example:

            suffix "dc=example,dc=com"

You should be sure to specify a directory where the index files should be created:

            directory <directory>

For example:

            directory /usr/local/var/openldap-data

Finally, you need to specify which indices you want to build. This is done by one or more index options.

            index {<attrlist> | default} [pres,eq,approx,sub,none]

For example:

            index cn,sn,uid pres,eq,approx,sub
            index objectClass eq

This would create presence, equality, approximate, and substring indices for the `cn`, `sn`, and `uid` attributes and an equality index for the `objectClass` attribute. Note that not all index types are available with all attribute types. See The slapd Configuration File section for more information on this option.

### 8.2.1. The `slapadd` program

Once you've configured things to your liking, you create the primary database and associated indices by running the slapadd(8) program:

            slapadd -l <inputfile> -f <slapdconfigfile>
                    [-d <debuglevel>] [-n <integer>|-b <suffix>]

The arguments have the following meanings:

            -l <inputfile>

Specifies the <TERM>LDIF</TERM> input file containing the entries to add in text form (described below in the The LDIF text entry format section).

            -f <slapdconfigfile>

Specifies the slapd configuration file that tells where to create the indices, what indices to create, etc.

            -d <debuglevel>

Turn on debugging, as specified by `<debuglevel>`. The debug levels are the same as for slapd. See the Command-Line Options section in Running slapd.

            -n <databasenumber>

An optional argument that specifies which database to modify. The first database listed in the configuration file is `1`, the second `2`, etc. By default, the first database in the configuration file is used. Should not be used in conjunction with `-b`.

            -b <suffix>

An optional argument that specifies which database to modify. The provided suffix is matched against a database `suffix` directive to determine the database number. Should not be used in conjunction with `-n`.

### 8.2.2. The `slapindex` program

Sometimes it may be necessary to regenerate indices (such as after modifying slapd.conf(5)). This is possible using the slapindex(8) program. slapindex is invoked like this

            slapindex -f <slapdconfigfile>
                    [-d <debuglevel>] [-n <databasenumber>|-b <suffix>]

Where the `-f`, `-d`, `-n` and `-b` options are the same as for the slapadd(1) program. slapindex rebuilds all indices based upon the current database contents.

### 8.2.3. The `slapcat` program

The `slapcat` program is used to dump the database to an <TERM>LDIF</TERM> file. This can be useful when you want to make a human-readable backup of your database or when you want to edit your database off-line. The program is invoked like this:

            slapcat -l <filename> -f <slapdconfigfile>
                    [-d <debuglevel>] [-n <databasenumber>|-b <suffix>]

where `-n` or `-b` is used to select the database in the slapd.conf(5) specified using `-f`. The corresponding <TERM>LDIF</TERM> output is written to standard output or to the file specified using the `-l` option.

## 8.3. The LDIF text entry format

The <TERM>LDAP Data Interchange Format</TERM> (LDIF) is used to represent LDAP entries in a simple text format. This section provides a brief description of the LDIF entry format which complements ldif(5) and the technical specification RFC2849.

The basic form of an entry is:

            # comment
            dn: <distinguished name>
            <attrdesc>: <attrvalue>
            <attrdesc>: <attrvalue>

            ...

Lines starting with a '`#`' character are comments. An attribute description may be a simple attribute type like `cn` or `objectClass` or `1.2.3` (an <TERM>OID</TERM> associated with an attribute type) or may include options such as `cn;lang_en_US` or `userCertificate;binary`.

A line may be continued by starting the next line with a single space or tab character. For example:

            dn: cn=Barbara J Jensen,dc=example,dc=
             com
            cn: Barbara J
              Jensen

is equivalent to:

            dn: cn=Barbara J Jensen,dc=example,dc=com
            cn: Barbara J Jensen

Multiple attribute values are specified on separate lines. e.g.,

            cn: Barbara J Jensen
            cn: Babs Jensen

If an `<attrvalue>` contains non-printing characters or begins with a space, a colon ('`:`'), or a less than ('`<`'), the `<attrdesc>` is followed by a double colon and the base64 encoding of the value. For example, the value "`begins with a space`" would be encoded like this:

            cn:: IGJlZ2lucyB3aXRoIGEgc3BhY2U=

You can also specify a <TERM>URL</TERM> containing the attribute value. For example, the following specifies the `jpegPhoto` value should be obtained from the file `/path/to/file.jpeg`.

            cn:< file:///path/to/file.jpeg

Multiple entries within the same LDIF file are separated by blank lines. Here's an example of an LDIF file containing three entries.

            # Barbara's Entry
            dn: cn=Barbara J Jensen,dc=example,dc=com
            cn: Barbara J Jensen
            cn: Babs Jensen
            objectClass: person
            sn: Jensen

            # Bjorn's Entry
            dn: cn=Bjorn J Jensen,dc=example,dc=com
            cn: Bjorn J Jensen
            cn: Bjorn Jensen
            objectClass: person
            sn: Jensen
            # Base64 encoded JPEG photo
            jpegPhoto:: /9j/4AAQSkZJRgABAAAAAQABAAD/2wBDABALD
             A4MChAODQ4SERATGCgaGBYWGDEjJR0oOjM9PDkzODdASFxOQ
             ERXRTc4UG1RV19iZ2hnPk1xeXBkeFxlZ2P/2wBDARESEhgVG

            # Jennifer's Entry
            dn: cn=Jennifer J Jensen,dc=example,dc=com
            cn: Jennifer J Jensen
            cn: Jennifer Jensen
            objectClass: person
            sn: Jensen
            # JPEG photo from file
            jpegPhoto:< file:///path/to/file.jpeg

Notice that the `jpegPhoto` in Bjorn's entry is base 64 encoded and the `jpegPhoto` in Jennifer's entry is obtained from the location indicated by the URL.

Note: Trailing spaces are not trimmed from values in an LDIF file. Nor are multiple internal spaces compressed. If you don't want them in your data, don't put them there.

# 9. Schema Specification

This chapter describes how to extend the user schema used by slapd(8). The chapter assumes the reader is familar with the <TERM>LDAP</TERM>/<TERM>X.500</TERM> information model.

The first section, Distributed Schema Files details optional schema definitions provided in the distribution and where to obtain other definitions. The second section, Extending Schema, details how to define new schema items.

This chapter does not discuss how to extend system schema used by slapd(8) as this requires source code modification. System schema includes all operational attribute types or any object class which allows or requires an operational attribute (directly or indirectly).

## 9.1. Distributed Schema Files

OpenLDAP is distributed with a set of schema specifications for your use. Each set is defined in a file suitable for inclusion (using the `include` directive) in your slapd.conf(5) file. These schema files are normally installed in the `/usr/local/etc/openldap/schema` directory.

Table 8.1: Provided Schema Specifications
File | Description
`core.schema` | OpenLDAP core (required)
`cosine.schema` | Cosine and Internet X.500 (useful)
`inetorgperson.schema` | InetOrgPerson (useful)
`misc.schema` | Assorted (experimental)
`nis.schema` | Network Information Services (FYI)
`openldap.schema` | OpenLDAP Project (experimental)

To use any of these schema files, you only need to include the desired file in the global definitions portion of your slapd.conf(5) file. For example:

            # include schema
            include /usr/local/etc/openldap/schema/core.schema
            include /usr/local/etc/openldap/schema/cosine.schema
            include /usr/local/etc/openldap/schema/inetorgperson.schema

Additional files may be available. Please consult the OpenLDAP FAQ (http://www.openldap.org/faq/).

Note: You should not modify any of the schema items defined in provided files.

## 9.2. Extending Schema

Schema used by slapd(8) may be extended to support additional syntaxes, matching rules, attribute types, and object classes. This chapter details how to add user application attribute types and object classes using the syntaxes and matching rules already supported by slapd. slapd can also be extended to support additional syntaxes, matching rules and system schema, but this requires some programming and hence is not discussed here.

There are five steps to defining new schema:

1. obtain Object Identifer
2. choose a name prefix
3. create local schema file
4. define custom attribute types (if necessary)
5. define custom object classes

### 9.2.1. Object Identifiers

Each schema element is identified by a globally unique <TERM>Object Identifier</TERM> (OID). OIDs are also used to identify other objects. They are commonly found in protocols described by <TERM>ASN.1</TERM>. In particular, they are heavily used by the <TERM>Simple Network Management Protocol</TERM> (SNMP). As OIDs are hierarchical, your organization can obtain one OID and branch it as needed. For example, if your organization were assigned OID `1.1`, you could branch the tree as follows:

Table 8.2: Example OID hierarchy
OID | Assignment
`1.1` | Organization's OID
`1.1.1` | SNMP Elements
`1.1.2` | LDAP Elements
`1.1.2.1` | AttributeTypes
`1.1.2.1.1` | myAttribute
`1.1.2.2` | ObjectClasses
`1.1.2.2.1` | myObjectClass

You are, of course, free to design a hierarchy suitable to your organizational needs under your organization's OID. No matter what hierarchy you choose, you should maintain a registry of assignments you make. This can be a simple flat file or something more sophisticated such as the OpenLDAP OID Registry (http://www.openldap.org/faq/index.cgi?file=197).

For more information about Object Identifers (and a listing service) see http://www.alvestrand.no/harald/objectid/.

Under no circumstances should you hijack OID namespace!

To obtain a registered OID at no cost, apply for an OID under the Internet Assigned Numbers Authority (IANA) maintained Private Enterprise arc. Any private enterprise (organization) may request an OID to be assigned under this arc. Just fill out the IANA form at http://www.iana.org/cgi-bin/enterprise.pl and your official OID will be sent to you usually within a few days. Your base OID will be something like `1.3.6.1.4.1.X` where `X` is an integer.

Note: Don't let the "MIB/SNMP" statement on the IANA page confuse you. OIDs obtained using this form may be used for any purpose including identifying LDAP schema elements.

Alternatively, OID name space may be available from a national authority (e.g., ANSI, BSI).

### 9.2.2. Name Prefix

In addition to assigning a unique object identifier to each schema element, you should provide a least one textual name for each element. The name should be both descriptive and not likely to clash with names of other schema elements. In particular, any name you choose should not clash with present or future Standard Track names.

To reduce (but not eliminate) the potential for name clashes, the convention is to prefix names of non-Standard Track with a few letters to localize the changes to your organization. The smaller the organization, the longer your prefix should be.

In the examples below, we have chosen a short prefix '`my`' (to save space). Such a short prefix would only be suitable for a very large, global organization. In general, we recommend something like '`deFirm`' (German company) or '`comExample`' (elements associated with organization associated with `example.com`).

### 9.2.3. Local schema file

The `objectclass` and `attributeTypes` configuration file directives can be used to define schema rules on entries in the directory. It is customary to create a file to contain definitions of your custom schema items. We recommend you create a file `local.schema` in `/usr/local/etc/openldap/schema/local.schema` and then include this file in your slapd.conf(5) file immediately after other schema `include` directives.

            # include schema
            include /usr/local/etc/openldap/schema/core.schema
            include /usr/local/etc/openldap/schema/cosine.schema
            include /usr/local/etc/openldap/schema/inetorgperson.schema
            # include local schema
            include /usr/local/etc/openldap/schema/local.schema

### 9.2.4. Attribute Type Specification

The attributetype directive is used to define a new attribute type. The directive uses the same Attribute Type Description (as defined in RFC2252) used by the attributeTypes attribute found in the subschema subentry, e.g.:

            attributetype <RFC2252 Attribute Type Description>

where Attribute Type Description is defined by the following <TERM>BNF</TERM>:

          AttributeTypeDescription = "(" whsp
                numericoid whsp              ; AttributeType identifier
              [ "NAME" qdescrs ]             ; name used in AttributeType
              [ "DESC" qdstring ]            ; description
              [ "OBSOLETE" whsp ]
              [ "SUP" woid ]                 ; derived from this other
                                             ; AttributeType
              [ "EQUALITY" woid              ; Matching Rule name
              [ "ORDERING" woid              ; Matching Rule name
              [ "SUBSTR" woid ]              ; Matching Rule name
              [ "SYNTAX" whsp noidlen whsp ] ; Syntax OID
              [ "SINGLE-VALUE" whsp ]        ; default multi-valued
              [ "COLLECTIVE" whsp ]          ; default not collective
              [ "NO-USER-MODIFICATION" whsp ]; default user modifiable
              [ "USAGE" whsp AttributeUsage ]; default userApplications
              whsp ")"

          AttributeUsage =
              "userApplications"     /
              "directoryOperation"   /
              "distributedOperation" / ; DSA-shared
              "dSAOperation"          ; DSA-specific, value depends on server

where whsp is a space ('`` '), numericoid is a globally unique OID in dotted-decimal form (e.g. `1.1.0`), qdescrs is one or more names, woid is either the name or OID optionally followed by a length specifier (e.g `{10`}).

For example, the attribute types `name` and `cn` are defined in `core.schema` as:

            attributeType ( 2.5.4.41 NAME 'name'
                    DESC 'name(s) associated with the object'
                    EQUALITY caseIgnoreMatch
                    SUBSTR caseIgnoreSubstringsMatch
                    SYNTAX 1.3.6.1.4.1.1466.115.121.1.15{32768} )
            attributeType ( 2.5.4.3 NAME ( 'cn' 'commonName' )
                    DESC 'common name(s) assciated with the object'
                    SUP name )

Notice that each defines the attribute's OID, provides a short name, and a brief description. Each name is an alias for the OID. slapd(8) returns the first listed name when returning results.

The first attribute, `name`, holds values of `directoryString` (UTF-8 encoded Unicode) syntax. The syntax is specified by OID (1.3.6.1.4.1.1466.115.121.1.15 identifies the directoryString syntax). A length recommendation of 32768 is specified. Servers should support values of this length, but may support longer values The field does NOT specify a size constraint, so is ignored on servers (such as slapd) which don't impose such size limits. In addition, the equality and substring matching uses case ignore rules. Below are tables listing commonly used syntax and matching rules (OpenLDAP supports these and many more).

Table 8.3: Commonly Used Syntaxes
Name | OID | Description
`boolean` | `1.3.6.1.4.1.1466.115.121.1.7` | boolean value
`directoryString` | `1.3.6.1.4.1.1466.115.121.1.15` | Unicode (UTF-8) string
`distinguishedName` | `1.3.6.1.4.1.1466.115.121.1.12` | LDAP DN
`integer` | `1.3.6.1.4.1.1466.115.121.1.27` | integer
`numericString` | `1.3.6.1.4.1.1466.115.121.1.36` | numeric string
`OID` | `1.3.6.1.4.1.1466.115.121.1.38` | object identifier
`octetString` | `1.3.6.1.4.1.1466.115.121.1.40` | arbitary octets

Table 8.4: Commonly Used Matching Rules
Name | Type | Description
`booleanMatch` | equality | boolean
`caseIgnoreMatch` | equality | case insensitive, space insensitive
`caseIgnoreOrderingMatch` | ordering | case insensitive, space insensitive
`caseIgnoreSubstringsMatch` | substrings | case insensitive, space insensitive
`caseExactMatch` | equality | case sensitive, space insensitive
`caseExactOrderingMatch` | ordering | case sensitive, space insensitive
`caseExactSubstringsMatch` | substrings | case sensitive, space insensitive
`distinguishedNameMatch` | equality | distinguished name
`integerMatch` | equality | integer
`integerOrderingMatch` | ordering | integer
`numericStringMatch` | equality | numerical
`numericStringOrderingMatch` | ordering | numerical
`numericStringSubstringsMatch` | substrings | numerical
`octetStringMatch` | equality | octet string
`octetStringOrderingStringMatch` | ordering | octet string
`octetStringSubstringsStringMatch` | ordering | octet string
`objectIdentiferMatch` | equality | object identifier

The second attribute, `cn`, is a subtype of `name` hence it inherits the syntax, matching rules, and usage of `name`. `commonName` is an alternative name.

Neither attribute is restricted to a single value. Both are meant for usage by user applications. Neither is obsolete nor collective.

The following subsections provide a couple of examples.

#### 9.2.4.1. myUniqueName

Many organizations maintain a single unique name for each user. Though one could use `displayName` (RFC2798), this attribute is really meant to be controlled by the user, not the organization. We could just copy the definition of `displayName` from `inetorgperson.schema` and replace the OID, name, and description, e.g:

            attributetype ( 1.1.2.1.1 NAME 'myUniqueName'
                    DESC 'unique name with my organization'
                    EQUALITY caseIgnoreMatch
                    SUBSTR caseIgnoreSubstringsMatch
                    SYNTAX 1.3.6.1.4.1.1466.115.121.1.15
                    SINGLE-VALUE )

However, if we want this name to be included in `name` assertions [e.g. `(name=*Jane*)`], the attribute could alternatively be defined as a subtype of `name`, e.g.:

            attributetype ( 1.1.2.1.1 NAME 'myUniqueName'
                    DESC 'unique name with my organization'
                    SUP name )

#### 9.2.4.2. myPhoto

Many organizations maintain a photo of each each user. A `myPhoto` attribute type could be defined to hold a photo. Of course, one could use just use `jpegPhoto` (RFC2798) (or a subtype) to hold the photo. However, you can only do this if the photo is in JPEG File Interchange Format. Alternatively, an attribute type which uses the Octet String syntax can be defined, e.g.:

            attributetype ( 1.1.2.1.2 NAME 'myPhoto'
                    DESC 'a photo (application defined format)'
                    SYNTAX 1.3.6.1.4.1.1466.115.121.1.40
                    SINGLE-VALUE )

In this case, the syntax doesn't specify the format of the photo. It's assumed (maybe incorrectly) that all applications accessing this attribute agree on the handling of values.

If you wanted to support multiple photo formats, you could define a separate attribute type for each format, prefix the photo with some typing information, or describe the value using <TERM>ASN.1</TERM> and use the `;binary` transfer option.

Another alternative is for the attribute to hold a <TERM>URI</TERM> pointing to the photo. You can model such an attribute after `labeledURI` (RFC2079) or simply create a subtype, e.g.:

            attributetype ( 1.1.2.1.3 NAME 'myPhotoURI'
                    DESC 'URI and optional label referring to a photo'
                    SUP labeledURI )

### 9.2.5. Object Class Specification

The objectclasses directive is used to define a new object class. The directive uses the same Object Class Description (as defined in RFC2252) used by the objectClasses attribute found in the subschema subentry, e.g.:

            objectclass <RFC2252 Object Class Description>

where Object Class Description is defined by the following <TERM>BNF</TERM>:

            ObjectClassDescription = "(" whsp
                    numericoid whsp      ; ObjectClass identifier
                    [ "NAME" qdescrs ]
                    [ "DESC" qdstring ]
                    [ "OBSOLETE" whsp ]
                    [ "SUP" oids ]       ; Superior ObjectClasses
                    [ ( "ABSTRACT" / "STRUCTURAL" / "AUXILIARY" ) whsp ]
                            ; default structural
                    [ "MUST" oids ]      ; AttributeTypes
                    [ "MAY" oids ]       ; AttributeTypes
                    whsp ")"

where whsp is a space ('`` '), numericoid is a globally unique OID in numeric form (e.g. `1.1.0`), qdescrs is one or more names, and oids is one or more names and/or OIDs.

#### 9.2.5.1. myPhotoObject

To define an auxiliary object class which allows myPhoto to be added to any existing entry.

            objectclass ( 1.1.2.2.1 NAME 'myPhotoObject'
                    DESC 'mixin myPhoto'
                    AUXILIARY
                    MAY myPhoto )

#### 9.2.5.2. myPerson

If your organization would like have a private structural object class to instantiate users, you can subclass one of the existing person classes, such as `inetOrgPerson` (RFC2798), and add any additional attributes which you desire.

            objectclass ( 1.1.2.2.2 NAME 'myPerson'
                    DESC 'my person'
                    SUP inetOrgPerson
                    MUST ( myUniqueName $ givenName )
                    MAY myPhoto )

The object class inherits the required/allowed attribute types of `inetOrgPerson` but requires `myUniqueName` and `givenName` and allows `myPhoto`.

### 9.2.6. OID Macros

To ease the management and use of OIDs, slapd(8) supports Object Identifier macros. The `objectIdentifier` directive is used to equate a macro (name) with a OID. The OID may possibly be derived from a previously defined OID macro. The slapd.conf(5) syntax is:

            objectIdentifier <name> { <oid> | <name>[:<suffix>] }

The following demonstrates definition of a set of OID macros and their use in defining schema elements:

            objectIdentifier myOID  1.1
            objectIdentifier mySNMP myOID:1
            objectIdentifier myLDAP myOID:2
            objectIdentifier myAttributeType        myLDAP:1
            objectIdentifier myObjectClass  myLDAP:2
            attributetype ( myAttributeType:3 NAME 'myPhotoURI'
                    DESC 'URI and optional label referring to a photo'
                    SUP labeledURI )
            objectclass ( myObjectClass:1 NAME 'myPhotoObject'
                    DESC 'mixin myPhoto'
                    AUXILIARY
                    MAY myPhoto )

# 10. Security Considerations

OpenLDAP Software is designed to run in a wide variety of computing environments from tightly-controlled closed networks to the global Internet. Hence, OpenLDAP Software supports many different security mechanisms. This chapter describes these mechanisms and discusses security considerations for using OpenLDAP Software.

## 10.1. Network Security

### 10.1.1. Selective Listening

By default, slapd(8) will listen on both the IPv4 and IPv6 "any" addresses. It is often desirable to have slapd listen on select address/port pairs. For example, listening only on the IPv4 address `127.0.0.1` will disallow remote access to the directory server. E.g.:

            slapd -h ldap://127.0.0.1

While the server can be configured to listen on a particular interface address, this doesn't necessarily restrict access to the server to only those networks accessible via that interface. To selective restrict remote access, it is recommend that an IP Firewall be used to restrict access.

See Command-line Options and slapd(8) for more information.

### 10.1.2. IP Firewall

<TERM>IP</TERM> firewall capabilities of the server system can be used to restrict access based upon the client's IP address and/or network interface used to communicate with the client.

Generally, slapd(8) listens on port 389/tcp for ldap:// sessions and port 636/tcp for ldaps://) sessions. slapd(8) may be configured to listen on other ports.

As specifics of how to configure IP firewall are dependent on the particular kind of IP firewall used, no examples are provided here. See the document associated with your IP firewall.

### 10.1.3. TCP Wrappers

slapd(8) supports <TERM>TCP</TERM> Wrappers. TCP Wrappers provide a rule-based access control system for controlling TCP/IP access to the server. For example, the host_options(5) rule:

            slapd: 10.0.0.0/255.0.0.0 127.0.0.1 : ALLOW
            slapd: ALL : DENY

allows only incoming connections from the private network `10.0.0.0` and localhost (`127.0.0.1`) to access the directory service. Note that IP addresses are used as slapd(8) is not normally configured to perform reverse lookups.

It is noted that TCP wrappers require the connection to be accepted. As significant processing is required just to deny a connection, it is generally advised that IP firewall protection be used instead of TCP wrappers.

See hosts_access(5) for more information on TCP wrapper rules.

## 10.2. Data Integrity and Confidentiality Protection

<TERM>Transport Layer Security</TERM> (TLS) can be used to provide data integrity and confidentiality protection. OpenLDAP supports negotiation of <TERM>TLS</TERM> (<TERM>SSL</TERM>) via both StartTLS and ldaps://. See the Using TLS chapter for more information. StartTLS is the standard track mechanism.

A number of <TERM>Simple Authentication and Security Layer</TERM> (SASL) mechanisms, such as DIGEST-MD5 and <TERM>GSSAPI</TERM>, also provide data integrity and confidentiality protection. See the Using SASL chapter for more information.

### 10.2.1. Security Strength Factors

The server uses <TERM>Security Strength Factor</TERM>s (SSF) to indicate the relative strength of protection. A SSF of zero (0) indicates no protections are in place. A SSF of one (1) indicates integrity protection are in place. A SSF greater than one (>1) roughly correlates to the effective encryption key length. For example, <TERM>DES</TERM> is 56, <TERM>3DES</TERM> is 112, and <TERM>AES</TERM> 128, 192, or 256.

A number of administrative controls rely on SSFs associated with TLS and SASL protection in place on an LDAP session.

`security` controls disallow operations when appropriate protections are not in place. For example:

            security ssf=1 update_ssf=112

requires integrity protection for all operations and encryption protection, 3DES equivalent, for update operations (e.g. add, delete, modify, etc.). See slapd.conf(5) for details.

For fine-grained control, SSFs may be used in access controls. See Access Control section of the The slapd Configuration File for more information.

## 10.3. Authentication Methods

### 10.3.1. "simple" method

The LDAP "simple" method has three modes of operation:

- anonymous,
- unauthenticated, and
- user/password authenticated.

Anonymous access is requested by providing no name and no password to the "simple" bind operation. Unauthenticated access is requested by providing a name but no password. Authenticated access is requested by providing a valid name and password.

An anonymous bind results in an anonymous authorization association. Anonymous bind mechanism is enabled by default, but can be disabled by specifying "`disallow bind_anon`" in slapd.conf(5). Note that disabling the anonymous bind mechanism does not prevent anonymous access to the directory. To require authentication to access the directory, one should instead specify "`require authc`".

An unauthenticated bind also results in an anonymous authorization association. Unauthenticated bind mechanism is disabled by default, but can be enabled by specifying "`allow bind_anon_cred`" in slapd.conf(5). As a number of LDAP applications mistakenly generate unauthenticated bind request when authenticated access was intended (that is, they do not ensure a password was provided), this mechanism should generally remain disabled.

A successful user/password authenticated bind results in a user authorization identity, the provided name, being associated with the session. User/password authenticated bind is enabled by default. However, as this mechanism itself offers no evesdropping protection (e.g., the password is set in the clear), it is recommended that it be used only in tightly controlled systems or when the LDAP session is protected by other means (e.g., TLS, <TERM>IPSEC</TERM>). Where the administrator relies on TLS to protect the password, it is recommended that unprotected authentication be disabled. This is done using the `security` directive's `simple_bind` option, which provides fine grain control over the level of confidential protection to require for simple user/password authentication. E.g., using `security simple_bind=56` would require simple binds to use encryption of DES equivalent or better.

The user/password authenticated bind mechanism can be completely disabled by setting "`disallow bind_simple`".

Note: An unsuccessful bind always results in the session having an anonymous authorization association.

### 10.3.2. SASL method

The LDAP <TERM>SASL</TERM> method allows use of any SASL authentication mechanism. The Using SASL discusses use of SASL.

# 11. Using SASL

OpenLDAP clients and servers are capable of authenticating via the <TERM>Simple Authentication and Security Layer</TERM> (<TERM>SASL</TERM>) framework, which is detailed in RFC2222. This chapter describes how to make use of SASL in OpenLDAP.

There are several industry standard authentication mechanisms that can be used with SASL, including <TERM>GSSAPI</TERM> for <TERM>Kerberos</TERM> V, DIGEST-MD5, and PLAIN and EXTERNAL for use with <TERM>Transport Layer Security</TERM> (TLS).

The standard client tools provided with OpenLDAP Software, such as ldapsearch(1) and ldapmodify(1), will by default attempt to authenticate the user to the slapd(8) server using SASL. Basic authentication service can be set up by the LDAP administrator with a few steps, allowing users to be authenticated to the slapd server as their LDAP entry. With a few extra steps, some users and services can be allowed to exploit SASL's proxy authorization feature, allowing them to authenticate themselves and then switch their identity to that of another user or service.

This chapter assumes you have read Cyrus SASL for System Administrators, provided with the Cyrus SASL package (in `doc/sysadmin.html`) and have a working Cyrus SASL installation. You should use the Cyrus SASL `sample_client` and `sample_server` to test your SASL installation before attempting to make use of it with OpenLDAP Software.

Note that in the following text the term user is used to describe a person or application entity who is connecting to the LDAP server via an LDAP client, such as ldapsearch(1). That is, the term user not only applies to both an individual using an LDAP client, but to an application entity which issues LDAP client operations without direct user control. For example, an e-mail server which uses LDAP operations to access information held in an LDAP server is an application entity.

## 11.1. SASL Security Considerations

SASL offers many different authentication mechanisms. This section briefly outlines security considerations.

Some mechanisms, such as PLAIN and LOGIN, offer no greater security over LDAP simple authentication. Like LDAP simple authentication, such mechanisms should not be used unless you have adequate security protections in place. It is recommended that these mechanisms be used only in conjunction with <TERM>Transport Layer Security</TERM> (TLS). Use of PLAIN and LOGIN are not discussed further in this document.

The DIGEST-MD5 mechanism is the mandatory-to-implement authentication mechanism for LDAPv3. Though DIGEST-MD5 is not a strong authentication mechanism in comparison with trusted third party authentication systems (such as Kerberos or public key systems), it does offer significant protections against a number of attacks. Unlike the CRAM-MD5 mechanism, it prevents chosen plaintext attacks. DIGEST-MD5 is favored over the use of plaintext password mechanisms. The CRAM-MD5 mechanism is deprecated in favor of DIGEST-MD5. Use of DIGEST-MD5 is discussed below.

The GSSAPI mechanism utilizes Kerberos V to provide secure authentication services. The KERBEROS_V4 mechanism is available for those using Kerberos IV. Kerberos is viewed as a secure, distributed authentication system suitable for both small and large enterprises. Use of GSSAPI and KERBEROS_V4 are discussed below.

The EXTERNAL mechanism utilizes authentication services provided by lower level network services such as <TERM>TLS</TERM> (TLS). When used in conjunction with <TERM>TLS</TERM> <TERM>X.509</TERM>-based public key technology, EXTERNAL offers strong authentication. Use of EXTERNAL is discussed in the Using TLS chapter.

There are other strong authentication mechanisms to choose from, including <TERM>OTP</TERM> (one time passwords) and <TERM>SRP</TERM> (secure remote passwords). These mechanisms are not discussed in this document.

## 11.2. SASL Authentication

Getting basic SASL authentication running involves a few steps. The first step configures your slapd server environment so that it can communicate with client programs using the security system in place at your site. This usually involves setting up a service key, a public key, or other form of secret. The second step concerns mapping authentication identities to LDAP DN's, which depends on how entries are laid out in your directory. An explanation of the first step will be given in the next section using Kerberos V4 as an example mechanism. The steps necessary for your site's authentication mechanism will be similar, but a guide to every mechanism available under SASL is beyond the scope of this chapter. The second step is described in the section Mapping Authentication Identities.

### 11.2.1. GSSAPI

This section describes the use of the SASL GSSAPI mechanism and Kerberos V with OpenLDAP. It will be assumed that you have Kerberos V deployed, you are familiar with the operation of the system, and that your users are trained in its use. This section also assumes you have familiarized yourself with the use of the GSSAPI mechanism by reading Configuring GSSAPI and Cyrus SASL (provided with Cyrus SASL in the `doc/gssapi` file) and successfully experimented with the Cyrus provided `sample_server` and `sample_client` applications. General information about Kerberos is available at http://web.mit.edu/kerberos/www/.

To use the GSSAPI mechanism with slapd(8) one must create a service key with a principal for ldap service within the realm for the host on which the service runs. For example, if you run slapd on `directory.example.com` and your realm is `EXAMPLE.COM`, you need to create a service key with the principal:

            ldap/directory.example.com@EXAMPLE.COM

When slapd(8) runs, it must have access to this key. This is generally done by placing the key into a keytab file, `/etc/krb5.keytab`. See your Kerberos and Cyrus SASL documentation for information regarding keytab location settings.

To use the GSSAPI mechanism to authenticate to the directory, the user obtains a Ticket Granting Ticket (TGT) prior to running the LDAP client. When using OpenLDAP client tools, the user may mandate use of the GSSAPI mechanism by specifying `-Y GSSAPI` as a command option.

For the purposes of authentication and authorization, slapd(8) associates an authentication request DN of the form:

            uid=<primary[/instance]>,cn=<realm>,cn=gssapi,cn=auth

Continuing our example, a user with the Kerberos principal `kurt@EXAMPLE.COM` would have the associated DN:

            uid=kurt,cn=example.com,cn=gssapi,cn=auth

and the principal `ursula/admin@FOREIGN.REALM` would have the associated DN:

            uid=ursula/admin,cn=foreign.realm,cn=gssapi,cn=auth

The authentication request DN can be used directly ACLs and `groupOfNames` "member" attributes, since it is of legitimate LDAP DN format. Or alternatively, the authentication DN could be mapped before use. See the section Mapping Authentication Identities for details.

### 11.2.2. KERBEROS_V4

This section describes the use of the SASL KERBEROS_V4 mechanism with OpenLDAP. It will be assumed that you are familiar with the workings of the Kerberos IV security system, and that your site has Kerberos IV deployed. Your users should be familiar with authentication policy, how to receive credentials in a Kerberos ticket cache, and how to refresh expired credentials.

Note: KERBEROS_V4 and Kerberos IV are deprecated in favor of GSSAPI and Kerberos V.

Client programs will need to be able to obtain a session key for use when connecting to your LDAP server. This allows the LDAP server to know the identity of the user, and allows the client to know it is connecting to a legitimate server. If encryption layers are to be used, the session key can also be used to help negotiate that option.

The slapd server runs the service called "ldap", and the server will require a srvtab file with a service key. SASL aware client programs will be obtaining an "ldap" service ticket with the user's ticket granting ticket (TGT), with the instance of the ticket matching the hostname of the OpenLDAP server. For example, if your realm is named `EXAMPLE.COM` and the slapd server is running on the host named `directory.example.com`, the `/etc/srvtab` file on the server will have a service key

            ldap.directory@EXAMPLE.COM

When an LDAP client is authenticating a user to the directory using the KERBEROS_IV mechanism, it will request a session key for that same principal, either from the ticket cache or by obtaining a new one from the Kerberos server. This will require the TGT to be available and valid in the cache as well. If it is not present or has expired, the client may print out the message:

            ldap_sasl_interactive_bind_s: Local error

When the service ticket is obtained, it will be passed to the LDAP server as proof of the user's identity. The server will extract the identity and realm out of the service ticket using SASL library calls, and convert them into an authentication request DN of the form

            uid=<username>,cn=<realm>,cn=<mechanism>,cn=auth

So in our above example, if the user's name were "adamson", the authentication request DN would be:

            uid=adamsom,cn=example.com,cn=kerberos_v4,cn=auth

This authentication request DN can be used directly ACLs or, alternatively, mapped prior to use. See the section Mapping Authentication Identities for details.

### 11.2.3. DIGEST-MD5

This section describes the use of the SASL DIGEST-MD5 mechanism using secrets stored either in the directory itself or in Cyrus SASL's own database. DIGEST-MD5 relies on the client and the server sharing a "secret", usually a password. The server generates a challenge and the client a response proving that it knows the shared secret. This is much more secure than simply sending the secret over the wire.

Cyrus SASL supports several shared-secret mechanisms. To do this, it needs access to the plaintext password (unlike mechanisms which pass plaintext passwords over the wire, where the server can store a hashed version of the password).

The server's copy of the shared-secret may be stored in Cyrus SASL's own sasldb database, in an external system accessed via saslauthd, or in LDAP database itself. In either case it is very important to apply file access controls and LDAP access controls to prevent exposure of the passwords. The configuration and commands discussed in this section assume the use of Cyrus SASL 2.1.

To use secrets stored in sasldb, simply add users with the saslpasswd2 command:

           saslpasswd2 -c <username>

The passwords for such users must be managed with the saslpasswd2 command.

To use secrets stored in the LDAP directory, place plaintext passwords in the `userPassword` attribute. It will be necessary to add an option to `slapd.conf` to make sure that passwords set using the LDAP Password Modify Operation are stored in plaintext:

           password-hash   {CLEARTEXT}

Passwords stored in this way can be managed either with ldappasswd(1) or by simply modifying the `userPassword` attribute. Regardless of where the passwords are stored, a mapping will be needed from authentication request DN to user's DN.

The DIGEST-MD5 mechanism produces authentication IDs of the form:

            uid=<username>,cn=<realm>,cn=digest-md5,cn=auth

If the default realm is used, the realm name is omitted from the ID, giving:

            uid=<username>,cn=digest-md5,cn=auth

See Mapping Authentication Identities below for information on optional mapping of identities.

With suitable mappings in place, users can specify SASL IDs when performing LDAP operations and sldb}} and the directory itself will be used to verify the authentication. For example, the user identified by the directory entry:

           dn: cn=Andrew Findlay+uid=u000997,dc=example,dc=com
           objectclass: inetOrgPerson
           objectclass: person
           sn: Findlay
           uid: u000997
           userPassword: secret

can issue commands of the form:

           ldapsearch -Y DIGEST-MD5 -U u000997 ...

Note: in each of the above cases, no authorization identity (e.g. `-X`) was provided. Unless you are attempting SASL Proxy Authorization, no authorization identity should be specified. The server will infer an authorization identity from authentication identity (as described below).

### 11.2.4. Mapping Authentication Identities

The authentication mechanism in the slapd server will use SASL library calls to obtain the authenticated user's "username", based on whatever underlying authentication mechanism was used. This username is in the namespace of the authentication mechanism, and not in the normal LDAP namespace. As stated in the sections above, that username is reformatted into an authentication request DN of the form

            uid=<username>,cn=<realm>,cn=<mechanism>,cn=auth

or

            uid=<username>,cn=<mechanism>,cn=auth

depending on whether or not <mechanism> employs the concept of "realms". Note also that the realm part will be omitted if the default realm was used in the authentication.

The ldapwhoami(1) command may be used to determine the identity associated with the user. It is very useful for determining proper function of mappings.

It is not intended that you should add LDAP entries of the above form to your LDAP database. Chances are you have an LDAP entry for each of the persons that will be authenticating to LDAP, laid out in your directory tree, and the tree does not start at cn=auth. But if your site has a clear mapping between the "username" and an LDAP entry for the person, you will be able to configure your LDAP server to automatically map a authentication request DN to the user's authentication DN.

Note: it is not required that the authentication request DN nor the user's authentication DN resulting from the mapping refer to an entry held in the directory. However, additional capabilities become available (see below).

The LDAP administrator will need to tell the slapd server how to map an authentication request DN to a user's authentication DN. This is done by adding one or more `authz-regexp` directives to the slapd.conf(5) file. This directive takes two arguments:

            authz-regexp   <search pattern>   <replacement pattern>

The authentication request DN is compared to the search pattern using the regular expression functions regcomp() and regexec(), and if it matches, it is rewritten as the replacement pattern. If there are multiple `authz-regexp` directives, only the first whose search pattern matches the authentication identity is used. The string that is output from the replacement pattern should be the authentication DN of the user or an LDAP URL. If replacement string produces a DN, the entry named by this DN need not be held by this server. If the replace string produces an LDAP URL, that LDAP URL must evaluate to one and only one entry held by this server.

The search pattern can contain any of the regular expression characters listed in regexec(3C). The main characters of note are dot ".", asterisk "*", and the open and close parenthesis "(" and ")". Essentially, the dot matches any character, the asterisk allows zero or more repeats of the immediately preceding character or pattern, and terms in parenthesis are remembered for the replacement pattern.

The replacement pattern will produce either a DN or URL refering to the user. Anything from the authentication request DN that matched a string in parenthesis in the search pattern is stored in the variable "$1". That variable "$1" can appear in the replacement pattern, and will be replaced by the string from the authentication request DN. If there were multiple sets of parentheses in the search pattern, the variables $2, $3, etc are used.

### 11.2.5. Direct Mapping

Where possible, direct mapping of the authentication request DN to the user's DN is generally recommended. Aside from avoiding the expense of searching for the user's DN, it allows mapping to DNs which refer to entries not held by this server.

Suppose the authentication request DN is written as:

            uid=adamson,cn=example.com,cn=gssapi,cn=auth

and the user's actual LDAP entry is:

            uid=adamson,ou=people,dc=example,dc=com

then the following `authz-regexp` directive in slapd.conf(5) would provide for direct mapping.

            authz-regexp
              uid=([^,]*),cn=example.com,cn=gssapi,cn=auth
              uid=$1,ou=people,dc=example,dc=com

An even more lenient rule could be written as

            authz-regexp
              uid=([^,]*),cn=[^,]*,cn=auth
              uid=$1,ou=people,dc=example,dc=com

Be careful about setting the search pattern too leniently, however, since it may mistakenly allow persons to become authenticated as a DN to which they should not have access. It is better to write several strict directives than one lenient directive which has security holes. If there is only one authentication mechanism in place at your site, and zero or one realms in use, you might be able to map between authentication identities and LDAP DN's with a single `authz-regexp` directive.

Don't forget to allow for the case where the realm is omitted as well as the case with an explicitly specified realm. This may well require a separate `authz-regexp` directive for each case, with the explicit-realm entry being listed first.

### 11.2.6. Search-based mappings

There are a number of cases where mapping to a LDAP URL may be appropriate. For instance, some sites may have person objects located in multiple areas of the LDAP tree, such as if there were an `ou=accounting` tree and an `ou=engineering` tree, with persons interspersed between them. Or, maybe the desired mapping must be based upon information in the user's information. Consider the need to map the above authentication request DN to user whose entry is as follows:

            dn: cn=Mark Adamson,ou=People,dc=Example,dc=COM
            objectclass: person
            cn: Mark Adamson
            uid: adamson

The information in the authentication request DN is insufficient to allow the user's DN to be directly derived, instead the user's DN must be searched for. For these situations, a replacement pattern which produces a LDAP URL can be used in the `authz-regexp` directives. This URL will then be used to perform an internal search of the LDAP database to find the person's authentication DN.

An LDAP URL, similar to other URL's, is of the form

            ldap://<host>/<base>?<attrs>?<scope>?<filter>

This contains all of the elements necessary to perform an LDAP search: the name of the server <host>, the LDAP DN search base <base>, the LDAP attributes to retrieve <attrs>, the search scope <scope> which is one of the three options "base", "one", or "sub", and lastly an LDAP search filter <filter>. Since the search is for an LDAP DN within the current server, the <host> portion should be empty. The <attrs> field is also ignored since only the DN is of concern. These two elements are left in the format of the URL to maintain the clarity of what information goes where in the string.

Suppose that the person in the example from above did in fact have an authentication username of "adamson" and that information was kept in the attribute "uid" in their LDAP entry. The `authz-regexp` directive might be written as

            authz-regexp
              uid=([^,]*),cn=example.com,cn=gssapi,cn=auth
              ldap:///ou=people,dc=example,dc=com??one?(uid=$1)

This will initiate an internal search of the LDAP database inside the slapd server. If the search returns exactly one entry, it is accepted as being the DN of the user. If there are more than one entries returned, or if there are zero entries returned, the authentication fails and the user's connection is left bound as the authentication request DN.

The attributes that are used in the search filter <filter> in the URL should be indexed to allow faster searching. If they are not, the authentication step alone can take uncomfortably long periods, and users may assume the server is down.

A more complex site might have several realms in use, each mapping to a different subtree in the directory. These can be handled with statements of the form:

            # Match Engineering realm
            authz-regexp
               uid=([^,]*),cn=engineering.example.com,cn=digest-md5,cn=auth
               ldap:///dc=eng,dc=example,dc=com??one?(&(uid=$1)(objectClass=person))

            # Match Accounting realm
            authz-regexp
               uid=([^,].*),cn=accounting.example.com,cn=digest-md5,cn=auth
               ldap:///dc=accounting,dc=example,dc=com??one?(&(uid=$1)(objectClass=person))

            # Default realm is customers.example.com
            authz-regexp
               uid=([^,]*),cn=digest-md5,cn=auth
               ldap:///dc=customers,dc=example,dc=com??one?(&(uid=$1)(objectClass=person))

Note that the explicitly-named realms are handled first, to avoid the realm name becoming part of the UID. Also note the use of scope and filters to limit matching to desirable entries.

See slapd.conf(5) for more detailed information.

## 11.3. SASL Proxy Authorization

The SASL offers a feature known as proxy authorization, which allows an authenticated user to request that they act on the behalf of another user. This step occurs after the user has obtained an authentication DN, and involves sending an authorization identity to the server. The server will then make a decision on whether or not to allow the authorization to occur. If it is allowed, the user's LDAP connection is switched to have a binding DN derived from the authorization identity, and the LDAP session proceeds with the access of the new authorization DN.

The decision to allow an authorization to proceed depends on the rules and policies of the site where LDAP is running, and thus cannot be made by SASL alone. The SASL library leaves it up to the server to make the decision. The LDAP administrator sets the guidelines of who can authorize to what identity by adding information into the LDAP database entries. By default, the authorization features are disabled, and must be explicitly configured by the LDAP administrator before use.

### 11.3.1. Uses of Proxy Authorization

This sort of service is useful when one entity needs to act on the behalf of many other users. For example, users may be directed to a web page to make changes to their personal information in their LDAP entry. The users authenticate to the web server to establish their identity, but the web server CGI cannot authenticate to the LDAP server as that user to make changes for them. Instead, the web server authenticates itself to the LDAP server as a service identity, say,

            cn=WebUpdate,dc=example,dc=com

and then it will SASL authorize to the DN of the user. Once so authorized, the CGI makes changes to the LDAP entry of the user, and as far as the slapd server can tell for its ACLs, it is the user themself on the other end of the connection. The user could have connected to the LDAP server directly and authenticated as themself, but that would require the user to have more knowledge of LDAP clients, knowledge which the web page provides in an easier format.

Proxy authorization can also be used to limit access to an account that has greater access to the database. Such an account, perhaps even the root DN specified in slapd.conf(5), can have a strict list of people who can authorize to that DN. Changes to the LDAP database could then be only allowed by that DN, and in order to become that DN, users must first authenticate as one of the persons on the list. This allows for better auditing of who made changes to the LDAP database. If people were allowed to authenticate directly to the priviliged account, possibly through the `rootpw` slapd.conf(5) directive or through a `userPassword` attribute, then auditing becomes more difficult.

Note that after a successful proxy authorization, the original authentication DN of the LDAP connection is overwritten by the new DN from the authorization request. If a service program is able to authenticate itself as its own authentication DN and then authorize to other DN's, and it is planning on switching to several different identities during one LDAP session, it will need to authenticate itself each time before authorizing to another DN (or use a different proxy authorization mechanism). The slapd server does not keep record of the service program's ability to switch to other DN's. On authentication mechanisms like Kerberos this will not require multiple connections being made to the Kerberos server, since the user's TGT and "ldap" session key are valid for multiple uses for the several hours of the ticket lifetime.

### 11.3.2. SASL Authorization Identities

The SASL authorization identity is sent to the LDAP server via the `-X` switch for ldapsearch(1) and other tools, or in the `*authzid` parameter to the lutil_sasl_defaults() call. The identity can be in one of two forms, either

            u:<username>

or

            dn:<dn>

In the first form, the <username> is from the same namespace as the authentication identities above. It is the user's username as it is refered to by the underlying authentication mechanism. Authorization identities of this form are converted into a DN format by the same function that the authentication process used, producing an authorization request DN of the form

            uid=<username>,cn=<realm>,cn=<mechanism>,cn=auth

That authorization request DN is then run through the same `authz-regexp` process to convert it into a legitimate authorization DN from the database. If it cannot be converted due to a failed search from an LDAP URL, the authorization request fails with "inappropriate access". Otherwise, the DN string is now a legitimate authorization DN ready to undergo approval.

If the authorization identity was provided in the second form, with a `"dn:"` prefix, the string after the prefix is already in authorization DN form, ready to undergo approval.

### 11.3.3. Proxy Authorization Rules

Once slapd has the authorization DN, the actual approval process begins. There are two attributes that the LDAP administrator can put into LDAP entries to allow authorization:

            authzTo
            authzFrom

Both can be multivalued. The `authzTo` attribute is a source rule, and it is placed into the entry associated with the authentication DN to tell what authorization DNs the authenticated DN is allowed to assume. The second attribute is a destination rule, and it is placed into the entry associated with the requested authorization DN to tell which authenticated DNs may assume it.

The choice of which authorization policy attribute to use is up to the administrator. Source rules are checked first in the person's authentication DN entry, and if none of the `authzTo` rules specify the authorization is permitted, the `authzFrom` rules in the authorization DN entry are then checked. If neither case specifies that the request be honored, the request is denied. Since the default behaviour is to deny authorization requests, rules only specify that a request be allowed; there are no negative rules telling what authorizations to deny.

The value(s) in the two attributes are of the same form as the output of the replacement pattern of a `authz-regexp` directive: either a DN or an LDAP URL. For example, if a `authzTo` value is a DN, that DN is one the authenticated user can authorize to. On the other hand, if the `authzTo` value is an LDAP URL, the URL is used as an internal search of the LDAP database, and the authenticated user can become ANY DN returned by the search. If an LDAP entry looked like:

            dn: cn=WebUpdate,dc=example,dc=com
            authzTo: ldap:///dc=example,dc=com??sub?(objectclass=person)

then any user who authenticated as `cn=WebUpdate,dc=example,dc=com` could authorize to any other LDAP entry under the search base `dc=example,dc=com` which has an objectClass of `Person`.

#### 11.3.3.1. Notes on Proxy Authorization Rules

An LDAP URL in a `authzTo` or `authzFrom` attribute will return a set of DNs. Each DN returned will be checked. Searches which return a large set can cause the authorization process to take an uncomfortably long time. Also, searches should be performed on attributes that have been indexed by slapd.

To help produce more sweeping rules for `authzFrom` and `authzTo`, the values of these attributes are allowed to be DNs with regular expression characters in them. This means a source rule like

            authzTo: uid=[^,]*,dc=example,dc=com

would allow that authenticated user to authorize to any DN that matches the regular expression pattern given. This regular expression comparison can be evaluated much faster than an LDAP search for `(uid=*)`.

Also note that the values in an authorization rule must be one of the two forms: an LDAP URL or a DN (with or without regular expression characters). Anything that does not begin with "`ldap://`" is taken as a DN. It is not permissable to enter another authorization identity of the form "`u:<username>`" as an authorization rule.

#### 11.3.3.2. Policy Configuration

The decision of which type of rules to use, `authzFrom` or `authzTo`, will depend on the site's situation. For example, if the set of people who may become a given identity can easily be written as a search filter, then a single destination rule could be written. If the set of people is not easily defined by a search filter, and the set of people is small, it may be better to write a source rule in the entries of each of those people who should be allowed to perform the proxy authorization.

By default, processing of proxy authorization rules is disabled. The `authz-policy` directive must be set in the slapd.conf(5) file to enable authorization. This directive can be set to `none` for no rules (the default), `to` for source rules, `from` for destination rules, or `both` for both source and destination rules.

Destination rules are extremely powerful. If ordinary users have access to write the `authzTo` attribute in their own entries, then they can write rules that would allow them to authorize as anyone else. As such, when using destination rules, the `authzTo` attribute should be protected with an ACL that only allows privileged users to set its values.

# 12. Using TLS

OpenLDAP clients and servers are capable of using the <TERM>Transport Layer Security</TERM> (<TERM>TLS</TERM>) framework to provide integrity and confidentiality protections and to support LDAP authentication using the <TERM>SASL</TERM> EXTERNAL mechanism.

## 12.1. TLS Certificates

TLS uses <TERM>X.509</TERM> certificates to carry client and server identities. All servers are required to have valid certificates, whereas client certificates are optional. Clients must have a valid certificate in order to authenticate via SASL EXTERNAL. For more information on creating and managing certificates, see the OpenSSL documentation.

### 12.1.1. Server Certificates

The DN of a server certificate must use the CN attribute to name the server, and the `CN` must carry the server's fully qualified domain name. Additional alias names and wildcards may be present in the `subjectAltName` certificate extension. More details on server certificate names are in RFC2830.

### 12.1.2. Client Certificates

The DN of a client certificate can be used directly as an authentication DN. Since X.509 is a part of the <TERM>X.500</TERM> standard and LDAP is also based on X.500, both use the same DN formats and generally the DN in a user's X.509 certificate should be identical to the DN of their LDAP entry. However, sometimes the DNs may not be exactly the same, and so the mapping facility described in Mapping Authentication identities to LDAP entries can be applied to these DNs as well.

## 12.2. TLS Configuration

After obtaining the required certificates, a number of options must be configured on both the client and the server to enable TLS and make use of the certificates. At a minimum, the clients must be configured with the filename containing all of the <TERM>Certificate Authority</TERM> (CA) certificates it will trust. The server must be configured with the <TERM>CA</TERM> certificates and also its own server certificate and private key.

Typically a single CA will have issued the server certificate and all of the trusted client certificates, so the server only needs to trust that one signing CA. However, a client may wish to connect to a variety of secure servers managed by different organizations, with server certificates generated by many different CAs. As such, a client is likely to need a list of many different trusted CAs in its configuration.

### 12.2.1. Server Configuration

The configuration directives for slapd belong in the global directives section of slapd.conf(5).

#### 12.2.1.1. TLSCACertificateFile <filename>

This directive specifies the <TERM>PEM</TERM>-format file containing certificates for the CA's that slapd will trust. The certificate for the CA that signed the server certificate must be included among these certificates. If the signing CA was not a top-level (root) CA, certificates for the entire sequence of CA's from the signing CA to the top-level CA should be present. Multiple certificates are simply appended to the file; the order is not significant.

#### 12.2.1.2. TLSCACertificatePath <path>

This directive specifies the path of a directory that contains individual <TERM>CA</TERM> certificates in separate files. In addition, this directory must be specially managed using the OpenSSL c_rehash utility. When using this feature, the OpenSSL library will attempt to locate certificate files based on a hash of their name and serial number. The c_rehash utility is used to generate symbolic links with the hashed names that point to the actual certificate files. As such, this option can only be used with a filesystem that actually supports symbolic links. In general, it is simpler to use the `TLSCACertificateFile` directive instead.

#### 12.2.1.3. TLSCertificateFile <filename>

This directive specifies the file that contains the slapd server certificate. Certificates are generally public information and require no special protection.

#### 12.2.1.4. TLSCertificateKeyFile <filename>

This directive specifies the file that contains the private key that matches the certificate stored in the `TLSCertificateFile` file. Private keys themselves are sensitive data and are usually password encrypted for protection. However, the current implementation doesn't support encrypted keys so the key must not be encrypted and the file itself must be protected carefully.

#### 12.2.1.5. TLSCipherSuite <cipher-suite-spec>

This directive configures what ciphers will be accepted and the preference order. `<cipher-suite-spec>` should be a cipher specification for OpenSSL. You can use the command

            openssl ciphers -v ALL

to obtain a verbose list of available cipher specifications. Besides the individual cipher names, the specifiers `HIGH`, `MEDIUM`, `LOW`, `EXPORT`, and `EXPORT40` may be helpful, along with `TLSv1`, `SSLv3`, and `SSLv2`.

#### 12.2.1.6. TLSRandFile <filename>

This directive specifies the file to obtain random bits from when `/dev/urandom` is not available. If the system provides `/dev/urandom` then this option is not needed, otherwise a source of random data must be configured. Some systems (e.g. Linux) provide `/dev/urandom` by default, while others (e.g. Solaris) require the installation of a patch to provide it, and others may not support it at all. In the latter case, EGD or PRNGD should be installed, and this directive should specify the name of the EGD/PRNGD socket. The environment variable `RANDFILE` can also be used to specify the filename. Also, in the absence of these options, the `.rnd` file in the slapd user's home directory may be used if it exists. To use the `.rnd` file, just create the file and copy a few hundred bytes of arbitrary data into the file. The file is only used to provide a seed for the pseudo-random number generator, and it doesn't need very much data to work.

#### 12.2.1.7. TLSEphemeralDHParamFile <filename>

This directive specifies the file that contains parameters for Diffie-Hellman ephemeral key exchange. This is required in order to use a DSA certificate on the server side (i.e. `TLSCertificateKeyFile` points to a DSA key). Multiple sets of parameters can be included in the file; all of them will be processed. Parameters can be generated using the following command

            openssl dhparam [-dsaparam] -out <filename> <numbits>

#### 12.2.1.8. TLSVerifyClient { never | allow | try | demand }

This directive specifies what checks to perform on client certificates in an incoming TLS session, if any. This option is set to `never` by default, in which case the server never asks the client for a certificate. With a setting of `allow` the server will ask for a client certificate; if none is provided the session proceeds normally. If a certificate is provided but the server is unable to verify it, the certificate is ignored and the session proceeds normally, as if no certificate had been provided. With a setting of `try` the certificate is requested, and if none is provided, the session proceeds normally. If a certificate is provided and it cannot be verified, the session is immediately terminated. With a setting of `demand` the certificate is requested and a valid certificate must be provided, otherwise the session is immediately terminated.

Note: The server must request a client certificate in order to use the SASL EXTERNAL authentication mechanism with a TLS session. As such, a non-default `TLSVerifyClient` setting must be configured before SASL EXTERNAL authentication may be attempted, and the SASL EXTERNAL mechanism will only be offered to the client if a valid client certificate was received.

### 12.2.2. Client Configuration

Most of the client configuration directives parallel the server directives. The names of the directives are different, and they go into ldap.conf(5) instead of slapd.conf(5), but their functionality is mostly the same. Also, while most of these options may be configured on a system-wide basis, they may all be overridden by individual users in their .ldaprc files.

The LDAP Start TLS operation is used in LDAP to initiate TLS negotatation. All OpenLDAP command line tools support a <E>-Z</E> and <E>-ZZ</E> flag to indicate whether a Start TLS operation is to be issued. The latter flag indicates that the tool is to cease processing if TLS cannot be started while the former allows the command to continue.

In LDAPv2 environments, TLS is normally started using the LDAP Secure URI scheme (`ldaps://`) instead of the normal LDAP URI scheme (`ldap://`). OpenLDAP command line tools allow either scheme to used with the `-U` flag and with the `URI` ldap.conf(5) option.

#### 12.2.2.1. TLS_CACERT <filename>

This is equivalent to the server's `TLSCACertificateFile` option. As noted in the TLS Configuration section, a client typically may need to know about more CAs than a server, but otherwise the same considerations apply.

#### 12.2.2.2. TLS_CACERTDIR <path>

This is equivalent to the server's `TLSCACertificatePath` option. The specified directory must be managed with the OpenSSL c_rehash utility as well.

#### 12.2.2.3. TLS_CERT <filename>

This directive specifies the file that contains the client certificate. This is a user-only directive and can only be specified in a user's .ldaprc file.

#### 12.2.2.4. TLS_KEY <filename>

This directive specifies the file that contains the private key that matches the certificate stored in the `TLS_CERT` file. The same constraints mentioned for `TLSCertificateKeyFile` apply here. This is also a user-only directive.

#### 12.2.2.5. TLS_RANDFILE <filename>

This directive is the same as the server's `TLSRandFile` option.

#### 12.2.2.6. TLS_REQCERT { never | allow | try | demand }

This directive is equivalent to the server's `TLSVerifyClient` option. However, for clients the default value is `demand` and there generally is no good reason to change this setting.

# 13. Constructing a Distributed Directory Service

For many sites, running one or more slapd(8) that hold an entire subtree of data is sufficient. But often it is desirable to have one slapd refer to other directory services for a certain part of the tree (which may or may not be running slapd).

slapd supports subordinate and superior knowledge information. Subordinate knowledge information is held in `referral` objects (RFC3296).

## 13.1. Subordinate Knowledge Information

Subordinate knowledge information may be provided to delegate a subtree. Subordinate knowledge information is maintained in the directory as a special referral object at the delegate point. The referral object acts as a delegation point, gluing two services together. This mechanism allows for hierarchical directory services to be constructed.

A referral object has a structural object class of `referral` and has the same <TERM>Distinguished Name</TERM> as the delegated subtree. Generally, the referral object will also provide the auxiliary object class `extensibleObject`. This allows the entry to contain appropriate <TERM>Relative Distinguished Name</TERM> values. This is best demonstrated by example.

If the server `a.example.net` holds `dc=example,dc=net` and wished to delegate the subtree `ou=subtree,dc=example,dc=net` to another server `b.example.net`, the following named referral object would be added to `a.example.net`:

            dn: dc=subtree,dc=example,dc=net
            objectClass: referral
            objectClass: extensibleObject
            dc: subtree
            ref: ldap://b.example.net/dc=subtree,dc=example,dc=net

The server uses this information to generate referrals and search continuations to subordinate servers.

For those familiar with X.500, a named referral object is similar to an X.500 knowledge reference held in a subr <TERM>DSE</TERM>.

## 13.2. Superior Knowledge Information

Superior knowledge information may be specified using the `referral` directive. The value is a list of <TERM>URI</TERM>s referring to superior directory services. For servers without immediate superiors, such as for `a.example.net` in the example above, the server can be configured to use a directory service with global knowledge, such as the OpenLDAP Root Service (http://www.openldap.org/faq/index.cgi?file=393).

            referral        ldap://root.openldap.org/

However, as `a.example.net` is the immediate superior to `b.example.net`, b.example.net would be configured as follows:

            referral        ldap://a.example.net/

The server uses this information to generate referrals for operations acting upon entries not within or subordinate to any of the naming contexts held by the server.

For those familiar with X.500, this use of the `ref` attribute is similar to an X.500 knowledge reference held in a Supr <TERM>DSE</TERM>.

## 13.3. The ManageDsaIT Control

Adding, modifying, and deleting referral objects is generally done using ldapmodify(1) or similar tools which support the ManageDsaIT control. The ManageDsaIT control informs the server that you intend to manage the referral object as a regular entry. This keeps the server from sending a referral result for requests which interrogate or update referral objects.

The ManageDsaIT control should not be specified when managing regular entries.

The `-M` option of ldapmodify(1) (and other tools) enables ManageDsaIT. For example:

            ldapmodify -M -f referral.ldif -x -D "cn=Manager,dc=example,dc=net" -W

or with ldapsearch(1):

            ldapsearch -M -b "dc=example,dc=net" -x "(objectclass=referral)" '*' ref

Note: the `ref` attribute is operational and must be explicitly requested when desired in search results.

# 14. Replication with slurpd

In certain configurations, a single slapd(8) instance may be insufficient to handle the number of clients requiring directory service via LDAP. It may become necessary to run more than one slapd instance. At many sites, for instance, there are multiple slapd servers: one master and one or more slaves. <TERM>DNS</TERM> can be setup such that a lookup of `ldap.example.com` returns the <TERM>IP</TERM> addresses of these servers, distributing the load among them (or just the slaves). This master/slave arrangement provides a simple and effective way to increase capacity, availability and reliability.

slurpd(8) provides the capability for a master slapd to propagate changes to slave slapd instances, implementing the master/slave replication scheme described above. slurpd runs on the same host as the master slapd instance.

## 14.1. Overview

slurpd(8) provides replication services "in band". That is, it uses the LDAP protocol to update a slave database from the master. Perhaps the easiest way to illustrate this is with an example. In this example, we trace the propagation of an LDAP modify operation from its initiation by the LDAP client to its distribution to the slave slapd instance.

Sample replication scenario:

1. The LDAP client submits an LDAP modify operation to the slave slapd.
2. The slave slapd returns a referral to the LDAP client referring the client to the master slapd.
3. The LDAP client submits the LDAP modify operation to the master slapd.
4. The master slapd performs the modify operation, writes out the change to its replication log file and returns a success code to the client.
5. The slurpd process notices that a new entry has been appended to the replication log file, reads the replication log entry, and sends the change to the slave slapd via LDAP.
6. The slave slapd performs the modify operation and returns a success code to the slurpd process.

Note: ldapmodify(1) and other clients distributed as part of OpenLDAP Software do not support automatic referral chasing (for security reasons).

## 14.2. Replication Logs

When slapd is configured to generate a replication logfile, it writes out a file containing <TERM>LDIF</TERM> change records. The replication log gives the replication site(s), a timestamp, the DN of the entry being modified, and a series of lines which specify the changes to make. In the example below, Barbara (`uid=bjensen`) has replaced the `description` value. The change is to be propagated to the slapd instance running on `slave.example.net` Changes to various operational attributes, such as `modifiersName` and `modifyTimestamp`, are included in the change record and will be propagated to the slave slapd.

            replica: slave.example.com:389
            time: 809618633
            dn: uid=bjensen,dc=example,dc=com
            changetype: modify
            replace: multiLineDescription
            description: A dreamer...
            -
            replace: modifiersName
            modifiersName: uid=bjensen,dc=example,dc=com
            -
            replace: modifyTimestamp
            modifyTimestamp: 20000805073308Z
            -

The modifications to `modifiersName` and `modifyTimestamp` operational attributes were added by the master slapd.

## 14.3. Command-Line Options

This section details commonly used slurpd(8) command-line options.

            -d <level> | ?

This option sets the slurpd debug level to `<level>`. When level is a `?' character, the various debugging levels are printed and slurpd exits, regardless of any other options you give it. Current debugging levels (a subset of slapd's debugging levels) are

Table 13.1: Debugging Levels
Level | Description
4 | heavy trace debugging
64 | configuration file processing
65535 | enable all debugging

Debugging levels are additive. That is, if you want heavy trace debugging and want to watch the config file being processed, you would set level to the sum of those two levels (in this case, 68).

            -f <filename>

This option specifies an alternate slapd configuration file. Slurpd does not have its own configuration file. Instead, all configuration information is read from the slapd configuration file.

            -r <filename>

This option specifies an alternate slapd replication log file. Under normal circumstances, slurpd reads the name of the slapd replication log file from the slapd configuration file. However, you can override this with the -r flag, to cause slurpd to process a different replication log file. See the Advanced slurpd Operation section for a discussion of how you might use this option.

            -o

Operate in "one-shot" mode. Under normal circumstances, when slurpd finishes processing a replication log, it remains active and periodically checks to see if new entries have been added to the replication log. In one-shot mode, by comparison, slurpd processes a replication log and exits immediately. If the -o option is given, the replication log file must be explicitly specified with the -r option. See the One-shot mode and reject files section for a discussion of this mode.

            -t <directory>

Specify an alternate directory for slurpd's temporary copies of replication logs. The default location is `/usr/tmp`.

## 14.4. Configuring slurpd and a slave slapd instance

To bring up a replica slapd instance, you must configure the master and slave slapd instances for replication, then shut down the master slapd so you can copy the database. Finally, you bring up the master slapd instance, the slave slapd instance, and the slurpd instance. These steps are detailed in the following sections. You can set up as many slave slapd instances as you wish.

### 14.4.1. Set up the master slapd

The following section assumes you have a properly working slapd(8) instance. To configure your working slapd(8) server as a replication master, you need to make the following changes to your slapd.conf(5).

1. Add a `replica` directive for each replica. The `binddn=` parameter should match the `updatedn` option in the corresponding slave slapd configuration file, and should name an entry with write permission to the slave database (e.g., an entry allowed access via `access` directives in the slave slapd configuration file). This DN generally should not be the same as the master's `rootdn`.
2. Add a `replogfile` directive, which tells slapd where to log changes. This file will be read by slurpd.

### 14.4.2. Set up the slave slapd

Install the slapd software on the host which is to be the slave slapd server. The configuration of the slave server should be identical to that of the master, with the following exceptions:

1. Do not include a `replica` directive. While it is possible to create "chains" of replicas, in most cases this is inappropriate.
2. Do not include a `replogfile` directive.
3. Do include an `updatedn` line. The DN given should match the DN given in the `binddn=` parameter of the corresponding `replica=` directive in the master slapd config file. The `updatedn` generally should not be the same as the `rootdn` of the master database.
4. Make sure the DN given in the `updatedn` directive has permission to write the database (e.g., it is is allowed `access` by one or more access directives).
5. Use the `updateref` directive to define the URL the slave should return if an update request is received.

### 14.4.3. Shut down the master server

In order to ensure that the slave starts with an exact copy of the master's data, you must shut down the master slapd. Do this by sending the master slapd process an interrupt signal with `kill -INT <pid>`, where `<pid>` is the process-id of the master slapd process.

If you like, you may restart the master slapd in read-only mode while you are replicating the database. During this time, the master slapd will return an "unwilling to perform" error to clients that attempt to modify data.

### 14.4.4. Copy the master slapd's database to the slave

Copy the master's database(s) to the slave. For an <TERM>BDB</TERM> and <TERM>LDBM</TERM> databases, you must copy all database files located in the database `directory` specified in slapd.conf(5). In general, you should copy each file found in the database `directory` unless you know it is not used by slapd(8).

Note: This copy process assumes homogeneous servers with identically configured OpenLDAP installations. Alternatively, you may use slapcat to output the master's database in LDIF format and use the LDIF with slapadd to populate the slave. Using LDIF avoids any potential incompatibilities due to differing server architectures or software configurations. See the Database Creation and Maintenance Tools chapter for details on these tools.

### 14.4.5. Configure the master slapd for replication

To configure slapd to generate a replication logfile, you add a "`replica`" configuration option to the master slapd's config file. For example, if we wish to propagate changes to the slapd instance running on host `slave.example.com`:

            replica uri=ldap://slave.example.com:389
                    binddn="cn=Replicator,dc=example,dc=com"
                    bindmethod=simple credentials=secret

In this example, changes will be sent to port 389 (the standard LDAP port) on host slave.example.com. The slurpd process will bind to the slave slapd as "`cn=Replicator,dc=example,dc=com`" using simple authentication with password "`secret`".

If we wish to perform the same replication using ldaps on port 636:

            replica uri=ldaps://slave.example.com:636
                    binddn="cn=Replicator,dc=example,dc=com"
                    bindmethod=simple credentials=secret

The host option is deprecated in favor of uri, but the following replica configuration is still supported:

            replica host=slave.example.com:389
                    binddn="cn=Replicator,dc=example,dc=com"
                    bindmethod=simple credentials=secret

Note that the DN given by the `binddn=` directive must exist in the slave slapd's database (or be the rootdn specified in the slapd config file) in order for the bind operation to succeed. The DN should also be listed as the `updatedn` for the database in the slave's slapd.conf(5). It is generally recommended that this DN be different than the `rootdn` of the master database.

Note: The use of strong authentication and transport security is highly recommended.

### 14.4.6. Restart the master slapd and start the slave slapd

Restart the master slapd process. To check that it is generating replication logs, perform a modification of any entry in the database, and check that data has been written to the log file.

### 14.4.7. Start slurpd

Start the slurpd process. Slurpd should immediately send the test modification you made to the slave slapd. Watch the slave slapd's logfile to be sure that the modification was sent.

            slurpd -f <masterslapdconfigfile>

## 14.5. Advanced slurpd Operation

### 14.5.1. Replication errors

When slurpd propagates a change to a slave slapd and receives an error return code, it writes the reason for the error and the replication record to a reject file. The reject file is located in the same directory as the per-replica replication logfile, and has the same name, but with the string "`.rej`" appended. For example, for a replica running on host `slave.example.com`, port 389, the reject file, if it exists, will be named

            /usr/local/var/openldap/replog.slave.example.com:389.rej

A sample rejection log entry follows:

            ERROR: No such attribute
            replica: slave.example.com:389
            time: 809618633
            dn: uid=bjensen,dc=example,dc=com
            changetype: modify
            replace: description
            description: A dreamer...
            -
            replace: modifiersName
            modifiersName: uid=bjensen,dc=example,dc=com
            -
            replace: modifyTimestamp
            modifyTimestamp: 20000805073308Z
            -

Note that this is precisely the same format as the original replication log entry, but with an `ERROR` line prepended to the entry.

### 14.5.2. One-shot mode and reject files

It is possible to use slurpd to process a rejection log with its "one-shot mode." In normal operation, slurpd watches for more replication records to be appended to the replication log file. In one-shot mode, by contrast, slurpd processes a single log file and exits. Slurpd ignores `ERROR` lines at the beginning of replication log entries, so it's not necessary to edit them out before feeding it the rejection log.

To use one-shot mode, specify the name of the rejection log on the command line as the argument to the -r flag, and specify one-shot mode with the -o flag. For example, to process the rejection log file `/usr/local/var/openldap/replog.slave.example.com:389` and exit, use the command

            slurpd -r /usr/tmp/replog.slave.example.com:389 -o

# 15. LDAP Sync Replication

The LDAP Sync replication engine, syncrepl for short, is a consumer-side replication engine that enables the consumer LDAP server to maintain a shadow copy of a DIT fragment. A syncrepl engine resides at the consumer-side as one of the slapd (8) threads. It creates and maintains a consumer replica by connecting to the replication provider to perform the initial DIT content load followed either by periodic content polling or by timely updates upon content changes.

Syncrepl uses the LDAP Content Synchronization (or LDAP Sync for short) protocol as the replica synchronization protocol. It provides a stateful replication which supports both pull-based and push-based synchronization and does not mandate the use of a history store.

Syncrepl keeps track of the status of the replication content by maintaining and exchanging synchronization cookies. Because the syncrepl consumer and provider maintain their content status, the consumer can poll the provider content to perform incremental synchronization by asking for the entries required to make the consumer replica up-to-date with the provider content. Syncrepl also enables convenient management of replicas by maintaining replica status. The consumer replica can be constructed from a consumer-side or a provider-side backup at any synchronization status. Syncrepl can automatically resynchronize the consumer replica up-to-date with the current provider content.

Syncrepl supports both pull-based and push-based synchronization. In its basic refreshOnly synchronization mode, the provider uses pull-based synchronization where the consumer servers need not be tracked and no history information is maintained. The information required for the provider to process periodic polling requests is contained in the synchronization cookie of the request itself. To optimize the pull-based synchronization, syncrepl utilizes the present phase of the LDAP Sync protocol as well as its delete phase, instead of falling back on frequent full reloads. To further optimize the pull-based synchronization, the provider can maintain a per-scope session log as a history store. In its refreshAndPersist mode of synchronization, the provider uses a push-based synchronization. The provider keeps track of the consumer servers that have requested a persistent search and sends them necessary updates as the provider replication content gets modified.

With syncrepl, a consumer server can create a replica without changing the provider's configurations and without restarting the provider server, if the consumer server has appropriate access privileges for the DIT fragment to be replicated. The consumer server can stop the replication also without the need for provider-side changes and restart.

Syncrepl supports both partial and sparse replications. The shadow DIT fragment is defined by a general search criteria consisting of base, scope, filter, and attribute list. The replica content is also subject to the access privileges of the bind identity of the syncrepl replication connection.

## 15.1. The LDAP Content Synchronization Protocol

The LDAP Sync protocol allows a client to maintain a synchronized copy of a DIT fragment. The LDAP Sync operation is defined as a set of controls and other protocol elements which extend the LDAP search operation. This section introduces the LDAP Content Sync protocol only briefly. For more information, refer to the Internet Draft The LDAP Content Synchronization Operation <draft-zeilenga-ldup-sync-05.txt>.

The LDAP Sync protocol supports both polling and listening for changes by defining two respective synchronization operations: refreshOnly and refreshAndPersist. Polling is implemented by the refreshOnly operation. The client copy is synchronized to the server copy at the time of polling. The server finishes the search operation by returning SearchResultDone at the end of the search operation as in the normal search. The listening is implemented by the refreshAndPersist operation. Instead of finishing the search after returning all entries currently matching the search criteria, the synchronization search remains persistent in the server. Subsequent updates to the synchronization content in the server cause additional entry updates to be sent to the client.

The refreshOnly operation and the refresh stage of the refreshAndPersist operation can be performed with a present phase or a delete phase.

In the present phase, the server sends the client the entries updated within the search scope since the last synchronization. The server sends all requested attributes, be it changed or not, of the updated entries. For each unchanged entry which remains in the scope, the server sends a present message consisting only of the name of the entry and the synchronization control representing state present. The present message does not contain any attributes of the entry. After the client receives all update and present entries, it can reliably determine the new client copy by adding the entries added to the server, by replacing the entries modified at the server, and by deleting entries in the client copy which have not been updated nor specified as being present at the server.

The transmission of the updated entries in the delete phase is the same as in the present phase. The server sends all the requested attributes of the entries updated within the search scope since the last synchronization to the client. In the delete phase, however, the server sends a delete message for each entry deleted from the search scope, instead of sending present messages. The delete message consists only of the name of the entry and the synchronization control representing state delete. The new client copy can be determined by adding, modifying, and removing entries according to the synchronization control attached to the SearchResultEntry message.

In the case that the LDAP Sync server maintains a history store and can determine which entries are scoped out of the client copy since the last synchronization time, the server can use the delete phase. If the server does not maintain any history store, cannot determine the scoped-out entries from the history store, or the history store does not cover the outdated synchronization state of the client, the server should use the present phase. The use of the present phase is much more efficient than a full content reload in terms of the synchronization traffic. To reduce the synchronization traffic further, the LDAP Sync protocol also provides several optimizations such as the transmission of the normalized `entryUUID`s and the transmission of multiple `entryUUIDs` in a single syncIdSet message.

At the end of the refreshOnly synchronization, the server sends a synchronization cookie to the client as a state indicator of the client copy after the synchronization is completed. The client will present the received cookie when it requests the next incremental synchronization to the server.

When refreshAndPersist synchronization is used, the server sends a synchronization cookie at the end of the refresh stage by sending a Sync Info message with TRUE refreshDone. It also sends a synchronization cookie by attaching it to SearchResultEntry generated in the persist stage of the synchronization search. During the persist stage, the server can also send a Sync Info message containing the synchronization cookie at any time the server wants to update the client-side state indicator. The server also updates a synchronization indicator of the client at the end of the persist stage.

In the LDAP Sync protocol, entries are uniquely identified by the `entryUUID` attribute value. It can function as a reliable identifier of the entry. The DN of the entry, on the other hand, can be changed over time and hence cannot be considered as the reliable identifier. The `entryUUID` is attached to each SearchResultEntry or SearchResultReference as a part of the synchronization control.

## 15.2. Syncrepl Details

The syncrepl engine utilizes both the refreshOnly and the refreshAndPersist operations of the LDAP Sync protocol. If a syncrepl specification is included in a database definition, slapd (8) launches a syncrepl engine as a slapd (8) thread and schedules its execution. If the refreshOnly operation is specified, the syncrepl engine will be rescheduled at the interval time after a synchronization operation is completed. If the refreshAndPersist operation is specified, the engine will remain active and process the persistent synchronization messages from the provider.

The syncrepl engine utilizes both the present phase and the delete phase of the refresh synchronization. It is possible to configure a per-scope session log in the provider server which stores the `entryUUID`s of a finite number of entries deleted from a replication content. Multiple replicas of single provider content share the same per-scope session log. The syncrepl engine uses the delete phase if the session log is present and the state of the consumer server is recent enough that no session log entries are truncated after the last synchronization of the client. The syncrepl engine uses the present phase if no session log is configured for the replication content or if the consumer replica is too outdated to be covered by the session log. The current design of the session log store is memory based, so the information contained in the session log is not persistent over multiple provider invocations. It is not currently supported to access the session log store by using LDAP operations. It is also not currently supported to impose access control to the session log.

As a further optimization, even in the case the synchronization search is not associated with any session log, no entries will be transmitted to the consumer server when there has been no update in the replication context.

The syncrepl engine, which is a consumer-side replication engine, can work with any backends. The LDAP Sync provider can be configured as an overlay on any backend, but works best with the back-bdb or back-hdb backend. The provider can not support refreshAndPersist mode on back-ldbm due to limits in that backend's locking architecture.

The LDAP Sync provider maintains a `contextCSN` for each database as the current synchronization state indicator of the provider content. It is the largest `entryCSN` in the provider context such that no transactions for an entry having smaller `entryCSN` value remains outstanding. The `contextCSN` could not just be set to the largest issued `entryCSN` because `entryCSN` is obtained before a transaction starts and transactions are not committed in the issue order.

The provider stores the `contextCSN` of a context in the `contextCSN` attribute of the context suffix entry. The attribute is not written to the database after every update operation though; instead it is maintained primarily in memory. At database start time the provider reads the last saved `contextCSN` into memory and uses the in-memory copy exclusively thereafter. By default, changes to the `contextCSN` as a result of database updates will not be written to the database until the server is cleanly shut down. A checkpoint facility exists to cause the contextCSN to be written out more frequently if desired.

Note that at startup time, if the provider is unable to read a `contextCSN` from the suffix entry, it will scan the entire database to determine the value, and this scan may take quite a long time on a large database. When a `contextCSN` value is read, the database will still be scanned for any `entryCSN` values greater than it, to make sure the `contextCSN` value truly reflects the greatest committed `entryCSN` in the database. On databases which support inequality indexing, setting an eq index on the `entryCSN` attribute and configuring contextCSN checkpoints will greatly speed up this scanning step.

If no `contextCSN` can be determined by reading and scanning the database, a new value will be generated. Also, if scanning the database yielded a greater `entryCSN` than was previously recorded in the suffix entry's `contextCSN` attribute, a checkpoint will be immediately written with the new value.

The consumer also stores its replica state, which is the provider's `contextCSN` received as a synchronization cookie, in the `contextCSN` attribute of the suffix entry. The replica state maintained by a consumer server is used as the synchronization state indicator when it performs subsequent incremental synchronization with the provider server. It is also used as a provider-side synchronization state indicator when it functions as a secondary provider server in a cascading replication configuration. Since the consumer and provider state information are maintained in the same location within their respective databases, any consumer can be promoted to a provider (and vice versa) without any special actions.

Because a general search filter can be used in the syncrepl specification, some entries in the context may be omitted from the synchronization content. The syncrepl engine creates a glue entry to fill in the holes in the replica context if any part of the replica content is subordinate to the holes. The glue entries will not be returned in the search result unless ManageDsaIT control is provided.

Also as a consequence of the search filter used in the syncrepl specification, it is possible for a modification to remove an entry from the replication scope even though the entry has not been deleted on the provider. Logically the entry must be deleted on the consumer but in refreshOnly mode the provider cannot detect and propagate this change without the use of the session log.

## 15.3. Configuring Syncrepl

Because syncrepl is a consumer-side replication engine, the syncrepl specification is defined in slapd.conf (5) of the consumer server, not in the provider server's configuration file. The initial loading of the replica content can be performed either by starting the syncrepl engine with no synchronization cookie or by populating the consumer replica by adding an <TERM>LDIF</TERM> file dumped as a backup at the provider.

When loading from a backup, it is not required to perform the initial loading from the up-to-date backup of the provider content. The syncrepl engine will automatically synchronize the initial consumer replica to the current provider content. As a result, it is not required to stop the provider server in order to avoid the replica inconsistency caused by the updates to the provider content during the content backup and loading process.

When replicating a large scale directory, especially in a bandwidth constrained environment, it is advised to load the consumer replica from a backup instead of performing a full initial load using syncrepl.

### 15.3.1. Set up the provider slapd

The provider is implemented as an overlay, so the overlay itself must first be configured in slapd.conf (5) before it can be used. The provider has only two configuration directives, for setting checkpoints on the `contextCSN` and for configuring the session log. Because the LDAP Sync search is subject to access control, proper access control privileges should be set up for the replicated content.

The `contextCSN` checkpoint is configured by the

            syncprov-checkpoint <ops> <minutes>

directive. Checkpoints are only tested after successful write operations. If <ops> operations or more than <minutes> time has passed since the last checkpoint, a new checkpoint is performed.

The session log is configured by the

            syncprov-sessionlog <size>

directive, where <size> is the maximum number of session log entries the session log can record. When a session log is configured, it is automatically used for all LDAP Sync searches within the database.

Note that using the session log requires searching on the entryUUID attribute. Setting an eq index on this attribute will greatly benefit the performance of the session log on the provider.

A more complete example of the slapd.conf content is thus:

            database bdb
            suffix dc=Example,dc=com
            rootdn dc=Example,dc=com
            directory /var/ldap/db
            index objectclass,entryCSN,entryUUID eq

            overlay syncprov
            syncprov-checkpoint 100 10
            syncprov-sessionlog 100

### 15.3.2. Set up the consumer slapd

The syncrepl replication is specified in the database section of slapd.conf (5) for the replica context. The syncrepl engine is backend independent and the directive can be defined with any database type.

            database hdb
            suffix dc=Example,dc=com
            rootdn dc=Example,dc=com
            directory /var/ldap/db
            index objectclass,entryCSN,entryUUID eq

            syncrepl rid=123
                    provider=ldap://provider.example.com:389
                    type=refreshOnly
                    interval=01:00:00:00
                    searchbase="dc=example,dc=com"
                    filter="(objectClass=organizationalPerson)"
                    scope=sub
                    attrs="cn,sn,ou,telephoneNumber,title,l"
                    schemachecking=off
                    bindmethod=simple
                    binddn="cn=syncuser,dc=example,dc=com"
                    credentials=secret

In this example, the consumer will connect to the provider slapd at port 389 of ldap://provider.example.com to perform a polling (refreshOnly) mode of synchronization once a day. It will bind as `cn=syncuser,dc=example,dc=com` using simple authentication with password "secret". Note that the access control privilege of `cn=syncuser,dc=example,dc=com` should be set appropriately in the provider to retrieve the desired replication content. Also the search limits must be high enough on the provider to allow the syncuser to retrieve a complete copy of the requested content. The consumer uses the rootdn to write to its database so it always has full permissions to write all content.

The synchronization search in the above example will search for the entries whose objectClass is organizationalPerson in the entire subtree rooted at `dc=example,dc=com`. The requested attributes are `cn`, `sn`, `ou`, `telephoneNumber`, `title`, and `l`. The schema checking is turned off, so that the consumer slapd (8) will not enforce entry schema checking when it process updates from the provider slapd (8).

For more detailed information on the syncrepl directive, see the syncrepl section of The slapd Configuration File chapter of this admin guide.

### 15.3.3. Start the provider and the consumer slapd

The provider slapd (8) is not required to be restarted. contextCSN is automatically generated as needed: it might be originally contained in the <TERM>LDIF</TERM> file, generated by slapadd (8), generated upon changes in the context, or generated when the first LDAP Sync search arrives at the provider. If an LDIF file is being loaded which did not previously contain the contextCSN, the -w option should be used with slapadd (8) to cause it to be generated. This will allow the server to startup a little quicker the first time it runs.

When starting a consumer slapd (8), it is possible to provide a synchronization cookie as the -c cookie command line option in order to start the synchronization from a specific state. The cookie is a comma separated list of name=value pairs. Currently supported syncrepl cookie fields are csn=<csn> and rid=<rid>. <csn> represents the current synchronization state of the consumer replica. <rid> identifies a consumer replica locally within the consumer server. It is used to relate the cookie to the syncrepl definition in slapd.conf (5) which has the matching replica identifier. The <rid> must have no more than 3 decimal digits. The command line cookie overrides the synchronization cookie stored in the consumer replica database.

# 16. The Proxy Cache Engine

LDAP servers typically hold one or more subtrees of a DIT. Replica (or shadow) servers hold shadow copies of entries held by one or more master servers. Changes are propagated from the master server to replica (slave) servers using LDAP Sync or slurpd(8). An LDAP cache is a special type of replica which holds entries corresponding to search filters instead of subtrees.

## 16.1. Overview

The proxy cache extension of slapd is designed to improve the responseiveness of the ldap and meta backends. It handles a search request (query) by first determining whether it is contained in any cached search filter. Contained requests are answered from the proxy cache's local database. Other requests are passed on to the underlying ldap or meta backend and processed as usual.

E.g. `(shoesize>=9)` is contained in `(shoesize>=8)` and `(sn=Richardson)` is contained in `(sn=Richards*)`

Correct matching rules and syntaxes are used while comparing assertions for query containment. To simplify the query containment problem, a list of cacheable "templates" (defined below) is specified at configuration time. A query is cached or answered only if it belongs to one of these templates. The entries corresponding to cached queries are stored in the proxy cache local database while its associated meta information (filter, scope, base, attributes) is stored in main memory.

A template is a prototype for generating LDAP search requests. Templates are described by a prototype search filter and a list of attributes which are required in queries generated from the template. The representation for prototype filter is similar to RFC 2254, except that the assertion values are missing. Examples of prototype filters are: (sn=),(&(sn=)(givenname=)) which are instantiated by search filters (sn=Doe) and (&(sn=Doe)(givenname=John)) respectively.

The cache replacement policy removes the least recently used (LRU) query and entries belonging to only that query. Queries are allowed a maximum time to live (TTL) in the cache thus providing weak consistency. A background task periodically checks the cache for expired queries and removes them.

The Proxy Cache paper (http://www.openldap.org/pub/kapurva/proxycaching.pdf) provides design and implementation details.

## 16.2. Proxy Cache Configuration

The cache configuration specific directives described below must appear after a `overlay proxycache` directive within a `"database meta"` or `database ldap` section of the server's slapd.conf(5) file.

### 16.2.1. Setting cache parameters

     proxyCache <DB> <maxentries> <nattrsets> <entrylimit> <period>

This directive enables proxy caching and sets general cache parameters. The <DB> parameter specifies which underlying database is to be used to hold cached entries. It should be set to `bdb`, `hdb`, or `ldbm`. The <maxentries> parameter specifies the total number of entries which may be held in the cache. The <nattrsets> parameter specifies the total number of attribute sets (as specified by the `proxyAttrSet` directive) that may be defined. The <entrylimit> parameter specifies the maximum number of entries in a cachable query. The <period> specifies the consistency check period (in seconds). In each period, queries with expired TTLs are removed.

### 16.2.2. Defining attribute sets

     proxyAttrset <index> <attrs...>

Used to associate a set of attributes to an index. Each attribute set is associated with an index number from 0 to <numattrsets>-1. These indices are used by the proxyTemplate directive to define cacheable templates.

### 16.2.3. Specifying cacheable templates

     proxyTemplate <prototype_string> <attrset_index> <TTL>

Specifies a cacheable template and the "time to live" (in sec) <TTL> for queries belonging to the template. A template is described by its prototype filter string and set of required attributes identified by <attrset_index>.

### 16.2.4. Example

An example slapd.conf(5) database section for a caching server which proxies for the `"dc=example,dc=com"` subtree held at server `ldap.example.com`.

            database        ldap
            suffix          "dc=example,dc=com"
            rootdn          "dc=example,dc=com"
            uri             ldap://ldap.example.com/dc=example%2cdc=com
            overlay proxycache
            proxycache    bdb 100000 1 1000 100
            proxyAttrset  0 mail postaladdress telephonenumber
            proxyTemplate (sn=) 0 3600
            proxyTemplate (&(sn=)(givenName=)) 0 3600
            proxyTemplate (&(departmentNumber=)(secretary=*)) 0 3600

            cachesize 20
            directory ./testrun/db.2.a
            index       objectClass eq
            index       cn,sn,uid,mail  pres,eq,sub

#### 16.2.4.1. Cacheable Queries

A LDAP search query is cacheable when its filter matches one of the templates as defined in the "proxyTemplate" statements and when it references only the attributes specified in the corresponding attribute set. In the example above the attribute set number 0 defines that only the attributes: `mail postaladdress telephonenumber` are cached for the following proxyTemplates.

#### 16.2.4.2. Examples:

            Filter: (&(sn=Richard*)(givenName=jack))
            Attrs: mail telephoneNumber

is cacheable, because it matches the template `(&(sn=)(givenName=))` and its attributes are contained in proxyAttrset 0.

            Filter: (&(sn=Richard*)(telephoneNumber))
            Attrs: givenName

is not cacheable, because the filter does not match the template, nor is the attribute givenName stored in the cache

            Filter: (|(sn=Richard*)(givenName=jack))
            Attrs: mail telephoneNumber

is not cacheable, because the filter does not match the template ( logical OR "|" condition instead of logical AND "&" )

# A. Generic configure Instructions

    Basic Installation
    ==================

       These are generic installation instructions.

       The `configure' shell script attempts to guess correct values for
    various system-dependent variables used during compilation.  It uses
    those values to create a `Makefile' in each directory of the package.
    It may also create one or more `.h' files containing system-dependent
    definitions.  Finally, it creates a shell script `config.status' that
    you can run in the future to recreate the current configuration, a file
    `config.cache' that saves the results of its tests to speed up
    reconfiguring, and a file `config.log' containing compiler output
    (useful mainly for debugging `configure').

       If you need to do unusual things to compile the package, please try
    to figure out how `configure' could check whether to do them, and mail
    diffs or instructions to the address given in the `README' so they can
    be considered for the next release.  If at some point `config.cache'
    contains results you don't want to keep, you may remove or edit it.

       The file `configure.in' is used to create `configure' by a program
    called `autoconf'.  You only need `configure.in' if you want to change
    it or regenerate `configure' using a newer version of `autoconf'.

    The simplest way to compile this package is:

      1. `cd' to the directory containing the package's source code and type
         `./configure' to configure the package for your system.  If you're
         using `csh' on an old version of System V, you might need to type
         `sh ./configure' instead to prevent `csh' from trying to execute
         `configure' itself.

         Running `configure' takes awhile.  While running, it prints some
         messages telling which features it is checking for.

      2. Type `make' to compile the package.

      3. Optionally, type `make check' to run any self-tests that come with
         the package.

      4. Type `make install' to install the programs and any data files and
         documentation.

      5. You can remove the program binaries and object files from the
         source code directory by typing `make clean'.  To also remove the
         files that `configure' created (so you can compile the package for
         a different kind of computer), type `make distclean'.  There is
         also a `make maintainer-clean' target, but that is intended mainly
         for the package's developers.  If you use it, you may have to get
         all sorts of other programs in order to regenerate files that came
         with the distribution.

    Compilers and Options
    =====================

       Some systems require unusual options for compilation or linking that
    the `configure' script does not know about.  You can give `configure'
    initial values for variables by setting them in the environment.  Using
    a Bourne-compatible shell, you can do that on the command line like
    this:
         CC=c89 CFLAGS=-O2 LIBS=-lposix ./configure

    Or on systems that have the `env' program, you can do it like this:
         env CPPFLAGS=-I/usr/local/include LDFLAGS=-s ./configure

    Compiling For Multiple Architectures
    ====================================

       You can compile the package for more than one kind of computer at the
    same time, by placing the object files for each architecture in their
    own directory.  To do this, you must use a version of `make' that
    supports the `VPATH' variable, such as GNU `make'.  `cd' to the
    directory where you want the object files and executables to go and run
    the `configure' script.  `configure' automatically checks for the
    source code in the directory that `configure' is in and in `..'.

       If you have to use a `make' that does not supports the `VPATH'
    variable, you have to compile the package for one architecture at a time
    in the source code directory.  After you have installed the package for
    one architecture, use `make distclean' before reconfiguring for another
    architecture.

    Installation Names
    ==================

       By default, `make install' will install the package's files in
    `/usr/local/bin', `/usr/local/man', etc.  You can specify an
    installation prefix other than `/usr/local' by giving `configure' the
    option `--prefix=PATH'.

       You can specify separate installation prefixes for
    architecture-specific files and architecture-independent files.  If you
    give `configure' the option `--exec-prefix=PATH', the package will use
    PATH as the prefix for installing programs and libraries.
    Documentation and other data files will still use the regular prefix.

       In addition, if you use an unusual directory layout you can give
    options like `--bindir=PATH' to specify different values for particular
    kinds of files.  Run `configure --help' for a list of the directories
    you can set and what kinds of files go in them.

       If the package supports it, you can cause programs to be installed
    with an extra prefix or suffix on their names by giving `configure' the
    option `--program-prefix=PREFIX' or `--program-suffix=SUFFIX'.

    Optional Features
    =================

       Some packages pay attention to `--enable-FEATURE' options to
    `configure', where FEATURE indicates an optional part of the package.
    They may also pay attention to `--with-PACKAGE' options, where PACKAGE
    is something like `gnu-as' or `x' (for the X Window System).  The
    `README' should mention any `--enable-' and `--with-' options that the
    package recognizes.

       For packages that use the X Window System, `configure' can usually
    find the X include and library files automatically, but if it doesn't,
    you can use the `configure' options `--x-includes=DIR' and
    `--x-libraries=DIR' to specify their locations.

    Specifying the System Type
    ==========================

       There may be some features `configure' can not figure out
    automatically, but needs to determine by the type of host the package
    will run on.  Usually `configure' can figure that out, but if it prints
    a message saying it can not guess the host type, give it the
    `--host=TYPE' option.  TYPE can either be a short name for the system
    type, such as `sun4', or a canonical name with three fields:
         CPU-COMPANY-SYSTEM

    See the file `config.sub' for the possible values of each field.  If
    `config.sub' isn't included in this package, then this package doesn't
    need to know the host type.

       If you are building compiler tools for cross-compiling, you can also
    use the `--target=TYPE' option to select the type of system they will
    produce code for and the `--build=TYPE' option to select the type of
    system on which you are compiling the package.

    Sharing Defaults
    ================

       If you want to set default values for `configure' scripts to share,
    you can create a site shell script called `config.site' that gives
    default values for variables like `CC', `cache_file', and `prefix'.
    `configure' looks for `PREFIX/share/config.site' if it exists, then
    `PREFIX/etc/config.site' if it exists.  Or, you can set the
    `CONFIG_SITE' environment variable to the location of the site script.
    A warning: not all `configure' scripts look for a site script.

    Operation Controls
    ==================

       `configure' recognizes the following options to control how it
    operates.

    `--cache-file=FILE'
         Use and save the results of the tests in FILE instead of
         `./config.cache'.  Set FILE to `/dev/null' to disable caching, for
         debugging `configure'.

    `--help'
         Print a summary of the options to `configure', and exit.

    `--quiet'
    `--silent'
    `-q'
         Do not print messages saying which checks are being made.  To
         suppress all normal output, redirect it to `/dev/null' (any error
         messages will still be shown).

    `--srcdir=DIR'
         Look for the package's source code in directory DIR.  Usually
         `configure' can determine that directory automatically.

    `--version'
         Print the version of Autoconf used to generate the `configure'
         script, and exit.

    `configure' also accepts some other, not widely useful, options.

# B. OpenLDAP Software Copyright Notices

## B.1. OpenLDAP Copyright Notice

Copyright 1998-2007 The OpenLDAP Foundation.
All rights reserved.

Redistribution and use in source and binary forms, with or without modification, are permitted only as authorized by the OpenLDAP Public License.

A copy of this license is available in file `LICENSE` in the top-level directory of the distribution or, alternatively, at <http://www.OpenLDAP.org/license.html>.

OpenLDAP is a registered trademark of the OpenLDAP Foundation.

Individual files and/or contributed packages may be copyright by other parties and their use subject to additional restrictions.

This work is derived from the University of Michigan LDAP v3.3 distribution. Information concerning this software is available at <http://www.umich.edu/~dirsvcs/ldap/ldap.html>.

This work also contains materials derived from public sources.

Additional information about OpenLDAP software can be obtained at <http://www.OpenLDAP.org/>.

## B.2. Additional Copyright Notice

Portions Copyright 1998-2006 Kurt D. Zeilenga.
Portions Copyright 1998-2006 Net Boolean Incorporated.
Portions Copyright 2001-2006 IBM Corporation.
All rights reserved.

Redistribution and use in source and binary forms, with or without modification, are permitted only as authorized by the OpenLDAP Public License.

Portions Copyright 1999-2005 Howard Y.H. Chu.
Portions Copyright 1999-2005 Symas Corporation.
Portions Copyright 1998-2003 Hallvard B. Furuseth.
All rights reserved.

Redistribution and use in source and binary forms, with or without modification, are permitted provided that this notice is preserved. The names of the copyright holders may not be used to endorse or promote products derived from this software without their specific prior written permission. This software is provided ``as is'' without express or implied warranty.

## B.3. University of Michigan Copyright Notice

Portions Copyright 1992-1996 Regents of the University of Michigan.
All rights reserved.

Redistribution and use in source and binary forms are permitted provided that this notice is preserved and that due credit is given to the University of Michigan at Ann Arbor. The name of the University may not be used to endorse or promote products derived from this software without specific prior written permission. This software is provided ``as is'' without express or implied warranty.

# C. OpenLDAP Public License

    The OpenLDAP Public License
      Version 2.8, 17 August 2003

    Redistribution and use of this software and associated documentation
    ("Software"), with or without modification, are permitted provided
    that the following conditions are met:

    1. Redistributions in source form must retain copyright statements
       and notices,

    2. Redistributions in binary form must reproduce applicable copyright
       statements and notices, this list of conditions, and the following
       disclaimer in the documentation and/or other materials provided
       with the distribution, and

    3. Redistributions must contain a verbatim copy of this document.

    The OpenLDAP Foundation may revise this license from time to time.
    Each revision is distinguished by a version number.  You may use
    this Software under terms of this license revision or under the
    terms of any subsequent revision of the license.

    THIS SOFTWARE IS PROVIDED BY THE OPENLDAP FOUNDATION AND ITS
    CONTRIBUTORS ``AS IS'' AND ANY EXPRESSED OR IMPLIED WARRANTIES,
    INCLUDING, BUT NOT LIMITED TO, THE IMPLIED WARRANTIES OF MERCHANTABILITY
    AND FITNESS FOR A PARTICULAR PURPOSE ARE DISCLAIMED.  IN NO EVENT
    SHALL THE OPENLDAP FOUNDATION, ITS CONTRIBUTORS, OR THE AUTHOR(S)
    OR OWNER(S) OF THE SOFTWARE BE LIABLE FOR ANY DIRECT, INDIRECT,
    INCIDENTAL, SPECIAL, EXEMPLARY, OR CONSEQUENTIAL DAMAGES (INCLUDING,
    BUT NOT LIMITED TO, PROCUREMENT OF SUBSTITUTE GOODS OR SERVICES;
    LOSS OF USE, DATA, OR PROFITS; OR BUSINESS INTERRUPTION) HOWEVER
    CAUSED AND ON ANY THEORY OF LIABILITY, WHETHER IN CONTRACT, STRICT
    LIABILITY, OR TORT (INCLUDING NEGLIGENCE OR OTHERWISE) ARISING IN
    ANY WAY OUT OF THE USE OF THIS SOFTWARE, EVEN IF ADVISED OF THE
    POSSIBILITY OF SUCH DAMAGE.

    The names of the authors and copyright holders must not be used in
    advertising or otherwise to promote the sale, use or other dealing
    in this Software without specific, written prior permission.  Title
    to copyright in this Software shall at all times remain with copyright
    holders.

    OpenLDAP is a registered trademark of the OpenLDAP Foundation.

    Copyright 1999-2003 The OpenLDAP Foundation, Redwood City,
    California, USA.  All Rights Reserved.  Permission to copy and
    distribute verbatim copies of this document is granted.